“Most counsellors like to be dominant, that’s why they’re
counsellors. It turns them on.” n
Interviewee, practicing male psychologist (7th June
2000)
Sex Relations in Patients/Psychotherapist Relations: Consensual consent?[1]
Peter
Pullicino[2]
Psychotherapists are utterly
unlike healers who care for the body, instead they care for their patients’
perceptions of the world, and in many cases they hold the key to their
patients’ sexuality. Often the disclosures of patients made in the private
offices of therapists are those which would never have been uttered to a friend
of lover. They are given in the hope that they will be interpreted objectively
and help the patient move towards a more fulfilled life. It is particularly worrying when a
psychotherapist takes advantage of his superior position in order to gratify
his sexual desires, to the detriment of his patient. This occurs mainly between
male therapists and female clients[3].
Although, arguably, not all sexual contact is harmful to the patient, it has
long been seen as unethical to have sexual relations with patients because of
the danger of harm. The Hippocratic Oath includes the lines,
“…into whatever houses I enter I will go into them for the benefit of the sick and will abstain from every voluntary net of mischief and corruption; and further from the seduction of females or males, bond or free.”[4]
These sentiments are echoed
by ethical codes around the world,
1. Current Clients. Counselors do not have any type of sexual intimacies with clients and do not counsel persons with whom they have had a sexual relationship.
2. Former Clients. Counselors do not engage in sexual intimacies with former clients within a minimum of 2 years after terminating the counseling relationship. Counselors who engage in such relationship after 2 years following termination have the responsibility to examine and document thoroughly that such relations did not have an exploitative nature, based on factors such as duration of counseling, amount of time since counseling, termination circumstances, client’s personal history and mental status, adverse impact on the client, and actions by the counselor suggesting a plan to initiate a sexual relationship with the client after termination. [5]
The Australian version is
published by the Australian Psychological Society (APS) and is more verbose and
much more thorough, although the general gist of the above quote is replicated.
The occurrence of this particular brand of unethical behaviour is uncertain. Definitions of sexual relations vary (verbal, fondling, intercourse etc…) and may be interpreted differently by respondents. Many respondent psychiatrists and assorted therapists show they do not even like to discuss this issue:
“A survey of 1000
psychologists came back with 666 unusable questionnaires (1977)…. Similar
results were obtained from another questionnaire designed by a task force of
the California State Psychological Association sent to 4,385 licensed
psychologists in California; except this time only a 16% response rate was
obtained (1981). ”[6]
The truthfulness of the
respondents who do reply must therefore be doubted too. Keeping in mind all
these warning about data, the phenomenon has been shown to be somewhere between
5% and 15% for male therapists and 0.5% to 5% for female therapists[7].
For feminists the statistics lead to an inference of a “gendered” issue. The
figures point out that there is a significant problem with older male
therapists having sex with young female patients. It “almost always” is the
case[8].
This conclusion is inescapable although the actual percentages are not totally
accurate. The Australian Psychological Society has recognised this and has a
separate set of guidelines specifically for women clients, “Guidelines for
Psychotherapeutic Practice with Female Clients”[9]
in addition to its “Guidelines on the Proscription of Sexual Relationships with
Clients”[10] and
“Ethical Guidelines Relating to Procedures/Assessments That Involve
Psychologists-Client Physical Contact”[11].
In Australia a breach of APS
ethical guidelines can result in an order that the member cease his conduct,
that a 3rd party be present during his sessions, or that the member
undertakes more training or evaluation. The member may also be suspended, or
expelled[12].
The legal support for abused
patients is, in contrast to the well-crafted guidelines from the APS, unruly
and irrational. When a psychotherapist wants to undertake a ‘sexual therapy’[13]
the legal fear revolves around the concept of a lack of “informed consent”[14].
This is a civil law concept; it does not exist in the criminal law. In Rogers v. Whitaker[15],
a leading civil decision, The High Court said “a patient's choice to undergo
medical treatment is meaningless unless it is made on the basis of relevant
information and advice”. In the same way, if a client cannot comprehend the
context of the sexual act the consent will be invalid. The ethical prohibitions
are much clearer and easier to use in order to de-register the offender,
however the civil courts have the power to award damages, and this is useful
for victims. To use the tort action requires the prosecution to prove duty of
care, lack of informed consent, causation, damage to the person’s health. This
is an effective way that victims can validate their experiences and get a
monetary pay-out in recognition of what they have suffered. Consider the recent
case of B v. Marinovich[16]
, in the Northern Territory Supreme Court, where amongst other things a
psychiatrist provided personal massage services and sexual intercourse with his
client. Riley J said,
“….permitting, indeed encouraging her [the first plaintiff’s] dependence upon him and allowing the relationship to become sexualised leading to sexual intercourse occurring between a psychiatrist and a patient. He did this by adopting pharmacological treatment referred to and by fostering an inappropriate close personal relationship with his patient. Examples of that relationship can be seen in the many visits to her hospital which I find went beyond what was necessary or appropriate. It has also been seen in the social contact outside of the doctor/patient relationship, the passing of compliments of an inappropriate kind, the making of negative remarks relating to her husband, the encouraging of the relationship with X, the fact of an the nature of the massages and, ultimately, the request for and participation in the act of sexual intercourse. The sexualisation of the therapy had the effect of negativing any benefit that the first plaintiff may have derived from her treatment with the defendant… He knew that the first plaintiff had suffered childhood sexual abuse and that, along with her psychological condition at the time of seeking his professional assistance, made her vulnerable to the sexual advances he subsequently made. She was at the time in a very confused state.”
The seriousness of the
breach of duty was so severe that Riley J awarded punitive damages with
relation to the negligence claim of $30,000.
Criminal law is less
fruitful for the prosecution. The area is littered with arcane technical terms
that have special meanings according to precedent. Legal “consent” stems from
the law of trespass with a simplistic common law definition of “consent” as
consent to actual bodily touching. The Victorian criminal legislation has
overturned this common law definition (presented in Mobilio[17]) which said that sex through fraud was
not rape if the woman consented to the character of the actual physical act. In
the ACT Crimes Act, a comparable act to the Victorian statute, three sections
might be relevant:
“ s.92P...
(g) by a fraudulent misrepresentation of any fact made by the other
person, or by a third person to the knowledge of the other person;
(h) by the abuse by the other person of his or her position of authority
over, or professional or other trust in relation to, the person;
(i) by the person's physical helplessness or mental incapacity to
understand the nature of the act in relation to which the consent is
given;”[18]
Legislation is based on the
developing case law, broadening a very narrow definition of non-consentual
rape, and making it broader, but still quite technical. Lack of consent is
still seen as a more specific agreement that goes along with each specific sex
act,
“In every rape trial the prosecution must prove, as an ingredient of the offence, that intercourse occurred without the victim's consent. Consequently, the victim's state of mind before and during intercourse with the accused will always be relevant…”[19]
From the language used in
the Act as well as academic commentary[20],
it is obvious that the Crimes Act is ineffectual when it comes to abused
clients, as they often realise the rape much later on[21].
This is analogous to the fact that rape legislation/limitation legislation is
inadequate to properly cover child sex abuses and highlights the need to
address the problem in a more holistic way. “Consensual consent”, the concept
this essays wishes to dwell upon, goes beyond the current technical views of
consent. It implies a wide-ranging consent to the ramifications of the
relationship, not merely the physical acts. The failure of the law to recognise
the practical problems of victims in mounting a case, even after recent
reforms, is a matter of concern[22].
The issue of sexual
relations and the framework under which abuse is prevented has been established
by the above paragraphs. At his point it is worthwhile to note that therapists
having sex-oriented contact with patients need not always be unethical or
illegal. For instance consider the case of Maxine, a friend of mine:[23]
Maxine grew up in a very religious household in the rural countryside where sex was classed as obscene. Her father used to watch her have her baths and no door in the house was allowed to be closed. Her mother told her that men were evil and never referred to sexuality in anything than desultory terms. Maxine was told by her family GP when she was 15 that her sexual organs were malformed and that she would never have any kind of pleasurable intercourse. This was untrue. Maxine left her country town and her family when she was 22 and moved to the city where she had her first boyfriend. She was scared and confused about sex, and her capacity to function. Before disclosing her fears to her boyfriend she went to a doctor who reassured her that everything was perfectly formed. From then on she had a more or less normal sex life, although she described her ordeal in very unpleasant terms, and was still “getting over it”.
Consider Maxine’s trip to
the second doctor. If he had handled her organs in a abrupt fashion which many
doctors do to appear “uninterested” he might have further alienated her rather
than reassured her In a similar way too, we can see how a psychiatrist would
want to assure Maxine in the way her mother should have so many years ago: “go
on – it is yours to explore, to use, love with, just like your lips or hands: a
decent, beautiful organ of pleasure”[24]
. In these situations it is clear that making strict rules about consent in the
therapist/patient interaction may not have allowed Maxine to receive a
beneficial therapy. Ongoing sex-oriented therapy may involve touching of the
clitoris in order to determine the state of a patient’s reactivity, or their
progress in therapy. There is potential for much emotional healing to occur
through positive sexual experiences although the practice must be strictly
monitored to prevent abuse[25].
In most situations, however,
therapists do not want to feel guilty when they hug a crying patient, or put a
hand on the person’s lap as a gesture of comfort and solidarity. Often patients
have stories that move therapists to emotion too. It is worthwhile to have a
sympathetic ear rather than a robotic one. There is a need to keep a certain
flexibility for the use of touching in the non-sexual context, but there is
also a pull the other way to expose improper touching and prevent it. In the light
of the public spotlight the general therapeutic community sees touching as a
risky business. From 1976 to 1988 the American Psychological Association trust
fund spend 53.2% of its money on sex related complaints[26].
Some professionals express a fear a histrionic account of the touching may be
given after innocent touching – that all it takes is one “crazy” woman[27].For
instance, this is a bona fide account
given by a woman patient,
"For example, an expressed wish for a
birthday kiss, with no expectation of such action from him, was with met with a
statement 'You know I can't do that' followed by a sudden passionate kiss. To
say I was confused was an understatement."[28]
Although no aspersion is
cast on the above account I have rephrased it from the therapist’s viewpoint,
“She expressed a wish for a birthday kiss. I knew it was out of bounds, and that I shouldn’t because of our professional relationship. That said, she was not an unattractive woman, despite her age, and on the spur of the moment I gave her a kiss, on the side of her mouth. I would not have called it passionate, and I was worried about damage to her self-esteem, and further awkwardness, if I had refused.”
Some psychotherapists have
defended their sexual relationships as therapy[29],
but obviously they do not extend such favours to their ugly, old, fat,
moth-eaten clients. Therapists may start touching their clients in order to
help them overcome frigidity, but the situation could easily progress to sex
with a pretence therapy. That kind of behaviour is obviously unethical because
the patient’s wellbeing is conflict with the therapist’s sexual appetite. The
patient is never the winner in such a relationship, unless it is purely by
accident. Therapy has by that stage has “gone out the window”.
The burning question is
whether it is possible for patient’s to be give full consent for sex in the
same way a woman can in a normal adult-adult relationship. At a fundamental
level we must respect a person’s autonomy to engage in sexual acts. To say that
they cannot give consent is to take away a crucial freedom, the freedom to
flirt, to love, and to have consensual sex with anyone they choose. One side of
the coin there is patient autonomy; on the other psychotherapist autonomy; on
the third there are community fears that a patient's autonomy may be
illusory. Patients are adults, as are
therapists. The problem arises in cases where the situation resembles a
child-parent relationship. It is held that a child cannot consent to sex with
an adult because he/she does not have the capacity to fully understand to what
he/she is consenting. It is easy to draw parallels in this area of abuse. The
therapist has huge power in information and status, is often on personal terms
with the patient, and it is no wonder that the therapist becomes an object of
sexual attraction. The patient may be pushing for sex not realising the
consequences of the sexual act, or the context in which it is about occur.
Consider the following testimonial from survivor of childhood abuse who was
re-abused by her therapist,
“Getting to the
sexual abuse was a slow process. He didn’t lunge immediately. It was therefore
much more insidious that a straight rape, and less discernible. I was blocked
to his sexuality. Curious about his erections but blocked to the fact they
indicated his desire for sexual contact… I regressed to the level that I was at
as a child, when I was, of course, powerless and helpless, surviving and
forgetting.” [30]
Victims suffer ambivalence,
guilt, emptiness and isolation, sexual confusion, impaired ability to trust,
confused roles and boundaries, emotional liability, suppressed rage, increased
suicidal risk, flashbacks, intrusive thoughts, lack of concentration, unbidden
images and nightmares[31].
As the quote above pointed out these attacks on child abuse survivors often
replicate the sensations of child abuse itself[32].
In many ways psychologists are “world-makers” parents who define the patient’s
value system. If this analogy is correct then patients cannot give informed
consent. Moreover it is impossible to withdraw from such a cage because it is
created in the patient’s mind, much like the theory behind Battered Women’s
Syndrome. It is particularly interesting to note the words the abused uses - “I was blocked to his sexuality”. It shows
that the victim was not operating in an adult-adult relationship. These
accounts are particularly heartrending seeing that therapists can potentially
offer so much help to child abuse survivors. The offender destroys trust in
survivors who are just beginning to trust again, making any real future
treatment almost impossible. It is a
case of “crushing the crushed”.
To balance the argument it
is worthwhile to point out that therapists are human - they have sexual drives;
they experience attraction to physical beauty; are moved sympathy; need love and affection too. As Shylock
cries in The Merchant of Venice “If
you prick us, do we not bleed? if you tickle us, do we not laugh? if you poison
us, do we not die?”[33].
Indeed the therapist is encouraged by luminaries like Jung to become
active,
“The doctor cannot cure without committing himself. When important matters are at stake, it makes all the difference whether the doctor see himself as a part of the drama, or cloaks himself in his authority.”[34]
Therapists themselves do not
want to become mechanical about therapy, and want to be able to be more that
just listeners. They are told they must recognise their attraction but not act
on it. Sex with a patient is an extremely easy and tempting thing in which to
indulge. Take the following example given in a book,
“You have seen Shirley for four interviews and consider her extremely attractive. You find yourself having sexual fantasies and romantic fantasies involving her both within and without the sessions. She seems to welcomes any interest you show in her and you suspect the attraction is mutual.
1. Should you ignore
and suppress the fantasies as best you can and continue to try to work with
this client?
2. Should you simply
enjoy the fantasies, saying nothing about them, and continue with the client?
3. Should you
confess you attraction and make it a topic for mutual examination by you and
your client and hope to find a mutual resolution which will allow the
continuation of psychotherapy, per se?
4. Should you terminate
the client with as general an explanation as seems to satisfy her and refer her
elsewhere?”[35]
Given such scenarios, and
ease with which they occur, it is hardly surprising that there is a remarkable
level of therapist/patient relations. There are very few legal consequences in
practice. Like sexual crimes against children, I assume that reporting is rare,
follow ups even rarer, and may also be muffled by other invalidating voices[36].
To go further it may even be harder to say it was abuse in cases where the
victim initiated contact, and this may leave the victim feeling confused as to
whether they have abused.
That said, psychotherapists
owe a duty both on a legal level and an ethical level to restrain themselves
from causing harm to their patients even if those very same patients want the
“sex”. Medical ethics has always gone further and said that the healer must be
beneficent, not only non-maleficent[37]
- that is he must actively pursue the good of the patient. Autonomy is a
principle which is subjugated to the need to beneficent. The good of the
patient must always trump the “consent” issue in the therapist’s evaluation of
whether he should continue the treatment.
The autonomy of the patient
is a harder issue to brace. For instance, some therapist/client relations may
be cursory – for example:
“Babette was in a long-term therapeutic arrangement with a counsellor. He fell ill and could not keep the next appointment. Babette was going through a family crisis at the time and desperately needed to talk to someone about her situation and about the side-effects of her new anti-depressant, Aropax. She went to a crisis centre on the other side of the city and seen once by George, a recently graduated psychologist, who was acting as a locum there. They got along well, and although they only spent a short time together (approximately an hour), Babette felt he could be the “one” she’d been looking for all her life. George didn’t explore Babette’s problems in depth and just gave her some general relaxation exercises, and addressed her concerns about the Aropax. Later that week Babette got the courage to ring his workplace and ask George out. George accepted.”[38]
This is a case where the
relationship would probably not be considered unethical by most practitioners
even though it breaches written ethical guidelines. Should the patient in the
above situation be given leave to informed consent if they end up in bed
together on their first date? It seems a very different case to that of
long-term therapy, and it seems Orwellian, and patriarchal, to deny a woman her
right to have sex with whomever she pleases. The ethical complexities are huge
when it comes to laying down hard law in this area. Possible infringements on patient autonomy are to be feared –
shall the State say who we associate with and to what degree? Isn’t abuse
something we have to put up with if we are to have freedom to consent? – There
is no easy answer.
A topic of special interest
to me is post-session relationships. Many consider them unethical as reflected
in the APS ethical code which stipulates a two year period between the finish
of the session and the start of sexual relations[39].
This two-year period is rather artificial, but may well be the best way of
avoiding controversy. Therapists cannot end their professional relationship and
immediately start a new kind of equal and loving relationship with their client
cum lover and be free of charges of unethical conduct. How and when a new
relationship may begin is one of the most difficult questions in this area, if
it can begin at all. If consent can be negated by the initiation of therapy,
then this goes against the common myth that “love will conquer all”. The word
“love” has been used in our culture to justify illegal and irrational acts. I
feel there is a sentiment in the community that therapists and clients should
be given a way to pursue “true love”. This manifests itself in the 2-year limit[40]
which is again an attempt to find a middle-ground, but a rather ludicrous
attempt, because as we all know (psychologists most of all!) relationships do
not recognise time-limits. When there is attraction it is either acted upon, or
some kind of frustration ensues.
There is no reason
consensual consent should be impossible to give, although because there is no
way of policing abusers, the professional bodies prefer a blanket “no-one shall
consent” on in their guidelines. The penalty is loss of livelihood or
suspension. There is also the civil system where damages may be recovered for
malpractice. I would suggest that this protection is adequate, because to amend
the criminal legislation to expand the meaning of “consent” would result in
unwanted rape convictions. It would change the whole way professionals deal
with their clients. A rigid punishment regime would not even necessarily
protect the minority of mentally-vulnerable women who are potentially at risk
of grievous sexual abuse. Although there is a great deal of anger aimed at
powerful and malicious offenders broadening the ambit of the criminal law using
consent is an extreme way of dealing with a delicate situation. It is like
using an axe to crack open a nut. The criminal law could be changed in a more
constructive way if the emphasis is moved from consent onto other matters, such
as the inequality of the relationship in particular types of therapist/client
sexual relations, eg. establishing that an adult-adult relationship does not,
or cannot, exist in certain cases.
[1] Consensual, a. Existing, or made, by the mutual consent of two or more parties. Consent v. To give assent, as to the proposal of another; agree. (from Webster's Revised Unabridged Dictionary @www.dictionary.com). To explain the title, the essay considers ‘Consentual’ as a non-legalistic form of totally independent and informed consent, and ‘consent’ refers to the defacto act of agreement (simply saying “yes”). Note that these entail different legal and ethical outcomes.
[2] Undergradudate BA/LLB/BSc(Psychology, incomplete), Australian National University.
[3] I will sometimes use single pronouns , eg. often “his” for the therapist and “her” for the patient because of the gendered nature of the problem, and because it makes it easier to write fluently.
[4] http://csep.iit.edu/Codes/coe/Oath.html
[5] American Counseling Association Ethical Guidelines, http://csep.iit.edu/Codes/coe/ACA-CoE.html
[6] Thompson A, Ethical concerns in psychotherapy and their legal ramifications, University Press Of America, 1983, p. 63.
[7] See the introductory paragraphs of Stake J, Joan O, "Sexual Contact and Touching Between
Therapist and Client: A Survey of Psychologists' Attitudes and Behaviour",
Professional Psychology: Research and Practice, 1991 22:4, p.297-307.
[8] Bancroft J, “Ethical Aspects of Sexuality and Sex Therapy”, Psychiatric Ethics, Oxford University Press, 1981, p.162
[9] http://aps.psychsociety.com.au/about/womengln.pdf
[10] http://aps.psychsociety.com.au/about/sexrelations.pdf
[11] http://aps.psychsociety.com.au/about/physical.pdf
[12] See. V.6.2.4.3 Reprimand, V.6.2.4.4 Suspension,V.6.2.4.5 Expulsion, in Rules and Procedures of the APS Ethics Committee, http://aps.psychsociety.com.au/about/ethics_procedures_contents.htm
[13] Physicians may say that their their sexual relationship with their clients is a form of therapy when confronted.
[14] “Consentual consent” is my fabricated sociological term, and the closest thing to this is the legal arena is in the area of negligence, “informed consent”.
[15] (1992) 175 CLR 479 F.C. 92/045. The equivalent case in the US is Cantebury v. Spence, (1972) 464 F (2nd) 772 decided 20 years earlier.
[16] [1999] NTSC 127 (unreported Sup Ct of NT, Riley J, BC 9907606, 22 Nov 99), See John Neill, “Punitive Damages for Medical Negligence”, Australian Health Law Bulletin, 8:6, Feb/March 1999
[17] R v Mobilio (1991) 1 VR 339. This trend against Mobilio’s definition of consent is now apparent in other States’ statutes. Mobilio was an inexcusable case of judicial incompetence, and has attracted wide-spread criticism from all quarters.
[18] Crimes Act 1900 (ACT)- s. 92P, http://www.austlii.edu.au/au/legis/act/consol_act/ca190082/s92p.html
[19] Bronnit S, http://law.anu.edu.au/criminet/trape.html
[20] eg. Gillies P, Criminal Law, LBC info services, 4th ed 1997, Australia, p. 598.
[21] Repressed or recovered memory affecting the date on which the cause of action came about etc…
[22] Including the “revicitimsation” by the legal system of women who have been raped, see Moyer I, The Changing Role of Women In the Criminal Justice System, Waveland Press, USA, 1985, p. 158
[23] Her name has been changed to disguise her identity. She has reviewed and approved the disclosure of the information presented.
[24] Bancroft J, ibid, p.163. quoting Tunnadine LP, Contraception and sexual life: a therapeutic approach, London Tavistock, 1970.
[25] The APS ethical code makes sure that it is very hard for psychologists to undertake sexual therapy without documentation, and in the presence of a third person. There are advantages and disadvantages. One of the major disadvantages is that the patient may no longer feel sexually aroused if there are too many restrictions to overcome. Furthermore the therapy may not be practised by many physicians who fear being struck off. Of couse, there are the obvious advantages of keeping out many potential abuses.
[26] Pope KS, Ethics in Psychotherapy and Counselling, 1991, Jossey-Bass, USA, p. 28.
[27] See Bancroft J, ibid, p.167.
[28] DeLozier P, "Therapist Sexual Misconduct", Women & Therapy, 1994 15:1, p.55-67.
[29] I had an vivid account of this from an interviewee. This excuse is also brought up in Pope KS, ibid ff
[30] Easteal P, Suppressing the Voices of Survivors: Sexual Exploitation by Health Practitioners, Australian Journal of Social Issues, 1998, 33(3), p. 216.
[31] Pope KS, ibid, p.102
[32] A very good article is Barker J “Adult Sequelae of Child Sexual
Abuse”, http://www.medicineau.net.au/clinical/psychiatry/SexualAbuse.html
[33] Act 3, Scene 1, see http://tech-two.mit.edu/Shakespeare/Comedy/themerchantofvenice/themerchantofvenice.html
[34] Jung, Memories Dreams and
Reflections taken from the Wonded Helper site http://members.xoom.com/Wounded/
[35] Thompson A, Ethical Concerns in Psychotherapy and Their Legal Ramifications, University Press of America, USA, 1983, p.53.
[36] DeLozier P, ibid, tells her story, which involved a second professional hushing her up. See also Easteal P, ibid, “Those Who Report: Further Suppression?”, p. 219.
[37] These words, “maleficent” and “beneficent”, are obsolete in a general sense, but still have meaning in the medical ethical field. See the various medical oaths, http://www.imagerynet.com/hippo.ama.html
[38] My own composition inspired by Thompson A, ibid, p. 52.
[39] http://aps.psychsociety.com.au/about/sexrelations.pdf
[40] There can be cases where the 2 year limit is extended, but that section is obviously there to cover all the bases. (See the APS guidelines)