Neurobiology of anxiety disorders and depression


Written 1998

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Chemistry and genetics of depression and anxiety disorders



Depression and anxiety disorders are caused primarily by two
closely interrelated problems; low effective levels of the mood
-regulating neurotransmitter serotonin, and overproduction
of the anxiety, or fight-flight, neurotransmitters and hormones
epinephrine and norepinephrine.  Another central neurotransmitter
dopamine, seems to be very involved in depression and anxiety
disorders too as well as with schizophrenia and tourette's
syndrome, but the reasons why are only beginning to be understood.  
Because of how the brain's neurochemistry interacts, imbalances of 
other neurotransmitters can also result in depression and anxiety
disorders. Further, levels of neurotransmitters are closely tied to
levels of endocrine hormones and to metabolic health such that
disruptions to these things appear to also cause mood and anxiety
disorders.  

One must start with an understanding of how these neurotransmit-
ters operate.  Nerves are not directly connected with each other.
They communicate, or send signals, by firing chemical molecules
into the space between nerve cells.  Those molecules are picked 
up by receptors specifically structured to receive that chemical
on neighboring nerve cells. There are a great many chemicals taht
can serve as neurotransmitters; they range from simple electri-
cally charged ions like calcium, magnesium and potassium, to 
large proteins like serotonin.  There are often more than one
kind of transmitter for any given neurotransmitter.  For instance
there are five kinds of receptors for serotonin, and atleast four
for dopamine.  Those transmitters have specific functions, too.
The chemical that is fired into the space between nerve cells and
the kind of receptor that picks up the chemical determines what
the message is. 

Some neurotransmitters function chiefly to moderate the effects
of other neurotransmitters, or the amount of neurotransmitters
released.

The most important neurotransmitters in the regulation of the
nervous system are serotonin, epinephrine or adrenaline,
norepinephrine or noradrenaline, dopamine, and GABA.  One effect
of that is that imbalances of these chemicals have more than
"merely" emotional or mental symptoms.  For instance, someone
pulse and may have heart palpitations, high blood pressure,
sweats, etc.  Someone with too little serotonin or too much
serotonin may move sluggishly, lack energy, have trouble
digesting food, and is likely to have an impaired immune system
and have trouble fighting off disease.  Depression more than
doubles one's risk of heart and other cardiovascular disease,
often many years later, and also affects how blood clots. Recent
research has found that levels of serotonin and its receptors on
blood cells actually affect the tendency of blood to act in the
ways that cause cardiovascular disease. These effects of depression 
make it a leading killer of the elderly.    

Other key elements of the cycle are enzymes that break down, or
metabolize, neurotransmitters, which remove them from further
action, like MAO, which breaks down the neurotransmitters
serotonin, dopamine, and norepinephrine, enzymes that help make
or control the rate of production of neurotransmitters, like
the enzyme tryptophan pryrollase which, by metabolizing hte
amino acid from which serotonin is made, controls how much sero-
tonin is made, and so-called transporters.  Transporter chemicals
affect the release or uptake of neurotransmitters by the 
receptors they land in, and help determine the availability of
that neurotransmitter to carry the chemical message to more
nerve cells.

ONe needs to understand the full significance of this complexity
of the chemistry of the nervous system; the levels of neuro-
chemical receptors, metabolic enzymes and transporter chemicals
are as important to the chemical balance of the nervous system
as one's levels of the neurotransmitters themselves.  If any of
this goes wrong, you can have a problem.  The brain is the most
complex and delicate organ in the body; small wonder that it is
the organ of the body that most often has things go wrong with
it; that one is far more likely to develop mental illness in 
one's lifetime than either diabetes or liver disease.  And the
problem is treatable in the same way as any other problem that
goes chemically wrong in the body.  

Serotonin is the central mood regulating neurotransmitter.  It is
a "feel good" chemical; high levels help one feel cheerful, calm,
"on top" and assertive.  Serotonin also acts to calm by turning
off the neurochemistry of anxiety.  A key feature in both
anxiety management and clinical obsessive compulsive disorder is
that certain knds of deliberate mental and physical activity
momentarily cause the brain to produce serotonin and switches off
anxiety.  A brain with too little serotonin "can't calm itself
properly" as a recent USA Today article on the neurochemistry of
anxiety put it.  

Adrenaline or epinephrine, and noradrenaline and norepinephrine,
are the "fight flight chemicals" or the chemicals of anxiety.  
They prepare the brain and the body to meet some threat.  The 
brain and body act on the assumption that the threat is immediate
and physical.  The entire function of the body changes to, for
instance, survive the imminent attack by a saber-toothed tiger, 
from normal function.  Blood shifts from the digestive system and
other functions not immediately needed to the muscles.  The heart
speeds up.  The immune system gets in gear.  The body's hormone
production prepares to survive possible serious injury, and at
the same time shuts down non-critical functions like a woman's
estrous cycle.  The term fight-flight is based on if the saber
toothed tiger is attacking, too responses may be appropriate; 
fight or run. Both require immediate great physical strength and
effort.  This dual effect of the chemistry of anxiety leads to
a dualism of emotion; anger and anxiety are flip sides of the
same emotion, and someone with an anxiety disorder is likely to
also be impatient, irritable, short tempered, volatile, easily
angered, and anxiety attacks not infrequently take the form of
violent rage.    

But clinical depression, when the brain doesn't have enough
serotonin or can't utilize it properly, secondarily causes 
symptoms of anxiety and anger.  In fact, current research shows
that most of the genes that cause depression are about equally
likely to actually cause clinical depression and clinical anxiety
disorders. Researchers think THAT may be a function of experience
and environment. 

Dopamine is another "feel good" chemical that is important in
anxiety disorders and depression.  REsearchers have almost
established that by establishing the fact that genes that r
regulate dopamine and its receptors are among the most important
causes of clinical depression and anxiety disorders.  Dopamine
is known to be important in the regulation of the entire nervous
system, and has particularly many receptors in certain regions
of the emotional brain, for instance, in the caudate nucleus of
the basal ganglia, which is important in obsessive compulsive
disorder.  Problems with the basal ganglia cause obsessive
compulsive disorder in standard lightening hit the telephone
wire, the phone is ringing, noone is really calling format.

In addition to the major transmitters, there is evidence that the entire balannce between sex hormones, the adrenal cortex, other metabolic activity esp thyroid and blood sugar, a basic neurotransmitter called choline, interact with the major mood controlling chemicals and with the metabolic activity of key parts of the emotional brain in mood disorders and a number of minor physical problems that go with mood disorders. I will put something on this in the section on research on bipolar disorder. If any genes have been found, they are among the "suspect regions" found in research on the genetics of bipolar disorder! It is fairly clear that bipolar disorder, and depression, share
some common underpinnings. 

Here are the genes currently believed to cause or contribute to
anxiety disorders and depression.

5HTT gene - serotonin transporter gene.  Length due to number of
repetitions of a key sequence of code that results in quantity 
of a protein made correlated with "neuroticism", a scale of
anxiety and depression; with harm avoidance, and with worry 
and pessimism - particularly ruminating worry.  
A gene for temperament, probably contributes 5 to 20% of a 
clinical anxiety disorder.  Also common, only l/3 of people have
the two long genes of the calmer and happier people.

But 9 (STin2.9), 10 (STin2.10), and 12 (STin2.12) alleles of same gene
raise ones odds of major depression and manic depression 3 or 4 times. 

Catechol-O-methyltransferase (COMT) metabolizes the catecholamines
dopamine, noradrenaline and adrenaline.  exists as common high and
low activity alleles in the population. 
G256 allele and val 158 allele associated with
schizophrenia, schizoaffective disorder, and functional
psychoses.  

COMT alleles also associated with obsessive compulsive
disorder and rapid cycling bipolar disorder (manic 
depression)

A common COMT allele that results in a 3 to 4-fold 
reduction in enzyme activity associated in a recessive 
manner  with
obsissive compulsive disorder partic in men.
G fwdarw A tansition at codon 158 of the COMT gene.
Also associated with mood disorders and alcoholism and
substance abuse.  

DRD2, dopamine D-2 receptor, D-beta-H, dopamine beta-hydroxylase, and 
DAT1, dopamine transporter, additively contribute to Tourette's
syndrome.  

Tourette's syndrome is a whole clinical syndrome consisting of
tics, clinical OCD, attention deficit disorder, and symptoms of
anxiety disorder. Also tendency to alcohol abuse, stuttering, 
oppositional-defiant (personality disorder), mania.

DRD2 NcoI allele increases one's chance of migraine with aura,
major depression, generalized anxiety disorder, panic attacks, 
and phobia 3 times over chances of people with NcoI T/T allele.

DRD2 alleles homozygous E8 A/A geneotype  associated with 
increased neuroticism scores in alcoholics following clinical
detoxification.  People with this allele have a harder time
getting over alcoholism.  

DRD4 dopamine D4 receptor gene contributes to OCD with tics.

DRD4 gene signif assc with mood disorders, particularly
major depression.

Dopamine D3 receptor gene (DRD3) assocated with tourette's but
not with OCD.  

Wolfram syndrome.  Causes psychiatric illness in people homozygous
for the gene.  But heterozygous relatives far more likelyt han
spousal control relatives to have been hospitalized
for psychiatric illness or to commit suicide.

Alpha 2-adrenoreceptors work differently in people with panic 
disorder.  It results in higher levels at some times of 
norepinephrine. 

MTHFR (methylenetetrahydrofolate reductase) T677 allele associated
with both schizophrenia and depression - doubles or triples odds.

GABRA5 (GABA-A receptor alpha-5 subunit gene associated with 
major depression.  

Polymorphisms in serotonin receptor 2c (5-HTR2c) and 5-HTT genes
cause minor increase in women's susceptibility to bipolar
depression.  

Findings on a role of 5-HT-2A serotonin receptor genes are com-
pletely contradictory.

Serotonin (5-HT) receptors
5-HT-1A, 1B, 1D, 1E, 1F
5-HT-2A, 2B, 2C linked to multifunctional phosphinositide (PI)
   signalling system
5-HT-3 ion-gated  receptors and linked to PI signalling system
5-HT-4
5-HT-5
5-HT-6
5-HT-7

5-HT-2A most studied of 5-HT receptors in psychiatric disorders
   (suicide, depression, schizophrenia)
5-HT-2C and 5-HT-3 play less clear roles in psychiatric illness
All three play important role in alcoholism.  

Evidence suggests that serotonin production may have more to
do with depression than serotonin receptors.  

The reader will notice that these genes vary greatly in the
strength of their effect.  Some of them cause mental illness in
an almost mendelian dominant, or sometimes mendelian recessive,
fashion.  Others raise one's odds of developing clinical mental
illness so much, from a little, to quite dramatically as in the
case of the D2DR gene.  

Some of these genes are genes for temperament.  By themselves 
they stand little chance of causing clinical mental illness. The
most common alleles of the 5HTT gene are an example.  They cause
a calm and laid back or an anxious and dour temperament. Interestingly,  
the short forms of this gene are correlated with "neuroticism"; defined
basically as compulsive worrying, repetitive scary thoughts, a glum
outlook; all symptoms of mood and anxiety disorders. But a
number of these genes together can cause clinical mental illness,
and they also of course affect one's odds by affecting how one
handles stressful situations.  In fact, researchers found that
given that one has clinical depression, having the short 5HTT
gene makes one more likely to commit suicide!  One is not highly
unlikely to have a number of these genes.  Some of them, like 
the short 5HTT gene, are common.  And my genealogy illustrates
how genes of this nature are likely to accumulate in a line. 
People usually marry people of similar temperament and
background.

Researchers think that genes for an anxious or dour temperament
became common in the human population because they are 
functional.  People who have a glum or anxious outlook perceive
danger more realistically than do calm and happy people, and
also react to it more realistically - whatever else they do. 
People have often experienced long periods of deadly danger; 
anxious and glum people disproportionately survived! My genealo-
gy illustrates this theory perfectly; my temperament and mental
health clearly are the product of selective forces that acted
during the Protestant Reformation.  Researchers think the
variation in the number of repitions in the 5HTT gene that makes
it long or short got its start when we evolved from the apes. 
All apes have longer 5HTT genes than nearly any human.  That is
part of why they tend to be calmer and more placid than we are. 
Researchers think that the complexity of human socialization,
like, one had to become capable of worrying about doing the right
thing, resulted in the shorter 5HTT gene!  

Even genes that dramatically raise one's probability of clinical
mental illness can be functional if they affect only a proportion
of people that drastically.  REmember the sickle cell anemia
gene; it protects half of the population that carries it from
death from malaria.  Though it also kills a quarter of them, it
allows the group as a whole to survive in that environment. 
Evolution is not logical; it proceeds on the basis of literally
what produces a statistical advantage. 

ONe implication of the new understanding of the neurochemistry of 
mental illness is that there isn't a sharp dividing line between 
mental illness and mental health.  There is a whole gray area of
emotional problems, personality disorders, which are proving 
through high correlation with clinical illness, common neuro-
chemistry and common genes, to be subclinical or borderlined
mental illness, and extremes of "normal" temerament "within the
normal range" whatever that means.  Many people, like the author
of a recent Newsweek article blasting the new neuroscience, see
what they see as the patent absurdity of this implication of 
knew knowledge as disproving it.  Actually, this notion is not
absurd, it is reality.  It bothers alot of people who are scared
of mental illness and like their frightening issues stereotyped
and clear cut.

When one applies common sense to the matter, one quickly sees that mental
illness and its borderlined states are the only human health matter one
thinks like this about.  On all other health matters, whether colds,
headaches, stomach problems, toothache, arthritis, heart trouble, we think
in terms of, well, I know I have a health problem, but how badly is it
bothering me, will it clear up by itself, what are the relative costs and
benefits of treating it vs leaving it alone, and what is the least radical
intervention that will work.  For arthritis, for instance, peoples'
doctors don't prescribe surgery or drugs when a few months of (physical) 
therapy will work - at least mine doesn't!  

Tracing genetic mental illness poses special problems.  It needs to be
done, just like any other genetic medical problem that tends not to be
recognized and properly treated has to be traced and documented, and the
people at risk for it informed and educated about it.  Now, how to trace
it.  Mental illness doesn't OFTEN show on peoples' death certificates,
but it may.  I have two great grandparents died in state psychiatric
hospitals, one fairly young from breast cancer; both had been ill for
much or all of their adult lives.  My first cousin on my father's side
died from combining alcohol and sleeping pills.  It turns out he was an
alcoholic.  THe father of one of the great grandmothers who died in the
state psychiatric hospital died directly from alcoholism. Allied health 
problems and certain sorts of
causes of death might make one suspicious, like the apparent strong
Dehaven genetic tendency to alcoholism.  Untreated mental illness is the
leading cause of alcoholism, and some of the genes found to influence the
clinical course of alcoholism are the same genes that cause depression and
anxiety disorders! Usually mental illness in one's ancestors wasn't
correctly diagnosed or labelled, and even if people describe an ancestor
as "a REAL nutcase", they don't actually mean, NUTCASE.  They mean very
peculiar.  Never mind if the specific ways that person was peculiar are
classic symptoms of a serious mental illness.  Usually, TODAY mental
illness is not correctly diagnosed and labelled.  Someone is just "moody"
or "that way".  If people in the past did realize something was wrong,
their diagnosis and labelling are likely to be Freudian.  That person
wasn't clinically ill, he had an overbearing mother!  Never mind that
the overbearing mother was clearly as seriously clinically ill as he was.
I had five ancestors condemned as witches at Salem, and on investigation
three probably had mood disorders that ran in their family, and two had 
bouts of serious mental illness.  In the past, mentally ill people were
often thought to be witches or possessed; and people who were anti-social,
moody or given to acting out were very selectively likely to become
victims in witch hunts.  Current advice on how to trace possibly genetic
mental illness in one's lines specifically states to look both for
peculiar behavior and for legal trouble.  People who aren't doing very
well emotionally or who have tendencies to be anti-social in any respect 
often have legal troubles.  

What one in fact is likely to see when one traces mental illness is the
visible signs and effects of it; extreme behavior, a pattern of under-
achievement in well-educated and prosperous families, like mine, family
breakdown, alcoholism. One often sees patterns of extremes of temperament
and behavior.  When genealogists, who as a group never notice anything
but names and dates, note in published genealogies that every other 
member of an entire, highly inbred, clan, is extremely
intense, dogmatic, and so quiet that they never get called up for
discipline, never get a parking ticket or bounce a check, and never have
ANYTHING outside of their public and religious duties to do with other
people, which happened with my father's Quaker line, something is 
going on.

My father's great-great grandfather, in a small, close-knit
community half to all of which turned out for any wedding and everyone
present signed the marriage certificate, ever signed teh wedding
certificate of just one of four brothers.  His son married a cousin 
from a family as abnormally quiet and asocial, and when she died in
childbirth, instead of going off for a few months like people do, he
dropped out  of sight for several years and the birth of the child, 
unlike that of his other children, was never recorded at his meeting.
He didn't leave town, understand.  He developed clinical depression
and withdrew even more extremely than he already had!  

The Dehavens as a family group characteristically act in ways consistent
with an extremely intense temperament, and for hundreds of years have
been given to doing extreme and peculiar things that anxiety would 
explain, such that Dehavens give the appearance of having an instinctive
inborn fear and distrust of the world and everyone in it!  My father
took this to new heights.  We children literally were not allowed out
of the house except for school, church, and work at age l6, even to
go to the movies with friends at age l8, because something, often 
something strange, improbable or vaguely defined, was going to happen,
and it was his responsibility! One day, when I was 18 and attending community 
college because my parents didn't want me to go away to school, I wanted
to go out with a group of kids from school for the evening.  I wasn't yet
allowed to date.  My father said, "I trust you, but I know something will
happen."  I pointed out that I was legally of age to do anything I wanted 
including move out (which I ended up doing, and for which my father never
forgave me); clearly, then, my actions and their consequences are my
own responsibility.  My father said, "It is my responsibility."  I couldn't 
get reality through to him.  When my brother and I were children, my 
parents felt that every child in all of our collective
grades at aschool, or his/ her parents, had something wrong with them,
that made them from unsuitable to dangerous as playmates.  "If you
ride with Mr. Quigan, and he gets in an accident, he will sue me."  There
was noone my father didn't think was likely to do something to him. When
the quiet, well-behaved daughter and niece of the Baptist minister and
their mothers tried to rescue me by having the mothers call my mother
to invite me to their houses after school, my mother repeatedly turned
them down! My mother both pulled out of the long bout of depression she 
spent my childhood having, and stood up to my father on behalf of my
sister, and as a result my sister, who was only twelve when I left home
at 18, had a more normal social life.  But she was seriously affected
both by my father's continual put-downs and his efforts to control her,
and  by the fact that she had to be home before dark unless someone
took her to the school activities, such as sports teams, that she
participated in, "and you know it gets dark at 3:00 in the afternoon in
the winter", and neither of my parents could seem to muster the ambition
and meet the challenge of taking her to these activities and picking her
up.  

What my father really had was one of the more subtle and difficult forms
of obsessive compulsive disorder; a deep obsessive fear of something
happening to himself and his family, accompanied by a greatly exaggerated
sense of responsibility born of the depression that more often than not
goes with obessive compulsive disorder.  Like me, he combined this with
general anxiety disorder, and his doctor treated the physical symptoms 
of this quite inappropriately with valium, for twelve years.  Sedatives
alone like this often exacerbate the problem because they aggravate 
depression.  Further, my father had acquired ways of thinking and of
dealing with things, with people, and of relating to his family that
exacerbated his problems. The family physician never told my father he
had a mental disorder called general anxiety disorder.  He told him
he had "stress".  Just take valium, and you can go on taking it. Forever.
It won't hurt you. Most people with mental disorders need counselling
whatever else is done to treat it.  That still happens all to often
when people with symptoms of mental illness turn to their primary care
physician.  

A pattern of extreme behavior in one's ancestors may mean several things.
It may mean they were clinically mentally ill.  Sometimes one really
can't tell or can't be sure.  One knows something wsn't right but doesn't
know how badly.  It may mean they had one of the genes that increase one's
probability of developing clinical mental illness, and shape the
temperaments of everyone else in the family who inherits the gene.  Or 
it can mean that the people with this temperament carried one or more
of the genes for temperament, that fed together with other lines that
carried similar genes into my family that developed clinical mental
illness.  

All of the evidence is not in; I now know, for instance, that the family
of my father's brother was as badly hit by the mental health problems
as my family; I already knew that both of his parents appeared to have
problems.  His father almost certainly had a mood/anxiety disorder. 
He was intense and volatile; noone seems to have known him well, and
his employees were afraid of him.  His sons had cause to be afraid
of him, but one son seems to have been tough, rebellious, and fearless
as well as possibly even more intense and moody and even more violent
tempered than his father, and my father too completely withdrawn to 
notice! Except that, as children in such situations usually do, he accepted 
his parents' word that his six years older brother was a bad seed.  There
was extreme trouble of some sort in his mother's family such that the 
family seem to have actually moved to another city under scandalous cir-
cumstances and then concealed their wherabouts; and I as yet know nothing
about her father's family.  But I suspect that the pattern in my father's 
genealogy is atleast in part the result from genes for extremes of 
temperament accumulating in our lines as people
repeatedly married people very similar to themselves in temperament
and in background.  I think one or more genes came from the Thompson
line, one or more genes came from the Dehaven line, and one or more  
genes came from his Doors/ possibly Op den Graeff line that I've newly
found. Before that, my Dehaven line picked up genes from the 
temperamentally similar Leverings, and Cramers, and from apparently clone 
of my mother Mary Pluck. IN the mean time, the Thompson genealogy is in 
its own way as remarkable.  Where did the ancestors of this family group 
FIND all of the Quaker founders
and leaders they ever only married?  Then my father's father married
his somber, withdrawn mother, whose story I don't know yet, I just
have vague tales of something wrong in her family, and then my
father married my mother, "a very remarkable woman" the daughter of
a "very remarkable woman" in my father's words.  Both women are/
were indeed remarkable, in temperament.  INdications are taht the
genes my mother carries are more vicious.  But suppose that eaach
of these lines had one or more genes for a dour, anxious temperament
within the bounds of "normalcy" that contribute maybe 5 to 20% of 
a clinical anxiety disorder, according to the thinking of the author
of a recent study of the serotonin transporter gene.  Over time,
one can end up with people who carry five to twenty of these genes!

In my mother's family, the situation is much simpler; a Noyes line
that was seriously unstable and left a trail of serious mental illness
everywhere they married crossed with my Rice line that had manic 
depression.  The probably moody descendants of the Raymond-Bishop 
marriage in Salem (she was a daughter of the family who had three
members condemned as witches) MERGED by marriage of the sons of thje
Raymond family with teh daughters of the Balch family, with the Balch
family which carried a serious mood/ anxiety disorder.  A generation
later, for reasons not very hard to figure out, one of the children of
one of those marriages married a recent Rice descendant whose family
still had the manic depression.  Then first cousins married each other
for the next two generations; a result of the second marriage was my
great grandmother.  Next, my grandmother married my grandfather, whose
mother greatly resembled my intense, at times irrational and phobia-
ridden grandmother; she had a mood disorder and an extremely violent,
unpredictable, irrational temper, and she eventually was hospitalized
when she became psychotic.  



Email me at dorasmith24@hotmail.com

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