2001:
Spaces and Odysseys
Rev.
Ron Sala
December
2, 2001
When
I first watched the movie 2001: A Space Odyssey, I was in junior
high. It was on one of the UHF stations, and I put it on while did my
algebra homework. Within the first few minutes, I realized that it was
going to be a challenge to spare any attention for the algebra. To this
day, it remains my favorite movie, and I have the poster in my office
to prove it.
I
thought it would be worthwhile to reconsider this popular and influential
movie in this, its namesake year. In many ways, films are our contemporary
epics, modern-day myths in which we make sense of our lives and fit
them into a larger context and story. I think that is especially true
with 2001.
If
you haven’t seen the movie, don’t worry. I can summarize it for you
in a few minutes—without really giving away the ending, since nobody
knows what it means anyway.
The
film begins in a desolate landscape. The words, “THE DAWN OF MAN,” appear
on the screen. Soon, we see a number of creatures that appear to be
an evolutionary link between apes and humans. We see them competing
with tapirs for meager vegetation and being the prey of leopards. There
soon ensues a battle in which the ape-people are driven from a watering
hole by a rival band.
Then
things get interesting.
One
morning, they wake up to see a “new stone” has appeared on the landscape—a
perfectly smooth rectangular black monolith that towers over the man-apes
as they cringe in fear before it. They come closer, jump back, come
closer. Then the bravest among them dares to touch the unearthly thing.
In
the next scene, one of the ape-people, who in the
2001 novel, Arthur C. Clarke calls Moon-Watcher, is sitting by
the skeleton of a tapir. He looks at the monolith and then at the skeleton.
Perhaps he intuits that the monolith didn’t just happen, that it was
made by some intelligence. He seems to draw inspiration and does something
he’s never done before. He tentatively picks a leg bone out of the skeleton.
He feels the heft of it in his hand. And then, he starts beating the
other bones with it, smashing them to pieces. As if looking into his
mind, we see tapir after tapir fall to the ground. When next we see
the other ape-people, they are stuffing their famished bellies with
raw tapir meat.
But
the powerful thighbone has another use coming. Moon-Watcher’s tribe,
which had been chased from the water hole, returns and Moon-Watcher
beats the rival leader to the ground while his stunned followers flee.
Elated by his victory, Moon-Watcher casts his bone into the sky.
Then
follows the biggest fast-forward in movie history. Three million years
pass in an instant, and we are in 2001. Moon-Watcher’s bone disappears,
and in its place we see a spacecraft high above the earth, floating
by to the strains of the “Blue Danube” waltz.
Everything
has changed—or has it? Two thousand one was 33 years in the future when
the movie was released in 1968. It’s depicted as a glittering, high-tech
world of Pan-Am flights out of the atmosphere, huge space stations spinning
gracefully in orbit, and extensive bases on the moon. Everything is
perfectly clean, orderly and efficient. But despite outward differences,
some things seem eerily familiar to what we just saw three million years
ago.
There
is only one passenger on a jumbo jet to space. His name is Dr. Haywood
Floyd, Chairman of the National Council of Astronautics. Like Moon-Watcher
so long ago, he’s a man who lives by his wits. Unlike Moon-Watcher,
however, he doesn’t have to be content merely watching the moon as it
passes across the sky—he’s going there. But this is no heroic Apollo
moon shot. Space travel is routine in this version of 2001. Floyd sleeps
much of the way.
His
nap is interrupted by a changeover at Space Station One. While there,
he runs into some Russian scientists who invite him to sit down for
a drink. It’s a far cry from the water hole battle of the first part
of the film, but it’s a conflict nonetheless. Banal conversation has
replaced the shrieks of the ape-people, but the Russians and Americans
now possess tools of war far more powerful than a thighbone. (Thankfully,
the Cold War continuing into 2001, with its tens of thousands of nuclear
warheads trained on the world’s cities is one of the things the movie
got wrong.) Dr. Floyd’s weapon this day, though, is verbal. He leads
the Russians into thinking his government is covering up an epidemic
on the moon. Actually, they’re covering up something far more serious—the
discovery of a strange, black monolith buried on the moon millions of
years ago by some unknown alien civilization. Floyd follows in Moon-Watcher’s
footsteps and touches the second monolith. Just at that moment, the
monolith emits a signal to Jupiter.
It
might be useful to pause at this point to ask how the 2001 of the film
compares to the 2001 we know? It might be fairly said that we have known
two 2001’s this year—before and after the infamous date of September
11th. I’ll speak of the first now and second a bit later.
To
start with, there’s the obvious point that, in the real 2001, you can’t
hop a Pan Am flight to the moon. In fact, you can’t take Pan Am anywhere,
since that airline went bust ten years ago. More broadly, we’re left
with the disappointing reality that manned space exploration is currently
only something in history books. As that clever cheese commercial points
out, it’s been a long time since we’ve been to the moon—a quarter century,
in fact. The Space Shuttle (which, incidentally, looks a lot like the
space plane in the movie) is nice, but it’s basically 1970’s technology
and is only used for orbiting earth. It’s like NASA is cruising around
the mall in a ’77 Oldsmobile Toronado when it could be flying down Route
66 in a solar racecar. Whenever the issue of space exploration comes
up, it’s always pointed out that we have lots of problems down here
on earth to solve, and we certainly do. But the space program has yielded
many benefits: advances in computer technology, communications, agriculture,
and ecology to name a few.
It
should also be pointed out that it would be a very prudent idea to get
some people off this planet. Earth lives in a dangerous neighborhood.
It’s highly likely that another major meteor impact, such as the one
that seems to have put an end to the dinosaurs, will strike our planet
again. In any case, our sun is forecast to expand and destroy Mercury,
Venus, and possibly earth, in five or six billion years—if we, in our
collective stupidity don’t destroy this planet first. It would be worthwhile
to find a few uninhabited backup worlds for earth’s people, plants,
and animals. As they say in computing, Save early and often.
There
are also intangible benefits to space exploration. Though the space
race of the ’50s and ’60s was in many ways a byproduct of the Cold War,
it was also an inspiration to a generation who took on barriers of race,
gender, and nationality even as astronauts and cosmonauts were taking
on thrust and gravity.
What
a day that must have been in 1969 as the world were glued their televisions
watching the first human set foot on another world. I wouldn’t know,
since I was busy being conceived just about then. (I was born during
the ill-fated Apollo 13 mission, whatever that means astrologically).
The
movie 2001 came out a bit earlier, in 1968, the year Apollo 8
made the first orbit of the moon.
What
happened to Clarke and Kubrick’s dream?
In
an epilogue to 2001, written in 1983, Arthur C. Clarke asserts,
By 2001, it seemed quite reasonable
that there would be giant space-stations in orbit round the Earth and—a
little later—manned expeditions to the planets.
In an ideal world, [Clarke
continues] that would have been possible: the Vietnam War would have
paid for everything that Stanley Kubrick showed on the Cinerama screen.
Now we realize that it will take a little longer.
But
Clarke and Kubrick were more accurate in some other areas. They envisioned
an electronic pad that would enable its user to view video images and
well as read the newspapers of the world. Our laptop computers can do
both of these and much, much more. Very soon new flat notepad computers
will be on the market that will even more closely resemble the movie’s
idea. There’s also the videophone that allows Dr. Floyd to talk with
his little daughter back on earth. The same is done routinely through
Internet videoconferencing.
And
let’s not forget our Space Station Alpha. It’s not as plush as the space
station in the movie and sometimes the door gets in a jam, but it
is international—just like its cinematic equivalent. Clarke and
Kubrick correctly foresaw that Russians, Americans, and the other peoples
of this planet would eventually cooperate in space.
Clarke’s
vision of 2001 was not all glittering space stations, though. In his
book, he presents a future that is in some ways better, other ways worse,
and in still others quite close to the one in which we live.
Clarke
writes of the alarming disappearance of wild species in 2001. (That
has certainly come to pass.)
Clarke
writes of a planet of six billion people. (He was right.)
Clarke
writes of one third of the world’s population in the Chinese Empire.
(The People’s Republic of China actually makes up one fifth of the world’s
people.)
Clarke
writes of laws in some authoritarian countries outlining a two-child
policy. (China has had a one-child policy since 1979).
Clarke
writes of food shortages in every country. (The UN currently lists food
emergencies in 33 countries, affecting 62 million people).1
Clarke
writes of even the US having its meatless days. (According to
World Watch magazine, the US consumes 20 million tons of red
meat a year, China more than double that).2
Clarke
writes of birth control being endorsed by all the main religions. (We
can only wish).
Clarke
writes of 38 nuclear powers. (Thankfully, there are
probably no more than 12, although that’s still too many for
comfort.)3
Clarke
also writes of rumors of other threats: hypnosis by satellite, compulsion
viruses, and blackmail by synthetic disease. He even says that, “Every
time Floyd took off from Earth, he wondered if it would still be there
when the time came to return.”
Getting
back to the film, humans, as curious in 2001 as their ancestors were
three million years ago, launch their first-ever mission to Jupiter
to see who or what that signal from the monolith on the moon was aimed
at. The crew consists of Bowman and Poole, two astronauts in charge
of getting the ship to the giant planet, a few other crew members in
suspended animation for the duration of the trip, and the HAL 9000 computer,
which is super-intelligent and claimed by its creators to be conscious.
The computer observes the crew with glowing red electronic eyes placed
around the ship and speaks to them in a smooth, calm, human-sounding
voice. Bowman and Poole are really little more than space janitors;
HAL the computer is responsible for the bulk of ship’s operations. In
fact, HAL seems more human than the crew, most of whom are in hibernation
and the other two who seem to have the personalities of faded wallpaper.
In the three million years since the ape-people, humanity has gone from
creatures living in a completely natural (and often hostile) environment,
to ones living in the completely artificial environments of ships in
space that see to their every need.
But
then things get interesting.
HAL
begins to show signs of malfunction, although no computer of his type
has ever been known to make a mistake. Bowman and Poole decide the prudent
thing would be to turn off the higher functions of HAL’s apparently
faulty brain, while leaving his automatic functions in tact. HAL, as
a self-conscious entity, doesn’t like that idea and uses his control
over the machinery of the mission to kill every member of the crew except
Bowman, who finds himself in a tiny space pod, locked out of the main
ship, without a space helmet.
It’s
only then that the robot-like astronaut begins to show any emotion.
He’s angry and afraid and knows that unless he can get back in the ship
and defeat the computer, he’ll certainly die. Bowman launches himself
through the freezing vacuum of space, struggles through the airlock,
and shuts HAL down.
In
the real 2001, we don’t have to face computers with human-like minds
and personalities, but we may well during the course of this century.
Already, the greatest human chess player, Gary Kasparof, has lost to
IBM’s Deep Blue computer. The problem of HAL can be seen in more general
terms, though. HAL, as a computer, is a human creation. He was created
to serve human needs. As such, he is a tool—the finest humanity has
ever produced. But, from the beginning, the film has demonstrated to
us the ambiguous relationship of humanity to its tools. The bone that
Moon-Watcher picked up was an inert artifact of nature, until his human
mind (if we can call it that) made it into a tool with which to slaughter
tapirs to feed his tribe. It may well have been that they would have
starved if it had not been for that primitive technological advance.
But the very same tool could also be a weapon. With that weapon, Moon-Watcher
beat and perhaps killed the leader of the other tribe. Was his act justified?
The question is difficult to answer. Moon-Watcher and his fellow ape-people
have not even developed language. They live in a world of fight or die,
without negotiation. The bone is a tool, a weapon, a means of life—and
death.
In
the 2001 of the film, we see the same ambiguity. The spaceship that
replaces the bone: Is it a tool or a weapon? There is a hint in the
novel that there are orbiting nuclear weapons in this 2001. Is this
ship carrying these? Or is it on some more benign mission? Unlike the
ape people, Dr. Floyd has the gift of language, but he carefully uses
this tool as a weapon, using language not to communicate but to mislead.
HAL
was designed to be a tool for the crew of the spacecraft, but as a conscious
entity, he has become, in turn, the user of tools—the ship and language.
Also, he has the power to turn them into weapons, and does. Why does
HAL turn against the crew? Is he malfunctioning? Has he gone insane?
Does he want what is at the end of the journey for himself? Does he
resent his role as servant to the astronauts? Is he trying to explore
the full ramifications of his consciousness? The film is very ambiguous.
Even Arthur C. Clarke will admit that the book that he wrote is only
his interpretation of the film that he and Kubrick collaborated on.
What
seems clearer is the effect of HAL’s actions on astronaut Bowman. Though
he was on a mission to where “no one has gone before,” he was strangely
nonchalant. He could rely on the ship, the computer, his fellow astronaut.
Every day was predictable. And then disaster struck. Things got interesting.
More interesting than he would have wanted, but interesting nonetheless.
It was only when placed in mortal danger that he became the hero of
this drama—a lone human on the sea of space. It was only after HAL’s
attack that it became Bowman’s odyssey. It was only then that he began
to fill the shoes of brave Odysseus and confront his own Cyclops with
his electronic eye.
Perhaps
that, for me, is the greatest parallel between the 2001 of fiction and
of fact. None of us wanted what befell us in the latter part of this
hard year. We mourn the dead and the death of some part of innocence
in all of us. No more than that beleaguered astronaut do we comprehend
what sin or madness prompted the murderous drives of our adversaries.
Our tools—jumbo jets and sky-scraping buildings have been used as weapons
against us. We have lost some of our security, but lost, too, some of
our apathy. Every move counts now: how we care, how we think, and how
we resist.
All
of the problems of the first 2001, the year we knew before September
11th, are still with us: homelessness, AIDS, racial profiling,
homophobia, environmental degradation, and many, many more. But also,
the dreams of that pre-9/11 year are with us too. The exploration of
outer space is one dream, but also the exploration of inner space—the
workings of our bodies and minds, and even what some call our souls.
There is also the dream of exploring the spaces between us as human
beings—between sects, classes, nations, and races.
Turning
dreams into realities demands all our hands and hearts. Helen Keller
wrote, “I long to accomplish a great and noble task, but it is my chief
duty to accomplish humble tasks as though they were great and noble.
The world is moved along, [she writes] not only by the mighty shoves
of its heroes, but also by the aggregate of the tiny pushes of each
honest worker.”
These
are hard times, but they lift us up to the dignity of those who struggle
for life and that more abundantly. We will not allow terrorists to destroy
us or our dreams.
It
is in something like a dream that the film’s final sequence begins,
the one fans have been debating for over 30 years. Bowman reaches Jupiter,
discovers a giant monolith floating in space, and finds himself and
his pod hurtling through a tunnel of light. After this long, strange
trip to some far-flung corner of the universe or other dimension, Bowman
comes to land in, of all places, a hotel room—or at least some space
designed to look like one. We see progressively older images of Bowman
until, at last, he’s a very elderly and frail man lying in bed. A black
monolith appears, Bowman points at it, and then the old man is gone.
In his place, a fetus floats in the air, which we soon see high above
the earth. The film ends.
Arthur
C. Clarke and the late Stanley Kubrick never claimed to have magic powers
to see the future. They were and are men of art and science who enjoyed
taking playful guesses at what the time to come would bring. The last
part of their film, which seems to depict the next stage in humanity’s
progress, they wisely realized could only be done justice though symbols.
2001: A Space Odyssey can be viewed as a creation myth and eschatology
for a humanistic age, using the device of a series of black monoliths
to stand in for that inexplicable force that helps the race along—call
it evolution, mystery, God, Goddess, or what you will. Likewise, the
fetus at the end of the film, referred to as the Star Child, could be
seen as the potential in each of us and all of us.
We
are entering upon the Christmas season, in which many celebrate the
arrival of a heavenly child. But the image goes far back before Christianity.
Either that heavenly child—call him or her what you will—is part of
each of us or the myth has no meaning. The Star Child is me, and it
is you too. Our birth is miraculous and our capacity for rebirth and
renewal is always with us. Humanity is ever recreating itself, ever
ready to face all the challenges that come before us.
These
present horrors will not last forever. Nothing does. Keep dreaming.
There is always a future, always an odyssey. What we shall do in it
and who we shall become, as Arthur C. Clarke would say, “not even the
gods know yet.”
Let
it be!
1
http://www.fao.org/WAICENT/faoinfo/economic/giews/english/fo/fo0109/FO01094.htm#P533_15635
2
http://www.worldwatch.org/mag/1996/96schi.html
3
http://www.cnn.com/SPECIALS/cold.war/experience/the.bomb/deployment/