Romanczuk on How Schools Should Be Organized

            These are just words on the page. It isn’t going to change anything.” - Cathy Romanczuk

Summary

            The three organizational metaphors that work for how I am experiencing Educational Administration are the organization as organism, as political system, and as a culture.  As a school-system-wide special education administrator, it is always interesting to me how much or how little special education gets supported at the building level.  I like the ways special education students and classes are more integrated into the whole school environment, but am leery of the two pushes afoot to alter this balance.  We likely won't go back to the days of full isolation of special education students, but full inclusion of them is an equally bad idea.  My suspicion is that inclusion is more politically motivated by funding shortfalls than educationally driven by what is best for the students.  In trying to keep the balance as it is and based on my own commitment to special education and servant leadership, I have little problem with driving all around the county trying to give the teachers the support they need when and where they need it.   

 

What theories of organizational management influence school organization?

            Educational Administration’s (Ed Admin’s) “theory movement” of the 1950s and 1960s “attempted to put educational administration on a footing as sound as that of psychology or economics by developing theoretical constructs that could be tested in the world of organizations” (Foster, 1986, p. 53). That Ed Admin theorists went the “business route” without assuming schools are not the same as other organizations is a mistake the field is still recovering from. The world of K-12 isn’t even the same as higher education; when the business model is applied, the connections slip even more. A concurrent change made this business model link even less useful. Herrnstein and Murray (1994) point out that the democratization of higher education did not remove barriers to follow-on schooling; it raised different ones instead. No longer was college the domain of the children of the social elite; however, in the 1950s and 1960s, the college admissions shifted their focus to the “cognitive elite” (Herrnstein & Murray, p. 25).

 

            Complicating the organizational management theories’ impact on school organization is how wrapped up the schools always are in the political and social problems of the times (even when public schooling is not the problem). The mid-1960s to mid-1970s dip in the Scholastic Aptitude Tests scores, the rise in crime from the 1960s on, and the mid-1980s to mid-1990s reform/transition time for Ed Admin are problems not isolated from each other. Neither is the renaissance of social justice in America—Johnson’s Great Society—or what Gould (1996) called the civil rights movement’s “great excitement and success” (p. 36). With publication of Herrnstein and Murray’s Bell Curve coinciding with Gingrich’s Contract with America, it is obvious to Gould (1996) that the good old days are gone, replaced by a “new age of social meanness” (p. 31).

 

            Special Education (SpEd) itself is something of a throwback to the “life adjustment movement” of the 1940s (Owens, 2001, p. 7), prior to scientific/technical  “backlash” of the 1950s that the space race prompted in schools. Especially for the lowest ability students, getting them life skills and some kind of independent living is very much like Taylor’s time and motion studies. In fact, the teachers who are the best at documenting it have task analyses of the simplest processes—tooth brushing, making a peanut butter and jelly sandwich, etc.—that are very like Taylor’s science of shoveling (Taylor as cited in Shafritz & Ott, 2001).

 

            That said, among Morgan’s (1997) metaphors that work as other ways of explaining the K-12 SpEd Admin world I work in are:

 

            The organization as organism/human relations theory

            The organization as a political system/the power metaphor

            The organization as a culture

 

Human Relations Theory

 

            The organization as organism metaphor’s guiding assumption is that the organization is a “living system” (Morgan, 1997, p. 37). The agency operates most effectively when its needs are satisfied, and just as Maslow suggested for people, the more basic needs have to be satisfied before the group can go after higher order needs (Morgan). According to Morgan, the metaphor employs von Bertalanffy’s “open systems approach” (p. 39), meaning the organization is open to environmental changes and must achieve a state of balance with the environment, or homeostatis. Emphasis is on interactions organization wide, not division of labor and management (Morgan). This metaphor employs Follett’s “participatory management” theory (Shafritz & Ott, 2001, p. 152-154). There can be an integration of giving and receiving orders because all components of the organization know what needs to be done and do it.

 

            Shafritz and Ott’s (2001) explanation of human relations theory parallels Morgan’s organizations as organisms metaphor. The pervasive themes of human relations theory stress the impact of motivation, group behavior, leadership, teaming, power, and change. Human relations theory started with the Hawthorne studies then gained momentum from Maslow’s theories on motivation (Shafritz & Ott). In 1943, Maslow (as cited in Shafritz & Ott, 2001) developed a theory that our “needs arrange themselves in hierarchies of prepotency” (p. 167). While we seek homeostatis (balance) at the basic needs level (Shafritz & Ott), and usually need to have basic needs satisfied before higher needs emerge, the hierarchy not rigid. It also depends on what is most needed or personally preferred at a given time (Shafritz & Ott).

 

            In an organism, interdependence, cooperation, and coexistence are required (Morgan, 1997). In organizations, both internal and definitely external competition are stressed. There may be external competition for resources among organisms, but all parts internal to an organism instinctively know and work toward common objectives. If this is so, what distinguishes management from labor?  The organism metaphor appears to mitigate how much it matters what managers do (Morgan). Of course, it does matter because the model does not make clear how much the environment influences how well an organization thrives and how much a company’s survival depends on planning and tracking the plan’s execution.

There are many benefits to the organization as organism metaphor. The top three I see are that it:

(1) assumes all parts have a vital role in keeping the organism moving forward,

(2) promotes cooperation over competition, and 

(3) encourages creativity and innovation.

For Sevier County SpEd, the organism metaphor is evident in the opportunities available to employees to develop and use their skills and interest areas to further the goals and requirements of the department. Despite the reams of legislation covering what needs doing, how to do it is largely left to the individual employees and this works for special education in Sevier County. Most of my work is of the “lone wolf” variety, helping teachers one-to-one as issues come up (or come due). This is true for many of the SpEd central employees, even our secretary who works the budget issues and a second clerical person who works bus assignments and student records maintenance. This negatively impacts shared decision making, which is more like the figure Owens (2001, p. 297) describes, in which the administrator identifies an information need in isolation, then goes solo through each of Drucker’s step from defining the problem through identifying alternative to making a decision, maybe consulting individual staff members along the way. The Vroom-Yetton “normative leadership model” of decision making (as cited in Owens, p. 274) is similarly lonely for the leader, only it formalizes the decision gates that necessitate when to call in a subordinate or a group. By contrast, the principal’s decision table (Tannenbaum & Schmidt, as cited in Owens, p. 286) takes into account the organizational and societal environment the school operates in, and areas of freedom of action, to describe only certain times when it is necessary for a principal to “sell” a decision and therefore solicit inputs.

 

Organizations as Political Systems

 

            “Power is the ability to get things done. . .the latent ability to influence people” (Allen & Porter, as cited in Shafritz & Ott, 2001, p. 299). Some of the organizations as political systems metaphor’s guiding assumptions are that:

 Leadership is a group function; leaders intentionally seek to influence the behavior of others through social interaction (Owens, 2001)

 Leadership involves social influence (influence on a person) and social power (potential ability to influence people) (French & Raven, as cited in Shafritz & Ott, 2001)

 A personal agenda is always a consideration (and almost always a factor) in group decisions on a course of action (Morgan, 1997)

 Power holders vary (powerful with respect to different areas), but all exert power over the powerless (March, as cited in Shafritz & Ott, 2001), or more accurately, those less powerful

 Unexercised power disappears (March, as cited in Shafritz & Ott, 2001)

 

An organization’s being political does not necessarily rule out it being bureaucratic or even “rational” (Pfeffer, as cited in Shafritz & Ott, 2001, p. 309). “Rational” means only that a behavior reflects purpose or intention; behaviors are not accidental or random. In the bureaucratic model “goals are viewed as a system of constraints. . .which decisions must satisfy [and]. . .decisions are made with short time horizons” (Pfeffer, as cited in Shafritz & Ott, 2001, p. 311). It becomes a power model if the goals are not as clear or overarching (Pfeffer, as cited in Shafritz & Ott, 2001).

 

French and Raven (as cited in Shafritz & Ott, 2001) cite five kinds of power I want to summarize briefly in relation to my SpEd Admin work before continuing on. Reward power is positive only, based on the ability to administer rewards; its opposite is coercive power. Other kinds evident in organizations are referent power (by identification with an organization) or expert power, stemming from knowledge held. Referent power, meaning special education employees identifying with SpEd, is weak in Sevier County (and elsewhere, I suspect). Expert power (based on knowledge of SpEd teaching techniques and laws) is more prevalent.  That part of this practice not attributable to expert power stems from having a “legitimate right to command” (Owens, 2001, p. 234), that is, vested authority, legal power, or official position. In my own quasi-supervisory SpEd role, I have some control of decision processes, but only in how clear it is to those SpEd personnel around the county that my directives are an extension of the SpEd Director’s (and only as much as his directives are followed by his peers, the school principals around the county). Being the administrative executive for SpEd, I read with interest Morgan’s (1997) discussion of controlling information flow, technology, boundaries, and uncertainty (pp. 179-185). Although I am well-linked to the formal information technology networks (interoffice mail distribution, the Internet, and electronic mail) the informal, verbal networks tend to exclude and limit my impact on SpEd information flow. The SpEd Director is only half joking when he says the quickest way to get information around the county is to tell a school bus driver. E-mail has surprisingly little impact, with most checking their e-mail accounts less than once a week and many not even having e-mail addresses. Faxing in used heavily for quick school to school communication, but word of mouth remains paramount.

 

Since I tend to think of the administrative side as the real work and the contact time as just talk, I am probably a good second-in-charge to have around. While the SpEd Director has formal authority, legitimatized power, and charismatic authority (Morgan, 1997, p. 172) that I probably will not ever match, being Exec can be good practice for eventual lead. I suspect one person cannot do or be both well since the strengths of being a people-person compete for time and energy with the strengths involved in being a process person. Oral communication was never my strong suit. I have not been around long enough to have the “power to influence” (Owens, 2001, p. 235) exemplified by Martin Luther King, Jr., or the links to the informal, countervailing “old-boy” network (Morgan, 1997, pp. 186-188). Even so, what keeps me at it is that leadership, like parenthood, is the job that never ends (Owens, 2001, p. 258 and 276). The race to power and leadership is a marathon, not a sprint.

 

For my part, I was moved to the Trula Lawson Center (TLC, also known as the Special Learning and the Early Childhood Center, Sevier County’s Special Education Department Headquarters) in the middle of the 2000-2001 school year, which is an odd time to start new at a school. I have not settled in even now, two years later. Most of it has to do with my natural tendency to be a “lone wolf” and the SpEd Department’s willingness to indulge me in this. But not all of it. The example of Bill Moyers’  involvement with weekly  bomb targeting meetings during the Johnson administration is one thorough example of groupthink that Janis offers (Shafritz & Ott, 2001, pp. 187-189). In Sevier County SpEd, early on in the Tennessee Comprehensive Assessment Program Alternative (TCAP Alt) process, I found myself in a position similar to Moyers’, the lone backer of an idea derided by my companions. (President Johnson called him “Mr. Stop-the-Bombing,” Shafritz & Ott, p. 187). I just treated the negativity as the normal  backlash that greets “new thing” ideas that come along. I trusted that the teachers’ individual commitments to do what was required would gradually win them over. “Gradual” is the operative word. After three school years of it now, the TCAP Alt portfolio development process remains heavily teacher driven. Only my regular help—and that it is a legal requirement—serve to keep the teachers doing it, though most are not yet convinced it is a useful exercise.

 

            The power of favors owed (Morgan, pp. 198-199) cannot be stressed enough. Bargaining is the life blood of politics. A case in point that hits close to home:  My wife has a high school science certification and has been working on certification in special education. At the beginning of this school year, Cathy had a SpEd position a Seymour Intermediate. However, after the first week of school, Seymour High School still had no Biology teacher. The high school principal and my boss asked her to move and she said no at first, because she had been at the high school the previous school year and was not dealt with fairly by the administrators. So the superintendent (through the SpEd Director) asked  Cathy as a “personal favor to him” to move to the high school slot, with the understanding that she could “name her school” next year. Because her level of mistrust is so high at this point, I do not think Cathy realizes the good position she is in for next year. Having the Superintendent owe you one is never a bad thing.

 

I tend not to think of politics as negatively as I do of competition, especially competition by those supposedly on the same side. Watching the intra-county games among the schools—and I do not mean those on the playing fields—makes my heart weep if I let myself think about it. It only makes matters worse when they actually speak of it in “game” terms:  defining reality for others by imagery, theater, and gamesmanship (Morgan, 1997, p. 189). By gamesmanship Morgan means appearances and style always count more than they should. On the bright side, ninety percent of work really is just showing up. But the remaining ten percent is the hard part.

 

Organizational Culture

 

            The organization’s “culture” is

 Derived from group’s shared history, meanings, assumptions, perceptions, thoughts, and language (Schein, as cited in Shafritz & Ott, 2001); what Owens (2001) calls its “norms” (p. 146)

 Evident in the espoused values/credo of the organization, its formal philosophy, broad policies, ideological principles (Schein, as cited in Shafritz & Ott, 2001)

 More evident in its expressed values/philosophy:  how shared are the corporate visions?  How friendly are the meetings, internal interactions? (Morgan, 1997)

 Embedded in an internally shared system of knowledge, ideology, values, laws, rituals (Morgan, 1997); For schools, embedded in the psycho-social characteristics (assumptions, values, beliefs, thoughts, rituals, history, artifacts) and the meaning given to these (Owens, 2001)

 Evident in how gender is used (influence, advantage, disadvantage, exploitation, control, overt or hidden) (Acker, as cited in Shafritz & Ott, 2001)

Schein (as cited in Shafritz & Ott, 2001) defines a group’s culture as

A pattern of shared basic assumptions that the group learned as it solved its problems of external adaptation and internal integration, that has worked well enough to be considered valid and, therefore, to be taught to new members as the correct way to perceive, think, and feel in relation to those problems (pp. 373-374).

The culture is also distinct from the climate of the organization, though it is difficult to discuss one in isolation from the other. Owens (2001) distinguishes the two by noting that the climate entails the physical material factors (ecology), the social system (milieu), and the working structure (organization). Culture concerns the perceptions of  the place and its people, the beliefs, values, norms, and history they share. In schools, both culture and climate impact the intimacy,  engagement, espirit, and impact of teachers (Owens). They are also impacted by the consideration, aloofness, and production orientation of the principal (Owens). That is, how consultative or authoritarian the leader is impacts the climate and shapes the culture (Likert, as cited in Owens). Keep in mind, too, that culture influences how the climate develops (Owens, 2001), but culture is self-organizing and ever evolving (Morgan, 1997).

 

            How  newcomers are socialized into the “rules of the game” (Schein, as cited in Shafritz & Ott, 2001, p. 372, 374) reveals an organization’s culture in more than just the obvious ways. Similarly, Morgan (1997) mentions that a good way to take in the organization’s culture is to observe it “as if one were an outsider” (p. 129). In their discussion of ethnographic studies, Gall, Gall, and Borg (1999) call this “making the familiar strange” (p. 329) and note that the value of it is that it can reflect light on those phenomena that members of the culture have come to take for granted in their language, behavior, and even use of space. Sense making as the newcomer adjusts to change from an old setting to the new one (Louis, as cited in Shafritz & Ott, 2001) puts a spotlight on the organizational culture.

 

            For countywide special education this diffusion of culture is even more evident. The personality of special education is one way at the Trula Lawson Center (headquarters of Sevier County’s Special Education Department) and another in each of the special education functions at the schools. In discussing the problems surrounding trying to make Japanese business practices work in America, Morgan (1997) highlights the difficulties in transferring the culture from place to place. When I see how the various special education operations work at the various schools, the range is stunning. Thanks to federal and state laws, the special education population is included in the life of the school, but the degree of mixing at each school varies widely. An important variable in these differences is how knowledgeable and supportive the building-level administrators are of special education, and (more frankly) how comfortable they are around these students.

 

            Blunting the leaders’ impact, though, is Schein’s realization that the organizational culture results from a complex group learning process that the leader influences only minimally (as cited in Shafritz & Ott, 2001). What is different about special education is that it is big and small simultaneously, big countywide as an identifiable culture, but at each school the special education population tends to be less than ten percent of the student body and presents such a range of disabilities (from profoundly handicapped to gifted) that it hardly can be said to have one identity. This brings up another point Schein makes about how being a small or large organization influences culture. In the discussion near the end of his article Schein asks, “Can a large organization have one culture?” (as cited in Shafritz & Ott, p. 375). He focuses on how larger organizations’ subcultures may compete with each other, whether or not a culture is shared across all corporate units.

 

            This hints at why big is not better with schools (Barker & Gump, as cited in Owens, 2001). In large schools, both the students and the teachers are going to break into smaller subcultures with one or more common characteristics. In thinking about how schools should be organized, one of my early thoughts about getting them from the way they are now to the smaller way that would benefit the learning culture was to just increase the teaching staff at each school to improve that ratio. Based on these culture readings, I see now that the whole school setting has to be smaller, not just the teacher to student ratios.

 

            One problem with this kind of culture change (beyond the obvious one that teacher shortages make it unlikely any time soon) is deciding what to keep and what to change (Trice & Beyer, as cited in Shafritz & Ott, 2001). More challenging than these outward changes are changing the mind sets (Morgan, 1997) of school as we have long done it. Further complicating the challenge is that schools do not exist in a vacuum. The community the school is in impacts student achievement positively or negatively, too (Baird, as cited in Owens, 2001).

 

            The hardest aspect of this organization/culture discussion is separating the two ways the metaphor works. With how an organization worked like a machine, a brain, even an organism there was a clear bilateral argument to make. With this one, though, I keep getting knotted up in the difference between organizations as cultures and the cultures of organizations. Even so and either way, I like the way it aligns with public education.

 

Bureaucracy

 

            Public schools—as part the municipal and state government, and as subject to the federal government—are inescapably bureaucratic. Bureaucracy permeates all levels of action and decision making. Granted all organizations are political and bureaucratic to some degree, but in government organizations, politics and bureaucracy are canon.   Rapid pace of administrative work impacts how decisions are made (Owens, 2001). This may be what Merton (as cited in Shafritz & Ott, 2001, p. 104) is alluding to in calling bureaucracy speedy and discrete. The also claims there is “little competition” in a bureaucracy (Merton, as cited in Shafritz & Ott, p. 106). I’m sure I’m not in the minority in never thinking of bureaucracy this way. In the same article, however, he calls bureaucracy “trained incapacity” (Merton, as cited in Shafritz & Ott, 2001, p. 105 and 107). This is what people tend to think of: red tape, Catch 22s, instances when conforming to rules interferes with intended purpose of those rules, or anyone’s common sense. This results from a system that can’t or won’t adapt to individual problems, and all customers tend to see their problems as individual (Merton, as cited in Shafritz & Ott, 2001, p. 107). Bureaucracy is also characterized by bloat:  when the response to need doesn’t go away, even after need does. This hints at another trait of bureaucracies:  they are reactive rather than proactive. Not as obvious traits of bureaucracy are that “well defined” problems are few, verbal communication is preferred, and three groups stay distinct (superiors, subordinates, outsiders) (Owens, 2001, p. 276).

 

            The SpEd Department is a living, changing entity with no small amount of flexibility for a political, bureaucratic component of a county-wide school system. All of the changes in my two years have been necessary, but only rarely proactive. Most have been driven by federal SpEd rule changes; some were a reaction to personnel or budgetary shortages; a few may have been proactive serendipity. The “No Child Left Behind” legislation passed last year has already meant some personnel shifting for us, especially among the teaching assistants (for whom the formal education requirements have increased drastically at schools receiving federal funds). Another trait of bureaucracies is that they can seem unreasonable, and even be unreasonable. Requiring two years of college for a job that starts at $11,000 annually (even for a 7-hour day, 10-month year) is one such seem/be example.

 

            As Morgan (1997) notes, the world’s labor force has undergone a transition from craft to factory and from rural to urban. Still, office work remains its own animal. Weber (as cited in Shafritz & Ott, 2001) calls office management “distinctly modern,” requiring “expert training” and written documentation (p. 74). This evolution has played out in public schooling as well, with the rural heterogeneous school house giving way to the graded, large urban school model for both urban and rural areas (Tyack, 1974).

           

What theories of organizational management are ethically organized schools based upon? 

Are the theories we base school organization on morally correct, just, or fair? 

How are these theories helpful or harmful to the purpose of schools?

 

            The “Procrustean Bed” of age-graded progression isn’t the most useful idea (Hargis, 1995), but getting rid of rote (Darling-Hammond, 1997, p. 17, 19) is throwing out the baby with the bath water. (Procrustes, of Greek mythology, was one of many undesirables Theseus dealt with on his journey. Procrustes adjusted victims to fit his iron torture bed, either stretching them if they were too short, or truncating the tall, until Theseus put Procrustus himself on the bed.)  Having children flunk their way into unskilled labor or ace their way to college makes for an easy sorting system, but not a very customer-friendly one. There was a good side to the country schoolhouse with multiage students sharing one space and one teacher:  it was knowledge-based, not age or grade based (Tyack, 1974).

 

            In the nineteenth century, the country schoolhouse was also practice and repetition based. Drills are still important in spelling, writing, and early addition, multiplication (Hirsch, 1999), but have fallen from favor in attempts to make learning more holistic, activity based, and fun. Where I think Darling-Hammond (1997) is most wrong is in the assertion that children have the right to learn, which guides her similarly named book. They have an obligation to learn, but in America this is true only if they think it is. Learning isn’t the right, because this requires their engagement. Children do have the right to be in learning situations, but this is almost useless to say since almost any waking moment can be a learning situation.

           

            School organization is curricular framework/content based. It doesn’t exclude teaching morals (Noddings, 2002) or character education, but it has just assumed up to recent times that home, or church, or other nonpublic schooling venues would teach the non-subject area based content.  

 

            The “paradigm wars of the past 25 years have done little to make schools better or more effective places” (Murphy & Forsyth, 1999, p. 268). Part of the reason is that it is still easier to learn from our own experience rather than someone else’s. The bigger part is that school reform gets only tinkered with, nothing close to the full overhaul it needs. Most of the reason is how entrenched as all sides are in keeping public schooling the way it has become.  That is, everyone involved in public schooling is willing to do whatever it takes to make schooling better for kids ... as long as they don’t have to change anything. Those with more power in the current system have more blame for maintaining this status quo. Parents, teachers, administrators, school boards, and the government’s education departments are all hanging onto their “teddy bears” for fractious times (Morgan 1997, p. 236). It is more than the usual resistance to change; it is defense of the status quo as self-defense (Morgan, p. 245). How else could having teachers unions and having (or needing) a tenure system too be explained?

 

            In their introduction to the power and politics organizational theory chapter (VI), Shafritz and Ott (2001) say of power, “we all understand it” (p. 298). Their point is that only the “intellectualizing about it is new” (p. 298), not the idea itself. I do not agree, however. I am willing to concede only that we all think we understand power when what we are really understanding is some component of it:  a Western or Japanese version, parental power, or maybe an abuse of power (like Pfeffer’s description of Nixon’s “need for power” [Shafritz & Ott, 2001, p. 304]). What makes this rush to claim understanding of power even worse for K-12 education is that everyone thinks he or she understands compulsory education as well. We have all been through twelve or thirteen years of it, after all. This notion surfaced during the cohort’s discussion of Darling-Hammond’s Right to Learn:  “education as a civic religion.” 

 

            Another area in which assuming you know interferes with the need, desire, or willingness to find out more is intelligence in general and Spearman’s g in particular. What Herrnstein and Murray (1994) don’t do is spend a lot to time explaining why they are so sure that IQ tests are fair, accurate, and unbiased. This is the main point that critics of the work jumped on. If you think you know something already, how hard are you going to try to figure out more?  Even in the introduction to The Bell Curve, Herrnstein and Murray (1994) observe that they are “blithely proceeding on the assumption that intelligence is a reasonably well understood construct” (p. 1). The authors believe that the history of intelligence measurement bares this out such that everyone understands what we mean by intelligence quotient (IQ), mental level, and mental age. Herrnstein and Murray also assume the same about Spearman’s g, noting that it has been around since 1904. They take a little extra care to explain that the g is the idea that for groups of people over groups of tests the differences in their test scores will reflect a difference in general mental ability (the g). Further the g will remain consistent and how strong the g remains will depend on how laden with g the test is (that is, how much a measure of general mental ability it reflects). The reason I buy into Spearman’s g is not that it has been around for 99 years, but that I’ve seen it in supposedly heterogeneously constructed classes myself. Many teacher notice, for example, that their second period tends to average about ten points lower every test than their fourth period. And this is merely for single subject tests with a limited number of students. With larger groups to compare and tests more tailored to get at IQ, Spearman’s g gets even easier to point to. Herrnstein and Murray compare blacks to whites and suggest some interesting conclusions. People make a big deal of the fact that The Bell Curve covers the IQ differentials of different races (Asian about 106, white about 100, black about 85). What played a much bigger part in the book, and what academia was really afraid of, was how badly Murray and Herrnstein torpedoed higher education in the U.S. (which has a near monopoly) and the public schools (which have even more than a monopoly). At least not everyone has to pay for college. We all  pay for public schools even if we don’t use them, or have a use for them. At least there is less hypocrisy at the public school level, where they don’t feel obliged to support misguided ideas like affirmative action while creating the next cognitive elite. 

 

            What’s more insidious about the K-12 arena though, is the monopoly it has become. As long as the public schools have the year to year tax flow no matter how poorly they perform, they will never be any good, let alone excellent. Suppose you perform a service, but it doesn’t really matter how well you do, you will just continue to get more and more money. Suppose, for example you write a newspaper column. But it doesn’t matter how good or poorly constructed what you write is. You will keep your job and continue to get raises no matter what. How long would you knock yourself out trying to write the best column you can? Would you be worried if someone making half as much—who could actually lose their job for bad or even mediocre performance—wrote a much better column than you? No, you would laugh at the fool. What if you were that fool?  That is, a first or second year teacher teaching all day and preparing lesson all night. Then you begin to see how little those teachers who have been around years and years are doing. How long is it before you break into Anthony Newley’s “What Kind of Fool Am I?” and wizen up? 

 

 

What do we know about the purpose of schools that should guide how schools are organized?

 

            Darling-Hammond (1997)  prefaces The Right to Learn with the assertion: “Educating all children effectively is the mission of schools today, yet great numbers of children still have no reasonable opportunity to acquire the knowledge and abilities that will help them” (p. xi). I do not agree with the second part of the statement and I am not sure I agree with the first half either. In schools that do not have overriding discipline problems, the opportunity is there, but what exactly does she mean by “educating.”  All the public expect is that people are able to read after 12 years of school, and maybe write a little for certain jobs. Since many students, maybe even the majority, are reading and writing adequately by middle school, perhaps the real purpose of public schools is to be a public works baby sitting service. Many parents would probably find this adequate.

 

            I say “many” parents only because it makes me too sad to think it is probably true for most parents. Less than ten percent, probably less than five percent, have or want any contact with their children’s’ schools or teachers. By the same token, most would be okay with the teacher running his or her classroom anyway the teacher chose. Too many teachers do not choose to have and enforce their own rules and use the excuse that they don’t want to deal with irate parents. Similar to our foolish new teacher who learns to lay off and get along, otherwise good students see their peers behaving selfishly, having fun and getting rewarded with attention for doing so. It would take a student more mature than most in K-12 education are to resist the impulse to be just as selfish, have fun, and get rewarded.

 

            The emphasis on discipline and classroom management (when it even is part of teacher preparation programs), tends not to survive the first assignment, especially if the new teacher gets no administrator back up in enforcing her own or even the school-wide rules. Levels from verbal warning, to parent contact, through in-school suspension, to alternative learning center can work (and reduce out-of-school suspensions) if these are consistently applied. During ISS and ALC placement, students should have to do school work the entire day according to what the teachers have laid out. They shouldn’t get to help around the school or work in the office, start later, or be dismissed earlier. Out-of-school suspension as it is done in many districts and for many who receive it, is a reward rather than a punishment. Their punishment for demonstrating how much they hate waking up in the morning and going to school is being forced to sleep in and not go to school. Hmmn.

 

            Even when I was a student, I didn’t follow that logic. Of course, I was one of the rare breed that actually enjoyed the classroom part. It was all entertainment, mostly passive entertainment. The homework assignments were the only torture, and while you were at school you not only didn’t have to do homework, but you weren’t allowed to. But enough about me. If a student does not show up for an in-house suspension, they should be called out on it and get only one more chance to show. During the conference telling the student that they will get this chance, they are told that the consequence will be transfer to a disciplinary “magnet” school or some similar alternative education setting in the district. When it gets out through the kids that it is run like a military academy where you don’t get to do anything unless and until you earn the privilege, they will realize regular school really is passive entertainment. The alternative setting would have no sports, proms, or any type of social activity. These taken for granteds become rewards to earn, the main one being a return to regular school.

 

How could schools be organized ethically?

 

            Schools are being asked to feed the students and make them moral, ethical American adults, while still clinging to the time lines and classroom structure developed in the nineteenth century. What’s magic about the 180-day year and the 3 o’clock day ending?  Especially if breakfast is going to be included now, which we know it has to be because parents are either too neglectful or too busy to send off their little ones with food in their bellies, we need to think about a longer day. For twenty years, I’ve been thinking schools needed to end later. The selling point could be that the child’s work day would match their parents’, but the real reason I’d be for a longer afternoon is that homework is a thing of the past in both rural and urban settings, so we need to build in the “home” work during the school day.

 

            I’ve taught in both urban and rural settings. In the urban setting, administrators cautioned me against giving too much homework because many students worked outside jobs. In the rural setting, I was told to lay off the homework assignments because many of my students had chores around the home. Never mind that most city kids worked not to add to the family income, but to buy clothes and music and never mind that most of the country kids didn’t live on farms. Homework is now schoolwork and the block schedule—with it’s 90-minute period for those with 2-minute attention spans—is working to end homework.

 

            This is not to say I am any big fan of period by period, isolated subject-based, grade level based learning. Of course an interwoven project based curriculum with math and science and literature all included in a block of instruction with easy to see real-world tie ins sounds lovely. This fits Darling-Hammond’s (1997) idea that we are teaching students, not subjects (pp. 7-12). To put it in marketing terms, knowledge is the product we’re selling; students (and ideally, their parents) are the customers. Mixed subject, unit based instruction may also offer the good side of tracking without the bad. Pardon my idealism creeping in, but if the annoying students have a strength area to contribute maybe they won’t feel compelled to ruin the block of instruction for everybody. Big Maybe.

 

            Noddings makes the point that teachers have to teach the group, but care about the individual student (Nodding, 2002, p. 16). The opposite feels more true in my teaching experience, especially in SpEd in which individualized instruction is codified in law. We have to care about the class, but teach the individual. To be frank, I’m even uneasy with Noddings idea of caring. Is being responsible to equal to caring about?  Teachers who talk about how much they “love the children” make me extremely uneasy. They aren’t ours to love, but to teach. Of course, you have to care about them collectively. Adults who hate kids aren’t going to be very effective teachers, but teachers don’t have and never will have the luxury of fully knowing each student. All the teacher needs to know is who is trying and who isn’t. Nobody who tries should fail and nobody who doesn’t try should succeed.

 

            Fortunately, full knowledge of individual students isn’t necessary for good teaching to occur. Even more surprising, individual instruction isn’t necessary for individual learning to occur. Hirsch (1999) points out the paradox apparently borne out in several studies that “individual students get more effect tutorial attention. . .and seem to make more progress when there is greater emphasis on the whole class and less on individual tutorials” (p. 11).

 

            I am no huge fan of mission and vision statements and codes of ethics, but sometimes it is worthwhile to commit the obvious to writing. Schools may benefit from a code of ethics that describes what they mean by considering the students first (and the professional staff last, if they even dare to put in writing this second bit). Between these two should be the community the school works in and for. Formal education that does not put the student first would cause anyone to question its priorities, as would any school that thinks putting the students first means letting the students run the school. This is especially true of kindergarten through secondary education, but also holds for higher education. One benefit of this mind set is that it guards against abuse of power by those in positions of power. This could be directly addressed by commitments to engaging in appropriate relationships with students and indirectly addressed by actions such as keeping confidential students’ records and progress. However, the main point of putting students first is that those in leadership roles are obliged to improve the community by improving the school system and improve the school system by improving the student body.

 

What are some examples of ethically organized schools?

           

            Ethically organized schools would demonstrate shared accountability (Darling-Hammond, 1997). One step in this direction would be to have teachers evaluating teachers, not administrators doing it. Another would be for schools to stop trying to supplant the parents’ role and settle for supplementing it. If kids aren’t learning math at home, schools can do something about that. If they aren’t learning how to get along with other kids in their families or neighborhoods, school are obliged to show the way there, too. But if kids aren’t eating at home, then they ought not be living at home.

 

            Noddings (2002) spends a lot of ink on her notion of teaching homemaking (pp. 53-55). Yes, units on homemaking could include history, math, economics, science, etc. But home seem like a more obvious place to teach homemaking. K-12 isn’t the place for “shared social life,” “pursuit of human possibility,” and a place for people to be themselves (Darling-Hammond, 1997, p. 31). In school, we usually want kids to behave better than themselves.

 

            Two final components of ethically organized schools are that students would be singled out for praise only rarely and never singled-out for ridicule. There is too much competition is schooling already and precious little cooperation. I have seen competition work to make rote learning more interesting and fun (boys against the girls multiplication table races come to mind), but sports already do enough to sort the “good” from the “bad.”  Pointing out who the best students are rarely makes the worst students want to try harder. There is also enough negativity in the world without teachers adding to it. Hargis (1995) cautions against requiring students to read aloud to the class (Hargis, 1995). Tyack (1974) notes that ridicule was a popular teaching method in the large classroom of the big cities early in the twentieth century, but he does not support it as a good practice.

 

How do we make the transition from the various ways schools are organized currently to an ethical organization of schools?

           

            Kearns (as cited in Darling-Hammond, 1997) makes the point that we need to restructure, not merely tinker. Piecemeal changes and reforms that were more well-intentioned than thorough have gotten K-12 education to its present state.

 

            Charter Schools and vouchers are hamstrung baby-steps in the right direction, but these have little serious chance of threatening the status quo. Case in point, this opinion column from the Wall Street Journal of February 27, 2003:

 

A Salt Lake Education 

We’ve come to expect Democrats to fight school choice for minority children trapped in Washington, D.C.’s public schools. But a Republican in Utah?

GOP Governor Mike Leavitt has threatened to veto a proposed tax credit for private-school tuition that would save Utah taxpayers a great deal of money while giving parents more options about where they send their kids to school. He’s leaning instead toward an omnibus education bill that includes the tuition tax credit—but wraps it into $90 million in new spending (read: future tax hikes) and a mixed bag of education reforms.

Both bills are working their way through the state legislature and the Governor has needlessly complicated the issue by saying he won’t support the $2,132 tuition tax credit unless he’s first satisfied that public schools are “adequately funded.” Whatever that means in theory, in practice it means the Governor has tied himself to the omnibus bill, which is guaranteed to be fought by almost everyone. Fiscal conservatives oppose the tax increase, while teachers unions oppose anything that includes parental choice and/or real education reform. . .

 

Herrnstein and Murray (1994) and Murphy and Forsyth (1999) highlight different decades important to getting us where we are now for different reasons. The dip in the college aptitude tests from the mid 1960s to the mid 1970s and the reform of Ed Admin from the mid 80s to the mid 90s have more commonality, though, then is immediately obvious. The shift from “scientific” to “postscientific” Ed Admin (Murphy & Forsyth, 1999, p. 3) posed more questions than it has so far answered. Is Ed Admin “an applied science” with a “single best approach” (Murphy & Forsyth, 1999, p. 20), or would only Taylor think so?

 

Although politics mires public education, privatization isn’t the answer either, for the same reasons scientific management wasn’t. Putting stuff in kids heads isn’t an assembly-line job. If it were, we’d insist on starting with better raw materials (just kidding). Notice, though, that I’m admitting that only “learning” is the product. I don’t buy that we are creating citizens for the future of society. Their parents created them. We’re just trying to get them ready for jobs, not life.

 

How does moral leadership affect the way we organize schools?

            Some educators think of the school as the children’s home away from home, but it isn’t and shouldn’t be. Yes, character does count, but is it the schools’ job to instill it?  Can virtue be taught in schools at all, let alone in schools as they operate now? (See Noddings, 2002, wrestling with this problem, p. 3.)

 

            I’m am not abdicating all but academic responsibility. Teaching children to be good students is part of teaching them to be good, or as Noddings (2002) puts it, schools should be places where it is “possible and attractive to be good” (p. 9). Schools need to care about kids, their parents need to care for them. (I’m disagreeing with Noddings now, but the one little preposition makes a world of difference. I’m not as convinced as Noddings appears to be that being cared for reduces violence.   

 

            Turning my attention to finish now by concentrating on the moral, ethical Ed Admin leader nascent in me, the top three ethical considerations my actions keep working toward have been integrity, persistence, and service.

 

Integrity

 

            Integrity means that words and actions match, that I deal with others genuinely. Acting with integrity means choosing the hard right over the easy right. It means being counted on to work responsibly, honestly, and truthfully. For me, it also means operating within institutional and moral laws and evokes an element of loyalty as well. What integrity means in practice is that I live out my system of “individual ethics” (Bruhn, Zajac, Al-Kazemi, & Prescott,  p. 472) beyond what is institutionally required. Integrity means weighing the options then doing what the situation requires, even if to do less would not be viewed by others as shameful or even wrong. Even more, it means responding the same way whether your decision and its outcomes were to be made public or if you were certain they would be kept private. Barash (2001) invokes Kant’s: “Act so that the maxim of your will can be valid as a principle of universal legislation” (p. ?). Behave as you would want anyone else in an identical situation to behave; it is the Golden Rule on steroids. Even more, Kant’s categorical imperative is the “mom test” gone universal (i.e., would you being doing what you are doing right now if your mother were watching?).

 

Persistence

 

            Persistence means looking to the long term fix (Kidder, 1995), not the easy temporary solution to a permanent problem. For me it means having the patience, drive, and vision to persevere from an idea’s inception through its execution. It does not include stubbornly riding out a flawed plan, but allows for flexibility in execution and incorporates consideration of human interactions factors (Noddings, 1984). Persistence in dealings with others involves being slow to anger and quick to forgive.

    

Service

 

            Service is both being and doing for others. It is considering the needs of others and tending to these before taking care of personal needs. In its purest form, service means that the needs of the servant are met by seeing to the needs of others. In incorporates Kitchener’s notion of benefiting others (as cited in May, 1990), not in blindly assuming one knows what is best for all, but by factoring into the decision making the desire for a “positive effect on others” (May, p. ?). For me “service” has a religious connotation if not denotation and implies a prerequisite amount of maturity and discernment. During my masters work in Information Sciences, I was exposed to the work of Robert Greenleaf (1991) on the servant as leader. It seemed to me at the time (and sometimes still does) that he really means the opposite, the leader as servant. But what Greenleaf means is not the biblical notion of the leader of all being the servant of each (Matthew 20:26-28). Greenleaf’s notion is that the greatest leaders are not natural leaders but natural servants. Any leadership role is external to their nature and they will take on leadership roles only unofficially or as a best means of serving. Unlike Christ’s advice (in Matthew 20:26) that “whoever desires to become great among you, let him be your servant,” Greenleaf’s thought is that the desire is always to be a servant and any leadership roles happen as best-fit situational.

 

            Maybe I am just kidding myself that integrity, persistence, and service are my top three values in action. I think these are the ones I keep coming back to and cannot help doing. But would someone else—even my wife—see it the same way?  Maybe close, but probably not. That disclaimer aside, if these are not the top three I practice the most (task by task), but they are the three I spend the most time on.

 

            On the bright side, working toward these as my top three values in practice will help me avoid the danger of  becoming what Hodgkinson (1991) calls the technician, factotum, manager (p. 93). The temptation for me to disengage or become only a conduit is ever present because working with people taxes me a lot more than working with stuff does. But education needs leaders more than managers. I know I have to stay morally engaged and personally involved (Hodgkinson).

 

            Supervisors need to give their employees what the workers need when they need it. Teaching does not have to be as autonomous as it usually becomes. When teachers do not feel supported by their administrators or have no idea what administrators do all day, they begin to believe that their supervisors are out of touch with what it is really like in the classroom these days. Supervisors have to be skilled and tireless two-way communicators. To do this well, leaders need to be open and visible to those served. When communication breaks down or is filtered through layers of personality and pride, cooperation ends and productivity suffers.

 

            The implication of valuing service especially, but also integrity and persistence is that it makes it harder for me to ignore others (which I tend toward), even as it make it easier to research, organize, and synthesize. These activities benefit from a concentration that filters out distractions, so persistence of service can lead to research content integrity. On the bad side, this also leads to a reliance on the written word even as those around me tend toward and prefer face-to-face interactions. I do believe we should act on our convictions, I just honestly cannot say that I do because—despite the previous thirteen pages—I am not sure what my own convictions are yet.

 

References

 

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Tyack, D. B. (1974). The one best system: A history of american urban education. Cambridge:  Harvard University Press.

 

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