Herald Price Fahringer, for Appellant Santorelli.
Donald W. O'Brien, Jr., for Appellant Schloss.
Elizabeth Clifford, for Respondent.
MEMORANDUM:
The order of Monroe County Court should be reversed and the informations dismissed.
Defendants' claim that Penal Law § 245.01 offends the equal protection clauses
of the Federal and State Constitutions was expressly passed upon by County Court,
and its disposition of that claim was a necessary basis for its order of reversal
of the Rochester City Court which had dismissed the informations (see, People
v Craft, 149 Misc 2d 223 [Monroe Co Ct]; People v Craft, 134 Misc
2d 121 [Roch City Ct]). We, therefore, reject the People's argument that under CPL
470.35(2)(a) the Court of Appeals lacks jurisdiction to pass upon that claim.
Defendants were arrested for violating Penal Law § 245.01 (exposure of a person)
when they bared "that portion of the breast which is below the top of the areola"
in a Rochester public park. The statute, they urge, is discriminatory on its face
since it defines "private or intimate parts" of a woman's but not a man's
body as including a specific part of the breast. That assertion being made, it is
settled that the People then have the burden of proving that there is an important
government interest at stake and that the gender classification is substantially
related to that interest (see, Mississippi University for Women v Hogan,
458 US 718, 725). In this case, however, the People have made no attempt below and
make none before us to demonstrate that the statute's discriminatory effect serves
an important governmental interest or that the classification is based on a reasoned
predicate. Moreover, the People do not dispute that New York is one of only two
states which criminalizes the mere exposure by a woman in a public place of a specific
part of her breast.
Despite the People's virtual default on the constitutional issue, we must construe
a statute, which enjoys a presumption of constitutionality, to uphold its constitutionality
if a rational basis can be found to do so (see, McKinney's Cons Laws of NY, Book
1, Statutes, § 150[c]; People v Price, 33 NY2d 831 [defendant's equal
protection claim not addressed because statute was construed to not apply]; Childs
v Childs, 69 AD2d 406, 418-421).
Penal Law § 245.01, when originally enacted (L 1967, c 367, § 1), "was
aimed at discouraging 'topless' waitresses and their promoters (see, Practice Commentary
by Denzer and McQuillan, McKinney's Cons Laws of N.Y., Book 39, Penal Law, §
245.01, p. 200)" (People v Price, 33 NY2d 831, 832, supra). Considering
the statute's provenance, we held in Price that a woman walking along a
street wearing a fishnet, see-through pull-over blouse did not transgress the statute
and that it "should not be applied to the noncommercial, perhaps accidental,
and certainly not lewd, exposure alleged" (id. at 832). Though the statute
and the rationale for that decision are different, we believe that underlying principle
of People v Price (supra) should be followed.[n
1] We, therefore, conclude that Penal Law § 245.01 is not applicable
to the conduct presented in these circumstances and that the City Court was correct
in dismissing the informations.
F O O T N O T E
1. Contrary to the position of the concurrence (see concurring
opn, at 4), nothing in the Legislature's repeal and replacement of former Penal
Law § 245.01 (L 1983, ch 216), subsequent to our decision in Price,
affects the holding of Price or our analysis here. The revised § 245.01
expanded the application of the former statute and prohibited full nudity by males
and females (see, People v Hollman, 68 NY2d 202). In its definition of
"private or intimate parts" as including women's breasts, however, the
revised statute retained the same discriminatory infirmity which occasioned our
decision in Price. We find no basis in the revised statute or in the statutory
history for not giving effect to Price here (see, Bill Jacket, L 1983,
ch 216, Governor's Approval Memorandum).
Citing the maxim that wherever possible statutes should be construed so as to sustain
their constitutionality (see, e.g., Matter of Sarah K., 66 NY2d 223, cert
denied sub nom. Kosher v Stamatis, 475 US 1108; Loretto v Teleprompter
Manhattan CATV Corp., 58 NY2d 143), the Court bypasses appellants' equal protection
argument by holding that Penal Law § 245.01 simply does not apply "in
these circumstances." That maxim is unhelpful here, however, since both the
language and the history of Penal Law § 245.01 demonstrate quite clearly that
the conduct with which appellants were charged is precisely the type of behavior
that the Legislature intended to outlaw when it enacted Penal Law § 245.01.
Thus, appellants' constitutional equal protection claim cannot be avoided and the
only relevant legal maxim is the one that demands proof by the State that a classification
based on gender be substantially related to the achievement of an important governmental
objective (e.g., Caban v Mohammed, 441 US 380, 388, 393; People v Liberta,
64 NY2d 152, 168). Since that standard has not been satisfied here, I would hold
that, as applied in these circumstances, Penal Law § 245.01 is unconstitutional
and, for that reason, the charges against appellants should have been dismissed.
Appellants and the five other women who were arrested with them were prosecuted
for doing something that would have been permissible, or at least not punishable
under the penal laws, if they had been men -- they removed their tops in a public
park, exposing their breasts in a manner that all agree was neither lewd nor intended
to annoy or harass. As a result of this conduct, which was apparently part of an
effort to dramatize their opposition to the law, appellants were prosecuted under
Penal Law § 245.01, which provides that a person is guilty of the petty offense
of "exposure" when he or she "appears in a public place in such a
manner that the private or intimate parts of his [or her] body are unclothed or
exposed." The statute goes on to state that, for purposes of this prohibition,
"the private or intimate parts of a female person shall include that portion
of the breast which is below the top of the areola."[n
1] The statute thus creates a clear gender-based classification, triggering
scrutiny under equal protection principles (see, Craig v Boren, 429 US
190).
The majority has attempted to short-circuit this equal protection inquiry by holding
that Penal Law § 245.01 is inapplicable to these facts. However, apart from
a cryptic reference to People v Price (33 NY2d 831), which the majority
admits involved a different statute and rationale, no explanation is offered as
to why this facially applicable statute should not be applied here or what specific
factor differentiates these circumstances from those in which the statute was intended
to apply.
Price is inapt in this context because it involved the predecessor to the
current Penal Law § 245.01 (L 1967, ch 367, § 1, amended L 1970, ch 40,
§ 1, repealed L 1983, ch 216, § 1), which was entitled "exposure
of a female" and, as the majority acknowledges, "was aimed at discouraging
'topless' waitresses and their promoters" (People v Price, supra,
at 832; see, Donnino, Practice Commentary, McKinney's Consol Laws of NY, Book 39,
Penal Law § 245.01, at 299-300). Given that purpose, it made sense for the
Court to hold in Price that the statute "should not be applied to
the noncommercial, perhaps accidental, and certainly not lewd, exposure alleged"
in that case (33 NY2d, at 832).[n 2]
In contrast, the current version of Penal Law § 245.01, which was adopted in
1983 to replace the statute at issue in Price (L 1983, ch 216, § 1),
was specifically intended to expand the reach of the "public exposure"
prohibition. The new provision was aimed at filling a gap resulting from the fact
that the existing law prohibited women from appearing topless in public but contained
no prohibition against either men or women appearing bottomless in public places
(Bill Jacket, L 1983, ch 216, Governor's Approval Memorandum). The explicit purpose
of the new law was to protect parents and children who use the public beaches and
parks "from the discomfort caused by unwelcome public nudity" (id.; accord,
Bill Jacket, L 1983, ch 216, Sponsors' Memorandum re A-5638; id., Letter dated May
31, 1983 from Assembly Member G.E. Lipshutz to Governor Cuomo re: A-5638). Simply
put, the focus of the legislation was to proscribe nude sunbathing by ordinary citizens
(see, People v Hollman, 68 NY2d 202). It thus cannot seriously be argued
that the present version of Penal Law § 245.01 was intended to be limited,
as its predecessor may have been, to commercially-motivated conduct.
Nor can it be argued that Penal Law § 245.01 was intended to be confined to
conduct that is lewd or intentionally annoying. First, there is absolutely no support
in the legislative history for such a construction. Second, a construction of Penal
Law § 245.01 requiring lewdness would be of highly questionable validity, since
it would render Penal Law § 245.00 [prohibiting the exposure of "intimate
parts" "in a lewd manner"] redundant (see, Statutes, McKinney's Consol
Laws of NY, Book 1, § 98 ["[a]ll parts of a statute must be harmonized
* * * and effect and meaning must * * * be given to the entire statute"). Finally,
whatever the Court may have said about the limitations of the predecessor provision
(see, People v Price, supra), this Court has already applied the current
version of Penal Law 245.01 to the public exposure of a person's "intimate
parts," even where the conduct was merely an expression of a personal philosophy
or a simple effort to "enhance * * * comfort [or] acquire an even tan"
(People v Hollman, supra, at 206). Our analysis in People v Hollman
(supra), thus plainly belies the limiting construction the majority now seems to
adopt.
Accordingly, there is simply no sound basis for construing Penal Law § 245.01
so as to be inapplicable to the deliberate, nonaccidental conduct with which appellants
were charged. The Court's reliance on the "presumption of constitutionality"
in these circumstances is thus nothing more than an artful means of avoiding a confrontation
with an important constitutional problem. While it is true that statutes should
be construed so as to avoid a finding of unconstitutionality if possible (Statutes,
supra, § 150[c], at 321), courts should not reach for strained constructions
or adopt constructions that are patently inconsistent with the legislation's core
purpose (see, People v Dietze, 75 NY2d 47, 52- 53; cf., People v Mancuso,
255 NY 463, 474). In doing so here, the majority has gone well beyond the limits
of statutory construction and has, in effect, rewritten a statute so that it no
longer applies to precisely the conduct that the Legislature intended to outlaw.
The equal protection analysis that the majority has attempted to avoid is certainly
not a complex or difficult one. When a statute explicitly establishes a classification
based on gender, as Penal Law § 245.01 unquestionably does, the State has the
burden of showing that the classification is substantially related to the achievement
of an important governmental objective (e.g., Caban v Mohammed, supra at
388, supra; Craig v Boren, supra, at 197; People v Liberta, supra,
at 168). The analysis may have been made somewhat more difficult in this case because
of the People's failure to offer any rationale whatsoever for the gender-based distinction
in Penal Law § 245.01. Nonetheless, in the absence of any discussion by the
People, the objective to be achieved by the challenged classification can be readily
identified.
It is clear from the statute's legislative history, as well as our own case law
and common sense, that the governmental objective to be served by Penal Law §
245.01 is to protect the sensibilities of those who wish to use the public beaches
and parks in this State (People v Hollman, supra, at 207; see, Bill Jacket,
L 1983, ch 216, Governor's Approval Memorandum, supra; id., Sponsor's Memorandum,
supra; id., Letter from Assembly Member G.E. Lipshutz to Governor Cuomo, supra).
And, since the statute prohibits the public exposure of female -- but not male -
- breasts, it betrays an underlying legislative assumption that the sight of a female's
uncovered breast in a public place is offensive to the average person in a way that
the sight of a male's uncovered breast is not. It is this assumption that lies at
the root of the statute's constitutional problem.
Although protecting public sensibilities is a generally legitimate goal for legislation
(see, e.g., People v Hollman, supra), it is a tenuous basis for justifying
a legislative classification that is based on gender, race or any other grouping
that is associated with a history of social prejudice (see, Mississippi Univ.
for Women v Hogan, 458 US 718, 725 ["[c]are must be taken in ascertaining
whether the statutory objective itself reflects archaic and stereotypic notions"]).
Indeed, the concept of "public sensibility" itself, when used in these
contexts, may be nothing more than a reflection of commonly-held preconceptions
and biases. One of the most important purposes to be served by the equal protection
clause is to ensure that "public sensibilities" grounded in prejudice
and unexamined stereotypes do not become enshrined as part of the official policy
of government. Thus, where "public sensibilities" constitute the justification
for a gender-based classification, the fundamental question is whether the particular
"sensibility" to be protected is, in fact, a reflection of archaic prejudice
or a manifestation of a legitimate government objective (cf., People v Whidden,
51 NY2d 457, 461).
Viewed against these principles, the gender-based provisions of Penal Law §
245.01 cannot, on this record, withstand scrutiny. Defendants contend that apart
from entrenched cultural expectations, there is really no objective reason why the
exposure of female breasts should be considered any more offensive than the exposure
of the male counterparts. They offered proof that, from an anatomical standpoint,
the female breast is no more or less a sexual organ than is the male equivalent
(see, e.g., J McCrary, Human Sexuality [1973] 141). They further contend that to
the extent that many in our society may regard the uncovered female breast with
a prurient interest that is not similarly aroused by the male equivalent (but see
Kinsey, Sexual Behavior in the Human Female [1953] 586-587; Kinsey, Sexual Behavior
in Human Male [1948] 575; Wildman, Note on Males' and Females' Preference for Opposite-Sex
Body Parts, 38 Psychological Reports 485-486), that perception cannot serve as a
justification for differential treatment because it is itself a suspect cultural
artifact rooted in centuries of prejudice and bias toward women. Indeed, there are
many societies in other parts of the world -- and even many locales within the United
States -- where the exposure of female breasts on beaches and in other recreational
area is commonplace and is generally regarded as unremarkable.[n
3] It is notable that, other jurisdictions have taken the position that
breasts are not "private parts" and that breast exposure is not indecent
behavior (State v Parenteau, Ohio Misc 2d 10, 11, citing State v Jones,
7 NC App 165; State v Moore, 241 P2d 455; State v Crenshaw, 61
Haw 68; see also Duvallon v State, 404 So 2d 196), and twenty-two states
specifically confine their statutory public exposure prohibitions to uncovered genitalia.[n 4]
The People in this case have not refuted this evidence or attempted to show the
existence of evidence of their own to indicate that the non-lewd exposure of the
female breast is in any way harmful to the public's health or well being. Nor have
they offered any explanation as to why, the fundamental goal that Penal Law §
245.01 was enacted to advance -- avoiding offense to citizens who use public beaches
and parks -- cannot be equally well served by other alternatives (see, Wengler
v Druggists Mut. Ins. Co., 446 US 142, 151-152; Orr v Orr, 440 US
268, 281-283).
In summary, the People have offered nothing to justify a law that discriminates
against women by prohibiting them from removing their tops and exposing their bare
chests in public as men are routinely permitted to do. The mere fact that the statute's
aim is the protection of "public sensibilities" is not sufficient to satisfy
the state's burden of showing an "exceedingly persuasive justification"
for a classification that expressly discriminates on the basis of sex (see, Kirchberg
v Feenstra, 450 US 455, 461). Accordingly, the gender-based classification
established by Penal Law § 245.01 violates appellants' equal protection rights
and, for that reason, I concur in the majority's result and vote to reverse the
order below.
F O O T N O T E S
1. Public exposure of a female's breast for the purposes of breastfeeding
infants or "entertaining or performing in a play, exhibition, show or entertainment"
is expressly excluded from the statutory prohibition.[return
to text]
2. Significantly, the allegation in Price was that the
defendant had been observed on a public street wearing a fishnet pullover which
left portions of her breasts visible, prompting the Court to observe that, absent
certain conditions, "legislation may not control the manner of dress"
(33 NY2d, at 832). That consideration is obviously not relevant here, where appellants'
conduct was obviously intended as a political, rather than a fashion, statement.[return to text]
3. Interestingly, expert testimony at appellants' trial suggested
that the enforced concealment of women's breasts reinforces cultural obsession with
them, contributes toward unhealthy attitudes about breasts by both sexes and even
discourages women from breastfeeding their children.[return
to text]
4. See, Alaska Stat § 11.41.460; Cal Penal Code Ann §
314 [West]; Col Rev Stat § 18-7-302; Idaho Code § 18-4104; Iowa Code §
709.9; Kan Stat Ann § 21-4301; Ky Rev State Ann § 510-150; Me Rev Stat
Ann 17-A, § 854; Mo Rev Stat § 566-130; Mont Code Ann § 45-5-504;
Neb Rev Stat § 28.806; NH Rev Stat Ann § 645.1; ND Cent Code § 12.1-20-12.1;
NM Stat Ann 30-9-13; Okla Stat, tit 21, § 1021; Or Rev Stat § 163.465;
RI Gen Laws § 11-45.1; SD Codified Laws Ann § 22-24-1; Tenn Code Ann §
39-13.511; Tex Penal Code Ann § 21.08; Utah Code Ann § 76-9-702; Wisc
Stat § 944.20; see also Robins v Los Angeles County, 56 Cal Rptr 853.[return to text]
* * * * * * * * * * * * * * * * *
Order reversed and informations dismissed in a memorandum. Chief Judge Wachtler and Judges Kaye, Hancock and Bellacosa concur. Judge Titone concurs in result in an opinion in which Judge Simons concurs.