Peter A Jackson
This article is the formal version of papers delivered at the following two conferences:
C
The First World Congress of the World Council for Psychotherapy
in Vienna: 30 June to 4 July 1996.
A
shortened version of this article appeared in the August 1996
issue of Forum, the in-house journal of the New Zealand
Association of Psychotherapists
This article explores the Holotropic Therapy System of Stanislav Grof. Although Grof's psychotherapeutic system is not well known, it will show that it is an important system and, in fact, acts as a theoretical framework within which many better known and more traditional systems of psychotherapy can be located. Grof has always fully recognised the psyche (soul) in psychotherapy, where the trans-egoic experiences tapped during therapeutic sessions facilitate the movement to full psychological health and, from there, to the full utilisation of human potential. An overview will be given, covering origins, underlying theory, the practice and the relationship between Grof's system and more traditional therapies. This will cover the cartography developed by Grof to embrace the range of therapeutic experiences undergone by 4000 clients. These experiences were located by Grof into one of three categories: psychodynamic, perinatal and transpersonal. In each category there is a matrix of states where they may be positively or negatively charged. The psychodynamic matrices are primarily biographical, the perinatal matrices relate to the four major phases of clinical birth and the transpersonal matrices cover those experiences that transcend ordinary ego states. Grof argues that healing comes about in the reliving of these experiences where they are integrated into adult
Taking an essentially
survey approach, using the members of a New Zealand-based holotropic
training group, by means of a mail survey and in-depth face-to-face
interviews, the author explores the key concepts underlying holotropic
therapy (eg, that altered states of consciousness are entered
and that in these certain key experiences are relived) and the
claims made of it (eg, that integration of the therapeutic experiences
into waking consciousness brings about healing). Findings are
presented.
I would like to thank
Greg LaHood, an Auckland psychotherapist, who runs Holotropic
Breathwork Workshops in New Zealand, for his permission to use
members of his group as participants in the empirical aspect of
this article.
I wish to thank Christine
Jackson of Lower Hutt, a member Lahood's Holotropic Breathwork
group, who drew up the list of participants and their contact
details for the empirical study, and for her advice and assistance
with the creation of the survey instrument.
Without the help of Greg and Chris, the empirical component of this paper could not
have come into being.
I also wish to thank Kathy,
my partner, for reading all my drafts, listening to my ravings,
encouraging me to give my papers at conferences and for believing
in me.
INTRODUCTION
STANISLAV GROF
THE THEORY
Psychodynamic
Perinatal
basic perinatal matrix I
basic perinatal matrix II
basic perinatal matrix III
basic perinatal matrix IV
Transpersonal
extension within objective reality
extension beyond objective framework
THE PRACTICE
TRADITIONAL HOLOTROPIC RELATIONSHIPS
Freud
Adler, Reich, Rank and Jung
ExistentialHumanistic psychotherapies
Transpersonal therapies
HOLOTROPIC THERAPY AND THE
FUTURE
INTRODUCTION
METHODOLOGY
FINDINGS
The survey
The interviews
DISCUSSION
REFERENCES
INTRODUCTION
In a book that is widely regarded
as a comprehensive handbook of the activities included under the
heading of psychotherapy, Raymond Corsini's and Danny Wedding's
Current Psychotherapies (Corsini & Wedding, 1995), you will
not find any reference to any of the following: Stanislav Grof,
Holotropic, COEX, Basic Perinatal Matrices, good and bad womb
experiences, body armour (except, perhaps, indirectly in a section
on Bioenergetics Analysis), or Transpersonal matrices. I find
this rather strange because, as this paper will show, the name
Grof, and the other terms relate to a therapy that not only deserves
mention, but is worthy of a section to itself. I will not speculate
on why the therapeutic system I shall describe does not get at
least a mention. That issue, in itself, could be the basis of
a doctoral thesis.
However, as I go on, I hope that
two things will become apparent. Firstly, I hope to show that
not only is the therapeutic system I shall discuss worthy of a
full statement in any putative handbook on psychotherapy, it has
an overarching nature such that it embraces many other more traditional
therapies. Secondly, I hope to show that this therapeutic system
deals with aspects of human nature that either are not dealt with
in any other therapeutic system, or are dealt with inadequately.
But more than wanting to provide
evidence of the strengths of Grof's claims, I want to show psychotherapists
that in his system not only do they have a theory and set of techniques
they can use with clients, they also have a tool for use in their
own selfgrowth. It is my firm conviction that, for psychotherapists
to work successfully with clients they have to have done work
on themselves. It is not enough to have a grounding in the theories
and to have been trained in the practices. One's own stuff has
to be at least faced, then progressively dealt with, before one
can really understand where the client is coming from. There are
many ways to this selfknowledge. However, for psychotherapists,
clinical psychologists and other mental health professionals,
I know of no more effective way than Grof's techniques for rapidly
accessing deeply repressed material and for working toward wholeness.
In addition to these benefits, the theoretical underpinnings of
the system are in a conceptual language that is readily anable
to the mental health professional.
In this paper, I shall firstly
give an overview of Grof's system. I will then move on to a presentation
of the findings of an empirical study I have conducted using members
of a New Zealand based Holotropic Breathwork group as subjects.
STANISLAV GROF
Stanislav (Stan) Grof (Grof,
1970a; 1970b; 1970c; 1972; 1973; 1975; 1980; 1985 and 1988) started
his career as a medical doctor working in a psychiatric clinical
setting, in his homeland of Czechoslovakia. There, in 1956, he
joined the Psychiatric Research Institute of Prague, researching
into psychedelic (meaning psyche revealing) drug use, using normal
volunteers as control groups and schizophrenic patients as experimental
groups, and applying a standardised set of examinations and tests.
This team looked for the differences in effect between psychoactive
drugs such as Lysergic Acid (LSD), mescaline and psilocybin. Grof
did not share the growing view at that time that LSDinduced
states were simply an unspecific brain reaction to a noxious substance
(Grof, 1970c). In particular, to support his stand, there was
the enormous range of responses he had observed. The classical
description of an LSD session just did not fit everyone, and
he began to see a psychodynamic association.
He sought to relate the phenomenology
of the LSD experience to the personality of the subject, allowing
for biographical data and the current life situation. In this
work he did in Prague, he generated a large data base. Analysis
of these data, arising from his work with his patients, indicated
the highly specific relationship between LSD and subjects. What
w needed was a formal understanding of the specific effects and
symbolic language involved (Grof, 1972).
For most of Grof's patients one
LSD session gave temporary relief of symptoms but, in the main,
there was little permanent change. Over several sessions, however,
with the same patient, there appeared a continuity which represented
a successive unfolding of deeper and deeper levels of the unconscious.
In particular, memories seemed to be relived (Grof, 1972). Grof
adopted the term psycholytic therapy, a term which was coined
by Sandison (Sandison et al, 1954), where lytic suggests dissolving
or releasing tensions and conflicts. The LSD dose was optimised
over several sessions (usually 200 micrograms, but sometimes as
much as 500). Only low doses were needed for hysterics, but high
doses were needed for obsessivecompulsives (Grof, 1972).
The techniques in his therapeutic sessions were developed over
a period of time, where these involved the support, supervision,
safety measures, use of music and staff training. Important was
not only what happened during sessions, but the dynamics of the
postsession changes.
In 1967, Grof left Czechoslovakia
to work in the United States of America, continuing his work at
Spring Grove, in Baltimore, Maryland, at the Maryland Psychiatric
Research Centre, where controlled LSD studies were being conducted.
There the approach was different, where the goal was the facilitation
of deep religiomystical experiences (sometimes at the expense
of the underlying psychodynamic issues: Pahnke & Richards,
1969; Grof, 1972). The doses were very high (500) and only three
sessions were involved. This approach was called psychedelic therapy,
where psychedelic means manifesting or revealing the psyche.
At the time Grof joined the Baltimore
team, more than twenty five years had elapsed since the discovery
of lysergic acid diethylamide (known also as dlysergic acid
or LSD25) by the Swiss chemist Hofmann in 1943. At the time
of that 50s, the International Association for Psychodelytic Therapy
was formed, and in 1959 an international conference on the uses
of LSD in psychotherapy was held in New York City.
The safety issue was addressed
in 1960, when Cohen demonstrated that the risks were minimal (Cohen,
1960). Cohen's finding has more recently been supported (Strassman,
1984). Dramatic treatment effects were claimed, but many studies
were methodologically flawed, and later research showed that these
induced states differed markedly from real psychosis in many respects
(Pahnke & Richards, 1969).
Two other areas of LSD use at
that time was in producing aesthetic experiences, and in inducing
religiousmystical experiences (Panhke & Richards, 1969).
Both aroused fierce controversy, especially that of the possibility
of chemical or instant mysticism. There were those who stood against
such claims, because of the implications for the array of longterm
practices used by mystics and meditators to achieve mystical states.
But there were also those for whom such claims supported their
aim to remove all such mystical experiences from the sacred to
the profane (Clark, 1969).
A further dimension was added
when young people started using LSD in an uncontrolled way in
the mid 1960s, which took the debate from purely scientific circles
into the social and political arenas (Lee & Schlain, 1986).
Two widely divergent groups emerged: those who saw LSD as humankind's
saviour and those who saw it threatening the societal infrastructure
(supported by sensationhungry press reports). The Hippie
movement added yet anothe dimension. Finally, there was the fear
that LSD caused chromosomal damage and cancer (Cohen 1960). But,
for Grof, lying at the root of all these issues was the fact that
LSD acted as an amplifier of mental processes that brought to
the surface deep levels of the unconscious (Grof; 1972, 1973,
1975).
LSD is the most powerful psychoactive
drug known, producing effects with as little as 10 micrograms
(Di Leo, 197576; Stafford, 1983). After application, there
is a latency period (10 minutes to 3 hours), unless administered
directly into the cerebrospinal fluid where the effect is immediate.
The session or trip can last between 4 to 12 hours. The experience
is mediated by dose level. Activity during the session is also
a mediating factor. If the subject is moving about with eyes open
the effect is reduced. If lying supine with eyes closed, the effect
is heightened. Listening to music during the session also has
a heightening effect. There are both sympathetic (eg, accelerated
pulse rate) and parasympathetic (eg, lowered blood pressure) symptoms.
There are also general symptoms (eg, flu like) and motoric phenomena
(eg, jerking limbs). There are perceptual changes, most often
visual, but also with hypersensitivity to sound. There are also
olfactorygustatory changes. In addition, there are spatiotemporal
diortions, including regression to earlier parts of the participant's
individual history. Emotional changes appear very early, with
euphoria being common, but ranging across all possible emotions.
Cognitive processes are also altered (eg, speeded up), and there
may be insights or problem resolutions. In general, however, there
is an overall impairment of mental efficiency.
Usually, there is a very clear
memory of the session because there is usually none of the confusiondisorientation
seen with the use of other drugs. Libido may be completely suppressed
or greatly amplified (usually with a perverse strain
sadomasochistic). Aesthetic experiences are common, especially
of music, and these can persist long after the session. The same
is true of religiomystical experiences (Pahnke & Richards,
1969; Grof; 1972, 1973 & 1975; Richards et al, 1972).
Grof's earlier clinical experience
in Prague with LSD entailed some 2500 LSD sessions. He also had
access to records of over 1300 sessions run by others in the Baltimore
team. The clinical subjects had a wide variety of disorders. As
in Grof's Czechoslovakian researches, there were also a wide range
of normals (nurses, doctors, students, artists and so on). These
large amounts of data completely refuted the earlier notion that
there was some typical mandatory pharmacological effect (Grof,
1972; 1973; 1975). The Baltimore team found that there was no
single symptom that was truly invariant across the 3800 LSD sessions.
Even optical changes (the most likely candidate for the noxious
effect theory Cohen, 1960) did not fit. This included
pupillary dilation, where sometimes even constriction was noted.
This is not to say that LSD has no physiological effects (the
very high doses used in animal research show this; Pahnke &
Richards, 1960). Dose sensitivity depended on complex psychological
factors rather than obiological variables (Grof, 1972; 1973).
But within the dose levels used for humans, the physical manifestations
are not the direct result of pharmacological stimulation of the
central nervous system. The records of these psycholytic sessions
became the basis of Grof's assumptions and theorising. Grof came
to see LSD acting as a catalyst, activating unconscious material
(Grof; 1972, 1973 & 1975).
Grof found that the degree of sensitivity to dose depended on complicated psychological factors, rather than on biological variables. Those diagnosed as overcontrolled in everyday life exhibited high resistance to LSD and showed few symptoms. So too with those who had set out to resist the effects of LSD as a challenge. Obsessivecompulsives, too, were found to have high resistance. In terms of dose level, effect saturation seemed to occur at around 500 micrograms (Grof, 1972; 1973; 1975).
Grof found that the real effect
of LSD was that of a powerful unspecific amplifiercatalyst,
creating undifferentiated activation facilitating the emergence
of unconscious material from different levels of the personality.
The maps or cartographies that Grof has identified (Grof, 1975,
1985, 1988) seem to be fully compatibleparallel with other
therapeutic systems. Grof has developed four levels or types of
LSD experience to explore the topic, but insists that such delineations
are artificial (Grof, 1975). The levels he evolved and still uses
are; abstractaesthetic; psychodynamic; perinatal and transpersonal.
Grof now calls his technique
holotropic (moving towards wholeness) therapy (or holonomic integration),
and no longer relies on psychoactive drugs to induce the deep
experiential states his therapy requires (Grof, 1985; 1988).
This shift in method of enducing
an appropriate therapeutic state was necessitated by the fact
that, from the early 1970s, he was experiencing difficulties practicing
with LSD under the everincreasing rigidity of the American
Food and Drug Administration. Also, because of this, he attracted
only minority interest in his work and findings (Clark, 1975).
He now uses a mixture of controlled breathing, music, focussed
body work, and mandala drawing. It was never LSD itself that drew
Grof. He viewed LSD as a catalyst. It was what it catalysed that
was of far greater interest and importance (Grof, 1985). Thus,
as long as he could find a technique acceptable to society in
general, the therapeutic value and importance of his system remained
undiminished. Also, LSD had simply provided an efficient route
to uncovering the cartography of psychic states and structures
that form the theoretical bis of Grof's system (Grof, 1985; 1988).
Grof asserts (Grof, 1975; 1985;
1988) that all other therapies prior to his do not deal with actual
physiological responses. Most deal with biographical material
(eg, the psychodynamic therapeutic models and their derivatives).
Some deal with the affects, but most operate at the cognitiveverbal
level. Only his therapy uses the body's own activities as a part
of the therapy. This assertion, though generally true, is not
absolutely true, because it ignores the therapeutic system devised
by Alexander Lowen called Bioenergetics (Corsinni & Wedding,
1989).
THE THEORY
Mentioned earlier were the four
experiential characteristics that Grof identified as: abstractaesthetic;
psychodynamic; perinatal and transpersonal. Although these experiences
were facilitated initially using LSD, Grof found, with the exception
of the first category (the intense perceptual alterations and
distortions that occur in the LSD trip), these to arise using
his holotropic techniques (to be described in a later section).
The exposition given here of the theory underlying holotropic
therapy is taken from Grof's three key books (Grof, 1975; 1985;
1988). Because the aestheticabstract category does not form
a part of the cartography of experiences accessed during Holotropic
Breathwork, I will not mentaion them further. The interested reader
will find several authors who cover these experiences listed in
the Reference and Bibliographic sections of this papers; eg, Grof
(1980), Pahnke & Richards (1969) and Lukoff & Zanger (1990).
Psychodynamic
This deals with the traditional
psychodynamic processes and structures, where the experiences
seem to originate in the individual unconscious, particularly
those relating to unresolved conflicts and repressed material.
Experiences range from reliving
memories (perhaps unpleasant) from the past to unconscious material
appearing in a highly symbolic form. The intensity depends on
the state of the person. Clinical patients have far more repressed
material, hence reliving at the psychodynamic level figures strongly,
whereas emotionally stable people produce little at this level.
The phenomenology of the psychodynamic experiences in these sessions
largely agrees with classical psychoanalysis. Psychosexual dynamics
manifest with unusual clarity. However, not all that happens at
this level falls within the psychodynamic framework.
For this psychodynamic or biographic
category of experience, Grof uses the acronym COEX, which stands
for condensed experience, where these are specific memory constellations.
The memories belonging to a given COEX system have a similar basic
theme, or contain similar elements, and are associated with a
strong emotional charge. The deepest layers come from very early
childhood. The more superficial layers are from later in life
and current situations. Each COEX system has some very specific
theme, such as all those experiences in the life of an individual
that relate to being humiliated, where selfesteem is damaged.
Other themes may be anxiety, claustrophobia or frightening events.
Common, is the theme that presents sex as dangerous or disgusting,
along with aggression and violence. Also of importance are those
dealing with extreme danger and lifethreats.
COEX systems have fixed relations
to certain defence mechanisms and clinical symptoms. They organise
components into distinct functional units. COEX systems are either
negative (unpleasant) or positive (pleasant). Although there is
some overlapping, each COEX functions fairly autonomously. They
selectively influence a person's self and world view. The outer
most layers, representing most recent experiences, are linked
back in a regression that ultimately lead to perinatal experiences,
the core of the COEX system. With clinical patients, Grof found
that a typical holotropic session starts with the reliving of
memories related to the presenting symptoms (eg, extreme obsessivecompulsion).
As the session continues, the memories come from further and further
back in the life, until early childhood is reached. Although,
at this point, there may be a deepening of insight as to the causes
of the presenting problem, there may be no relief of symptoms
at this point. However, the deepest layer is ultimately reached,
a this always involves the birth experience. It is the reliving
of this that discharges the negative energies and heals.
The reliving is vivid and hard
to distinguish from the reality (eg, the body image corresponds
with the age to which those memories belong). Some achieve deep
age regression in the first session (characteristic of hysterics).
More typically, several sessions are required. Relived at the
earlier stages of infancy are a range of mainly unpleasant memories
(eg, coldness, hardness, bombardment by noise, weaning and so
on). Later infancyearly childhood contain COEX systems relating
to urinationdefecation and sexual feelings.
In later childhood are COEXs
containing shockingfrightening events, cruel treatment,
sibling rivalry, harsh criticism and so on. Prepuberty events
rarely appear as COEX cores unless associated with a shocking
event (eg, sexual molestation). Pleasant COEX are much simpler
than unpleasant.
Authenticating relived experiences
is difficult in most cases, but Grof was able to do so in certain
cases (Grof; 1972, 1973, 1975) where striking accuracy was noted
(eg, nearphotographic accuracy description of a room occupied
in infancy, but never again seen as child or adult). Each relived
episode seems to contribute a certain missing link in the psychodynamic
understanding of the patient's psychopathological symptoms. The
totality of the emerged unconscious material then forms a rather
complete gestalt, a mosaic with a logical structure. But, even
where the relived experience has no basis in reality, it has psychic
reality for the patient. The reliving of traumatic experiences
is usually accompanied by powerful emotional abreaction. The intensity
can seem out of proportion to the relived events, until it is
realised that this event summarises similar events throughout
the life. Also, there follow farreaching changes in the
clinical symptoms, behaviours, values and attitudes.
Grof uncovered the fact that
more recent experiences must be lived through first, in order
to get back to earlier ones, because the later ones are the outer
components of the COEX cluster, and cover the deeper ones. Most
important in the COEX systems is their core experience, because
this laid the foundations for the rest. It is not clear why certain
events from infancychildhood should have so profound and
longlasting an influence. Grof speculates that determinants
may go beyond the individual into ancestral, racial or even phylogenetic
memories, including pastlife memories (Grof, 1975). Important
is the emotional atmosphere of a family and its interpersonal
relationships. A single traumatic event is amplified in significance
when set against a discordant familial background. Patients themselves
recognise the generalising nature of a single important relived
event.
The historical development of
a COEX is important. In very early childhood, the child is a passive
victim of the family environment and has no active role in the
core experience. In later childhood, the child is more instrumental.
Once laid, the foundations of the COEX influence perception of
the environment, world experiencing, attitudes and so on. The
core influences expectations towards certain others (eg, that
people in general cannot be trusted, or that emotional attachment
is threatening). Such a priori attitudes and expectations result
in specific maladjusted behaviours toward all new persons entering
one's life. A person whose new human encounters are contaminated
by the influence of strong negative COEX systems enters new relationships
heavily biased. The gradual successive growth of COEX systems
by positive feedback could account for the latency (incubation)
period between the original trauma and future neuroticpsychotic
episodes.
Such symptoms appear at times
when the COEX system reaches a certain critical extension, and
traumatic repetitions contaminate important areas of the patient's
life, interfering with satisfaction and basic needs. There is
a strong parallel between the contents of the core experience
of their COEX systems and patterns of their personal interactions
at the time of the onset of clinical symptoms. Multiple repetitions
of themes from one or more COEX precede immediately the first
manifestation of disorder.
When a strong negative COEX emerges
in a session, the normal flow of images and sensations are disrupted,
and the subject feels as if in a whirlpool consisting of fragments
from the past. Later, when the core experience is relived, the
fragments make sense. There is also a disassociation between object
and affect (eg, a water jug eliciting strong sexual feelings).
The seeming absurdity is removed on reliving the core experience.
The arising in a session of intense anxiety, panic and so on also
signals the onset of a COEX, as too with dramatic motoric activities
(eg, nausea, vomiting or intense pain). There is a repetitious
quality in movements and speech which seem to precede the emergence.
The emerging COEX assumes a governing function and determines
the naturecontent of the session. For example, the therapist
can take on the form of someone hated or that of a tormentor.
There is also the reliving of the roles of victim and aggressor.
There is a tendency to act out
the reliving of the COEX and shape the circumstances of the session
to the COEX theme. This is because it is painful to experience
a mismatch between certain intense feelings and outer events.
Thus, the emergence of deep feelings of guilt may cause the patient
to act the role of therapist, or provoke hostility in the therapist.
It is absolutely essential that therapists avoid being manipulated
into replicating the roles the patient is demanding of them. Similar
dynamics can be exhibited in the case of positive COEX systems.
Serial psychodynamic sessions
can be viewed as a process of gradual unfolding, abreaction and
integration of various levels of negative COEX systems, opening
pathways for the influence of positive ones. Elements of a particular
COEX constellation keep appearing in the sessions until the oldest
memory (core) is relived and integrated. Sessions cause profound
change in the dynamics and mutual interrelations of COEX systems
and initiate dramatic shifts in theirselective influence on the
subject's ego.
Where unconscious material is
not worked through, a patient can remain under the influence of
a COEX long after the session. Or, the resolution may be incomplete
and result in a precarious emotional imbalance. There may also
be belated flashbacks outside of the therapeutic session. Conversely,
resolution during a session produces a highly positive, tensionfree
experience. If this occurs earlier in the session, a positive
COEX emerges. There is usually a striking clinical improvement.
There may also occur a COEX transmodulation, wherein the hegemony
of one negative COEX is replaced by that of another.
This will be paralleled by a
dramatic change in clinical manifestations, to such an extent
that clinical rediagnosis is needed. The duration of sessions
in which a given negative COEX dominates varies enormously from
one to 15 20.
Perinatal
The characteristic of the perinatal
experience is existential, relating to pain and the frailty of
the human condition (Bache, 1981). There is the life in death,
and death in life paradox. People who experience these deeply
also come to see the utmost relevance of things religiousspiritual.
For one reliving the birth experience the physical manifestations
can seem like those of dying. Grof says that a causal link between
the actual birth and the unconscious matrices for these experiences
is yet to be established (Grof, 1975). These levels are reached
only after a great number of more typically psychodynamic sessions
(at least with psychiatric patients). With normals, the perinatal
level can be reached in far fewer sessions. According to Grof,
alcoholics and drug addicts have the quickest access. Grof points
out that there are other routes to this level, than that of holotropic
therapy (eg, gestalt, encounter, bioenergetics and rebirthing:
Orr & Ray, 1977). Grof sees these perinatal experiences as
representing an important intersection between individual psychology
and transpersonal psychology (Grof, 1975).
Grof noted a transition between
the purely Freudian level and Rankian level (Otto Rank
Rank, 1945) where the experiences are physical rather than psychological
(eg, reliving threats to bodily survival). These elements appear
in four typical clusters, matrices or experiential patterns. There
is a deep parallel between these patterns and the clinical stages
of delivery. For this reason, Grof calls these clusters Basic
Perinatal Matrices (BPM), of which there are four. This is a useful
model, and does not imply a causal nexus. The BPMs are hypothetical
dynamics governing systems that have a function on the Rankian
level of the unconscious, similar to that of the COEX systems
on the Freudian level. They have a specific content of their own
perinatal phenomena and have two components,
biological and spiritual. The biological consist of concreterealistic
experiences related to delivery stages. Also, each physical stage
has a spiritual counterpart. The BPMs function as organising principles
for the material from other levels of the unconscious, namely
the COEX systems, as well as some transpersonal material.
Basic Perinatal Matrix I: BPM
I experiences rarely emerge in the first few sessions. This level
relates to the original intra uterine condition of symbiotic unity.
Usually, this is nearparadisiacal, but can be disturbed
either temporarily or permanently (eg, mother's temporary illness
or drugaddiction). This enables us to differentiate between
a good and bad womb in much the way Sullivan talked of good/bad
nipples (Sullivan, 1953).
When a good womb is involved,
the common relived feeling is of oceanic bliss, timelessness,
and ineffability. Some may feel themselves to be tiny, and have
a head much larger than their body. There are often religiomystical
connotations. The world seems a friendly place, permitting a childlike,
passivedependent attitude of trust. There may be experiences
of a sequence of visions allowing for interpretation in historical
time. For example, embryonic sensations, ancestral memories, elements
from the collective unconscious and even phylogenetic flashbacks.
The COEX associated with good womb experiences include carefree
childhood games, satisfying love relationships, natural beauty
and human works of great art. In the case of bad womb experiences,
the COEX are the reverse, including childhood dysfunctions, familial
difficulties, dirty industrialised cities and polluted countryside.
At the Freudian COEX level, there are no tensions in the erotogenic
zones, where all partial drives are satisfied.
Where a bad womb is involved,
the intra uterine condition was far from perfect, and the holotropic
experiences reveal this, as in feelings of discomfort, oceanic
visions suddenly blurred by an ugly film. There may be feelings
of weakness, influenzalike attacks and small muscle tremors.
There may also be unpleasant tastessmells. Visions of wrathful
deities can also be present. Even schizoidlike states can
arise. These contrast sharply with the sense of spiritual enlightenment
accompanying the undisturbed womb states. Grof points out the
closeness of the two contrasting situations and the ease with
which some schizophrenic patients oscillate between them (Grof,
1975). At the Freudian COEX level, erotogenic zonal tension is
experienced. Satisfaction of these needs can result in a superficialpartial
approximation to the tensionfree state of the good womb.
Basic Perinatal Matrix II: BPM
II is related to the first clinical stage of delivery, where the
idyllic intra uterine existence comes to an end. There is both
chemical and mechanical interference, and there arises a situation
of extreme emergency. Uterine contractions occur, yet the cervix
is closed and there's no way out. Mother and foetus are a source
of pain to one another. There is, of course, a tremendous variation
in this phase, ranging from a short labour and easy birth, to
pathological delivery (eg, Caesarean) and complications.
The therapeutic experiences may
be purely biological in form but, more characteristically, there
is the feeling of no exit or hell. There are often visions of
the metaphysicalreligious hells, and of the most negative
aspects of this world (eg, world wars). There is also an empathy
with all who are downtrodden, or who have to die in pain and alone.
Coupled is the feeling of a robotic cardboard world which is ultimately
meaningless. It is here that the link is made between birth and
death, where the existential crisis is at the root.
Feelings of separation, alienation,
metaphysical loneliness, helplessness, inferiority and guilt are
standard components. These may be symbolised as in the case of
Greek figures such as Sisyphus, Ixion, Tantalus and Prometheus,
or expulsions from paradise, Gethsemanes and Dark Nights. There
is often a feeling of intense but vague anxiety, even of paranoia
and the danger of cosmic engulfment.
Typical physical symptoms include
extreme pressure on the headbody, ringing in the ears and
difficulty with breathing. BPM II is the matrix of all that is
unpleasant in the extrauterine life (eg, disease, operations
and injury). There are associated feelings of abandonment and
rejection. At the Freudian COEX level, all of the erotogenic zones
are experiencing extreme tension such thirst, retention of fecesurine,
sexual frustration and labour pains. Sophisticated clients can
readily relate BPM II experiences to such as bondage to the Wheel
of Becoming, and realise that the more one struggles to be free
the more one is impaled in the senseless reality.
Basic Perinatal Matrix III: BPM
III relates to the second stage of delivery where the uterine
contractions continue but the cervix is now wide open. There is
an ensuing struggle for survival with crushing pressure and suffocation.
But, at least, there is release. There grows a synergy between
mother and child to end this painful experience. There may also
be the contact with the mother's faeces and urine. This is a complex
matrix, involving a variety of phenomena at different levels.
There are four distinct experiential aspects: titanic struggle,
sadomasochistic, sexual and scatological, with the underlying
theme being encounter with death. There are, too, associated physical
symptoms such as crushing pressures, cardiac distress and breathing
difficulties.
The key is the titanic struggle
component, which, in holotropic therapy, can seem to be more than
a human can bear. It is symbolised by vast natural disasters (eg,
Krakatoa), or atomic explosions. Some witness scenes from the
destruction of Pompeii, where fire is often the destroying element.
The suffering reaches beyond what is bearable and transforms into
raptureecstasy, but of the volcanic type, rather than the
oceanic type of BPM I.
Sadomasochism is a prominent
feature where energy discharges are both outwardly destructive
and selfdestructive. Visions of cruelty and bestial orgies
arise, including selfmutilation and such figures as Salome,
or others, who have employed sadistic torture.
The third component is that of sexual arousal, which seems to have a physiological basis (males hanging on gallows frequently exhibit erections and even ejaculation: Grof, 1975). Some subjects spend hours in an all pervasive sexual ecstasy, with accompanying orgiastic images.
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There may be visions of redlight
districts, or identification with famous figures such as Casanova.
There is a generalised releasing of repressed sexual energy and
aggressive impulses.
The scatological element involves contact with all that is repulsive (eg, emersing in excreta or products of putrefaction). However, the initial disgust can change to passive acceptance or even pleasure. There may be scatological visions (eg, heaps of rotting matter or corpses).
The consuming fire feature of
BPM III is what seems to purify the subject after having seen
all that is worse in self and others. The fire destroys all that
is rottencorrupt, and prepares for the renewingrejuvenating
experience of rebirth. The Phoenix is a common symbol here. There
are also religious symbols, as in the punishing gods (eg, Yahweh
in relation to Sodom and Gomorrah). BPM III experiences have helped
subjects understand such as Black Masses or Satanic Rites where
sex, aggression and sadomasochism are all involved. There are
often visions of great painters' works, entailing scenes of destruction,
orgy, death and fire. The Gothic era is especially relevant, as
is purgatory, Faustus and Parsifal. All this causes patients to
reevaluate their lives and values. Contrasts such as complex
versus simple living, professional ambition versus family life,
and real love versus lustful promiscuity. At the Freudian COEX
level there is the sudden release of tension (eg, swallowing,
defecation, urination and orgasm).
Basic Perinatal Matrix IV: BPM
IV is related to the third and final stage of delivery where the
neonate emerges down the birth canal. The first breath is taken
and the cord is cut, and anatomically independent life begins.
Although this stage is infinitely better than the preceding two,
it is worse than the first of symbiotic union. There may a concrete
reliving of the birth experience, or it may remain purely symbolicpsychological,
which relates to the deathrebirth experience. Sufferingagony
culminate in total annihilation on physical, emotional, intellectual,
ethical and transcendental levels. The world seems to collapse
and all referents are lost. There is egodeath. The cosmic
bottom is hit, then follows feelings of liberation. So, there
is some overlap between BPM I and BPM IV.
In BPM IV, positive selfvalues
can be discovered (eg, love and a sense of beauty), and these
are not amenable to psychoanalytic analysis. However, the positive
side can be interrupted by unpleasant experiences, such as pains
in the umbilical region or genitals. There is a rich symbolism
in BPM IV, and usually centres on sacrifice, death then resurrection.
There can also be images of heroic deeds, as in the Greek myths.
The liberating aspect is often experienced as radiant, blinding
or supernal light, or perceiving God as pure energy.
The more secular symbolism involves
overthrowing of dictators, the ending of a long war or termination
of great danger. In terms of nature symbolism, typically, in BPM
II, there are barren wintry landscapes, in BPM III fiery volcanic
eruptions and hurricanes, whereas in BPM IV there are scenes of
spring, melting snows and green meadows and calms after a storm.
In physical terms, there is withholding of breath, muscular tension
then sudden relaxation and wellbeing. Memories in B IV relate
to endings of wars, surviving danger, and a problem resolved by
one's own skilleffort. In Freudian terms, there is the satisfaction
that comes from discharging or reducing tension (eg, quenching
thirst, or the feelings after orgasm).
It needs to be stressed that
the chronological sequence presented above is rarely maintained
in actual therapeutic sessions. There are great individual differences.
In highly disturbed clients, after the psychodynamic material
has been worked through, the noexit experience of BPM II
is met, then the birthdeath struggle of BPM III, some of
BPM IV rebirth experience and cosmic unity of BPM I. Beyond this
are the more transpersonal experiences. In less disturbed people,
the sequence is often positive BPM IV I, then some BPM
II and III, then the fuller versions of BPMS IV and BPM I.
Important is the BPM governing
the terminating phase of the sessions. For example, if BPM I is
governing then, long after the session, there can be a depression
(with many of its clinical symptoms) that persists for days. Conversely,
if BPM III was dominant, the feelings are of anxiety, apprehension
and irritability. The governing by BPM IV is best of all, where
all presenting symptoms disappear and life seems good and simple.
Similarly for BPM I.
Transpersonal
Transpersonal experiences occur
rarely in the early sessions. They are more common once the psychodynamic
and perinatal material has been worked through. The common denominator
in these experiences is the feeling of expansions beyond the usual
ego boundaries and spatiotemporal boundaries. Gone is the
strong body image and sensory dominion. Grof has developed the
following classificatory scheme:
Extension within objective
reality:
1. Temporal:
embryonal; ancestral; collectiveracial;
phylogenetic; pastlives; extrasensory.
2. Spatial:
ego transcendence; identification
with others; group consciousness; animal and plant identification;
oneness with life; consciousness of inorganic matter; planetary
and extraplanetary consciousness; outofbody experience,
travelling clairvoyance, telepathy.
3. Spatial constriction of consciousness
to organs, tissues or cells.
Extension beyond the objective
framework: This involves; spiritisticmediumistic experiences;
encounters with superhumans; experience of other universes; archetypal
experiences; mythological sequences; encounters with deities;
intuitive grasp of universal symbols; chakra activation; arousal
of kundalini; consciousness of universal mind; experience of the
VOID.
The embryonalfoetal experiences
are not to be confused with those of the BPMs. These transpersonal
experiences are specific memories of intra uterine life, and include
that of sharing the mother's affective states and a telepathic
rapport. It is hard to know whether these are truly relived memories
or simply experiences. But Grof (1975) has had many corroborations
of these particular experiences, including the fact that often
experiencers are displaying a knowledge of intra uterine conditions
well beyond their prior knowledge.
In ancestral experiences there
is a regression in time to before conception. Usually these are
many generations in the past rather than recent past. They may
be specific, as in tuning in to one individual, or they may be
more generalised. Often, information unknown to the subject in
ordinary awareness is contacted.
The collectiveracial experiences
relate to the Collective Unconscious posited by Jung (1970). They
can relate to any country, period and culture, although often
the culture is ancient and having a highly developed religiophilosophical
culture (eg, ancient Egypt, India or China). This is quite independent
of the subject's background. The information contacted is usually
very accurate, even when occurring in unsophisticated subjects
having no prior knowledge of such cultures. Some subjects (without
prior knowledge) exhibit mudras or obscure yogic postures.
Phylogenetic or evolutionary
experiences involve realistic identification with animals. They
often seem to transcend human limits of fantasyimagination.
Pastincarnation experiences
consist of fragmentsscenes, or entire sequences of events.
The subjects maintain ego identity, and even though experiencing
themselves as some one else, feel themselves to be basically the
same individual. There is a strong deja vu feeling.
Belief in reincarnation is not
a prerequisite. Relived Karmic links can be positive, as in good
relations with past others, or negative as in the reliving past
pain, suffering and hatred. The mere reliving is not enough. The
events must be transcended emotionally, ethically and spiritually
to be classed as truly transpersonal. Sometimes, the laws governing
reincarnation are transmitted by nonverbal or intuitive
means to subjects as they relive them.
In experiencing extra sensory
perception (ESP) phenomena there is the transcendence of spacetime
limitations. Objective verification is usually difficult and,
after the session, the subject does not display any increase in
ESP ability. Egotranscendence is characterised by going
beyond the usual spatial limits of consciousness. There is a loosening
of the ego boundaries, while retaining an awareness of identity.
Related is the feeling of identification with another person,
where the sense of selfidentity is lost. Often this identification
is with some famous personage, where the Christ and Buddha figure
prominently. There is also group consciousness or identification
(eg, with the persecuted Christian of Roman times). The animal
identifications must be distinguished from the more superficial
autosymbolic animal transformations which are psychodynamic in
origin, and carry some cryptic message for the experiencer. Genuine
animal identification cannot be derived from other unconscious
material. Plant identifitions are more rare, and usually occur
in advanced stages of the treatment. They can be accompanied by
philosophical or spiritual insights (eg, into the purity and selflessness
of the plant kingdom). In rare cases, subjects experience an expansion
to encompass all life on earth, human or otherwise.
The consciousness of inorganic
matter is fairly common, such as in feeling oneself to be the
ocean, or of the forces unleashed during a natural catastrophe.
Subjects conclude that consciousness is a basic cosmic phenomenon,
and related to the organisation of energy. Also, there is a new
understanding of animism and pantheism. Planetary consciousness
is rare, and occurs only in advanced sessions. In these experiences
the earth seems a living entity with which the subject identifies.
Extraplanetary consciousness is just as rare. Outofbody
and related experiences are more common. There may or may not
be a feeling of being able to control the experience. ESP is common
too and, although difficult, Grof has occasionally been able
to verify these experiences (Grof, 1975; 1985; 1988).
In the spatial constriction mode,
consciousness is confined to areas smaller than the body, such
as to organs or cells. Again, there are accompanying insights
and evidence of knowledge that lies outside the subject's prior
knowledge.
Spiritualistic experiences are
rare, wherein the subject enters a quasi trance state, including
voice and facial changes. Similarly with spirit guides or teachers,
perceived by the subject as superhuman.
Mostly, the contact is nonverbal
and the beings are of light or energy rather than of human form.
They may give advice or information about the session and its
value to the subject, or they may take the subject on a guided
tour. There are, too, experiences of alien worlds and other universes
having strange physical laws and totally different lifeforms.
A more important class of experiences
are those that involve complex archetypal and mythological sequences.
Grof is using the term archetype here for all static patterns
or dynamic events within the psyche that are transindividual and
universal in quality. Some such are the martyr, fugitive, outcast,
ruler and wise old man. More universal still are Great Mother
or Cosmic Man. There are also, commonly, experiences of the animus,
anima and shadow. There may also be myths such as of Tantalus
and other heroic or tragic figures. Related are encounters with
deities. These latter fall into two categories: those associated
with the forces of light and good such as Isis and Apollo; and
those of darkness and evil such as Kali and Satan. These experiences
usually first appear in the perinatal phase, where the dark deities
accompany BPM 2 and 3, and the bright deities BPM 1 and 4. There
can also be an experiencing and understanding of universal symbols,
such as geometrical or mandalic. The most frequent symbols include
the cross, sixpointed star, swastika, crux ansata and circle.
Subjects with no prior knowledge of occult systems have had profound
insights into such as cabbalistic symbols (Grof, 1975).
Many experiences bear striking
resemblance to the phenomena described in Kundalini Yoga, such
as the activation of the chakras or the rousing of kundalini,
where kundalini is a psychspiritual evolutionary force.
Neither prior experiential nor intellectual knowledge of kundalini
is a prerequisite for having these experiences. However, the actual
arousal and upward movement of kundalini is extremely rare in
a therapeutic session. The most profound experience in this category
is the consciousness of universal mind, in which ultimate understanding
is felt to be reached. Similarly, consciousness of the Buddhist
condition of the Void.
The influence of transpersonal
experiences last well beyond the session in which they occurred.
Much depends on the nature of the experience and the level at
which it occurred. Especially influential are experiences that
remain unresolved in the session. Where there is resolution, actual
changes can come about in the person's life circumstances as though
some past karmic blockage has been removed. This can be startling
in the case of relived past incarnations, where changes occurred
in relation to people who are part of the experience. There is
in this strong support for Jung's notion of synchronicity (Jung,
1970). The intense level of identification with another experienced
during a holotropic session can, in real life, spill over into
a new understanding of and love for that other. Similarly with
more collective identifications.
Grof believes that many helping
professionals either ignore the evidence offered by transpersonal
experiences, or regard them as too bizarre and are ready to label
them as psychotic (Grof, 1975). This view is more recently supported
by the researches of David Lukoff (Lukoff, 1988). Some professionals
accept the validity of the experiences, but produce their own
bizarre theoretical framework rather than utilise that of the
perennial philosophy. Often, their theories are highly reductionist
(eg, treating mystical experiences as primary infantile narcissism
eg, Deikman, 1963, 1969,). It is a rare few of eminent
psychological theorists that have shown a genuine interest in
transpersonal phenomena. In particular, Grof mentions James (De
Armey & Skousgaard, 1986), Jung (1970), Assagioli (1965) and
Maslow (1968; 1976; 1993). Grof is convinced that transpersonal
phenomena are not reducible to psychodynamic concepts. Grof's
own background as a psychoanalyst and physician had set him against
the acceptance of transrsonal experiences, and also against the
notion of memories from before birth (he regarded the foetal brain
as being too immature). However, his own LSD trips and the witnessing
of thousands of other such trips convinced him otherwise (Grof,
1985; 1988).
THE PRACTICE
The holotropic therapist is a
facilitator who facilitates and assists in the healing process,
and must support the experiential unfolding even when this is
not understood. While LSD (and other psychoactives) is the most
powerful route to deep material, as explained earlier, Grof was
obliged to develop a nonpharmacological technique, which
is characteristic of ancient procedures such as those in shamanic
practices. One especially powerful technique is that of intense
breathing or hyperventilation (a form of yogic pranayama). Grof
(Grof, 1988) confirmed the findings of Reich that psychological
resistance and defences use breath restriction. Conversely, selfinitiated
deep breathing removes autonomic control and resistances. This
releases many conscious experiences (eg, being flooded with light
and love).
Grof (1988) argues that the physical
symptoms of hyperventilation are usually seen in pathological
terms (eg, carpopedal spasms tetanic handfeet
contractions). Grof has found that only a few clients exhibit
such symptoms, even when the sessions go on for long periods.
Rather, there is a progressive relaxation, intense sexual feelings
and mystical experiences. There is also a progressive decrease
in muscular tensions and difficult emotions. This occurs through
intense abreaction, which can entail tremors, twitches, dramatic
body movements, coughing, vomiting, screaming and increased autonomic
activity. In addition to abreactive processes, there is the prolonged
contraction and spasms of muscle groups, which use up a great
deal of pentup energy. The typical outcome of a good holotropic
session is profound emotional release and physical relaxation.
Grof calls this, pneumocatharsis.
The emotional qualities expressed
in a session cover a wide range, including anger, aggression,
anxiety, depression, guilt and disgust. Some clients show little
motor activity, while others are very active. Pains occur in certain
parts of the body at times, and these are psychosomatic in origin,
as intensified forms of pains the subject is familiar with. Grof
has, over many sessions with many clients, been able to catalogue
the relationship between the locations of the pains and the underlying
psychological causes. For example, painstensions in hands
and arms reflect deep conflicts between strong impulses and their
opposing tendencies. The typical release finds outlet in creative
activities, such as painting. Tensions in legs and feet have similar
structures, but these are less complex, because these limbs have
a simpler role. The other common locations all seem to relate
to the locations of the chakras. Release in these centres liberates
that energy that is traditionally related to that centre (eg,
love ancompassion in the heart centre).
Music is also combined with the
hyperventilation, where skillful use of musical selections facilitates
the emergence of specific contents such as aggression, emotional
and physical pain. The music is usually played very loud and over
high quality equipment. It is important to surrender to the flow
of the music, letting it resonate in one's entire body and respond
in a spontaneous, elemental fashion. Intellection should be suspended.
The music is chosen by the facilitatortherapist to suit
the phase the subject is going through (eg, sexual experience
is facilitated by such as the Venusberg music from Wagner's Tannheuser,
and aggression by Holst's Mars) and is always of high artistic
quality. The major objection to the use of music is that it has
a strong structuring influence on the experience. But, because
the music is usually chosen so as not to be well known, learned
responses are prevented. Also, songs are rarely used because the
lyrics produce a cognitive focus. Sometimes, even white noise
is used, to oid the structuring effect, and the recipient transforms
this into their own internal music.
Focused body work is a supplement
to the general therapeutic regime, and is not always used, because
many sessions run smoothly without need for intervention. It is
used where distress occurs. The principle is to use it in the
terminating period of a session. Localised pains are exaggerated
either by the subject or by the sitter and possible helpers. Physical
supportive contact is also used, such as touching and holding
hands. This contravenes the taboos in many other therapies, especially
the talkonly variety. However, these meet the anaclitic
needs of the client (anaclitic comes from the Greek anaklinein
= to lean onto) which relate to basic mothering. The choice and
timing of such interventions involves the intuition, but a general
rule is that it is used when the subject is deeply regressed,
helpless and vulnerable. Most of Grof's work is done in group
settings, so the risks of impropriety are much reduced. The members
are always divided up into an experiencer and sitter, who are
allowed to chose each other. Some sorting out goes on over the
first few sessions, until people tend to stay in a certain dyadic
relation through the remaining sessions.
Grof uses a basic preparation
procedure with each group of clients before actual therapy begins.
This makes the clients aware of the sorts of things that may happen
and the procedures used to ensure personal safety, and about the
setting and appropriate clothing and so forth. The room needs
to be big enough, the floor padded, located where loud noises
(eg, screams) will not cause problems, and where music can be
played loudly. The lighting is reduced, and tissues, buckets etc...
are provided. Presession screening is used to eliminate
those clients with severe disturbances (they would go to individual
sessions), and those with certain medical conditions (eg, heart
problems or pregnancy). Also, clients should be off all medication
and not be currently using drugs.
Usually a session starts with
relaxation exercises and guided imagery. The focus should be the
here and now. Expectations should also be absent (in client and
sitter), because the work is openended. The sittertherapist
is far from the active agent, because the therapeutic outcome
of most sessions is indirectly proportional to the amount of external
intervention. Grof also uses mandala drawing in his sessions,
in combination with the other procedures.
In part, Grof bases his understanding
of the dramatic healings he has witnessed on some mechanism akin
to that working in shamanic healing (Grof, 1988). Associated is
the pseudoreligious conversionlike process that sometimes
occurs in those who have come very close to death. Holotropic
therapy seems to use similar mechanisms, but without the biological
dangercrisis.
One explanation offered by Grof
lies in that holotropic therapy intensifies the conventional therapeutic
mechanism of abreaction. Grof (1988) points out that Freud knew
this, but played its value down and focused instead on transference
as being the important process.
Abreaction applies to strictly
biographical material, whereas the more generalised release of
emotionalphysical tension is called catharsis. The value
of these two has been known at least since the ancient Greeks.
A reason given by Grof as to why Freud and others have played
down abreaction is that few psychiatrists have the training or
inclination to take a patient through a fullblown abreaction
as Grof describes it (Grof, 1988).
However, abreactioncatharsis
is not the only factor. The experiencing of traumatic events from
infancychildhood while being able to evaluate them as an
adult permits their integration. The adult can face such traumas
that the child could not face, in addition to which the therapeutic
setting offers support that the childhood one probably did not.
Also, it is likely that the original event was not fully experienced,
due to its interfering with consciousness (eg, fainting).
In holotropic therapy, the potential
for transference is greatly enhanced, but is seen as a hindrance
rather than a curative factor. In fact, Grof (1988) argues that
it should be seen as a resistance to or defensive ploy to the
process a way of opting out.
The general strategy in Grof
sessions is to reduce negative charges by: abreactive discharge;
conscious integration of painful material; facilitating experiential
access to the positive dynamic constellations of COEX, BPM and
transpersonal matrices; and terminating each session by successful
integration of that day's psychological gestalt. Those tuned into
some negative matrix view themselves pessimistically and experience
varying degrees of emotional and psychosomatic distress. The reverse
is true for those under the influence of positive aspects. In
general, the nature of the influence relates to the nature of
the COEX or BPM. The exact effect of the transpersonal matrices
are more difficult to describe synoptically, because there is
such richness and variety.
Many cases of dramatic improvement
can be explained in terms of a shift from a negative system to
a positive one. This is not to say that all of the negative material
has been worked through. This is what Grof calls transmodulation,
and can occur within COEX or within BPMs. There can also be transpersonal
transmodulations. A typical positive shift initially involves
the intensification of the negative system, followed suddenly
by a dynamic shift to a positive one. This does not necessarily
lead to a clinical improvement. If the shift is from a positive
to negative or from one negative system to another negative system,
there can be a change of symptoms which, if severe, can need rediagnosing
(eg, from depression to hysterical paralysis). The latter Grof
calls substitutive transmodulation.
The therapeutic potential of
the deathrebirth process is very powerful, because negative
BPMs are an important repository of emotions and physical sensations
of great intensity. Symptoms such as anxiety, depression, guilt
and sadomashochistic tendencies have their roots in the BPMs.
In particular, in successful sessions, suicidal tendencies will
go or are greatly reduced, as does a reliance on alcohol or drugs.
Similarly with sadomasochism, aggression, impulsive behaviour
and selfmutilation. Likewise a variety of phobias and sexual
disorders. Many of the states that traditional psychiatry brands
as psychotic result from activation of the perinatal matrices.
There are also therapeutic mechanisms
on the transpersonal level, where many of the presenting problems
of a complexsubtle nature have their origin (eg, embryonal
traumas). The resolution of, or insight into, pastlife conflicts
and traumas can eliminate certain problems. Likewise, certain
negative archetypes bring an evil influence into a person's life,
akin to spiritpossession. The experiencing of Universal
Mind and identification with the Metacosmic Void have extraordinary
therapeutic potential, bringing spiritual and philosophic understanding
of such a high level that everything in the person's life is redefined.
Healing can be regarded as a
movement toward wholeness, which implies a common dominator. Such
a universal mechanism implies that consciousness is allpervading,
and primarily an attribute of existence rather than an epiphenomenon
of matter. Human nature is paradoxical in that everyday consciousness
seems to conform to the Newtonian worldview yet can, at
times, function in an infinite field and transcend spacetime.
The first type of consciousness Grof calls hylotropic and the
second holotropic (Grof, 1988). In the former, we experience only
the here and now of consensus reality, whereas the holotropic
mode has unlimited access to other times and other spaces. Also,
it can experience the superphysical realms, such as astral and
beyond. A psychogenic symptom represents a hybrid between the
hylotropic experiencing of the world and the breaking through
of a holotropic theme. Grof (1988) argues that neither hylotropic
nor holotropic in their pure forms present problems, only their
admixture. Viewing psychopathology as the negative mixing of hylo
and holotropic modes throws a new light on therapy. This
new view entails the use of methods of inducing nonordinary
states of consciousness.
Emotional and psychosomatic healing
occurs in experiential forms of therapy, because these loosen
defence mechanisms and dissolve psychological resistances in a
much more efficient way than the purely verbal therapies, where
these can takes months or even years (Grof, 1988). Grof argues
against performing holotropic therapy on oneself while alone,
because even the most balanced person is liable to experience
traumatic and seeming lifethreatening modes of being. Also,
the nourishing human contact with the sitter is a key part of
the method. In holotropic therapy, there is a clear causal link
between the procedure and results, whereas in the traditional
verbal approach the sessions extend over such a long period that
such a causal connection is hard to establish and too many other
variables contend as causes (Grof, 1988).
The pursuit of a more rewarding
life strategy is facilitated by holotropic psychotherapy, which
goes far beyond the mere relief of psychopathological symptoms.
Victor Frankl (Frankl, 1963) talked of noogenic depression
a condition experienced by those who were far from being either
psychotic or neurotic who, in fact, due to their seeming balance
and worldly successes, were the envy of friends and others. At
root this condition manifests as an intense awareness of life's
seeming meaningless coupled with an inability to enjoy success.
The uncovering of perinatal, biographic and transpersonal factors
by reliving them can remove this noogenic condition. There is
the discovery that the entire life to that point is inauthentic
and misdirected. This is usually due to the influence of some
one or several negative matrices. For example, BPM 2 produces
resignation, submissiveness and passivity toward life, whereas
BPM 3 gives an unrelenting obsessive drive toward future goals
such that the present moment is never perceived as satisfactory.
At the planetary level we are seeing the negative results of this
obsessive drive taken beyond sanity.
A shift to the positive aspects
of the BPMs brings an ability to enjoy the moment, and the emergence
of an ecological consciousness in which one participates in life
rather than viewing it as a challenge or threat. When the selfexploration
reaches the transpersonal levels, the philosophical and spiritual
quest comes to dominate. People who live only in the hylotropic
mode, even when healthy by clinical standards, are cutoff
from their real source and need healing.
TRADITIONAL HOLOTROPIC
RELATIONSHIPS
Grof (Grof; 1985, 1988) argues
that LSD research and other experiential selfexploration
methods throw light on the labyrinthine nature of the traditional
systems of therapies, and the conflicting views surrounding them.
In Grof's original system of psycholytic therapy (using LSD) and
his more recent holotropic therapy, initially the patient's reliving
of biographical material fits the basic Freudian schema (includes
Adlerian and Sullivan's views).
The patient moves beyond this
into a stage which can be conceptualised by Reichian therapy.
There follows a stage best framed by the views of Otto Rank (Rank,
1945), then onto one which fits the Jungian view (Jung, 1970).
Once the sessions move on into the transpersonal realms, only
Jung and, to some extent Assagioli's psychosynthesis (Assagioli,
1965), can address the processes involved, because the experiences
take on a philosophicalspiritualmysticalmythological
emphasis (Grof; 1985, 1988). The therapy at this point equates
with the spiritual quest. Taking each of the key theorists in
turn, Grof argues as follows.
Freud
Grof (1985) argues that, above
all, Freud sought to make of psychology a science in the same
sense that physics is a science. Especially, he was influenced
by classical mechanics and conservation of energy. In Freud's
topographical descriptions, dynamic processes are intimately interwoven
as specific individual structures of the psyche (Freud, 1985).
There is also a classical causal determinism in Freud's scheme.
Also, there is (as in the NewtonianCartesian world view)
the objective, independent observer.
Freud's contributions are three
thematic categories: a theory of instincts; a model of psychic
apparatus; and a pyschoanalytic therapy. Important to his theory
are the pleasure and reality principles (Freud, 1985). However,
Freud found that aggression does not always serve selfpreservation,
thus seeming to undermine the theory's Darwinian basis. Thus,
Freud had to develop the notion of an instinct toward destruction
(or Death).
The Id represents a primordial
reservoir of instinctual energy, governed by thprimary process.
The ego retains its close connection with consciousness and external
reality, yet performs unconscious functions. The superego
only comes in fully with the resolution of the Oedipus complex,
and one of its aspects is the recovery of the narcissistic perfection
of early childhood. Another aspect reflects the introjected prohibitions
of parents backed by the castration complex. Superego operations
are largely unconscious, and carry some Idlike aspects (eg,
its cruel streak) (Grof, 1985).
Freud (1985) distinguished between
real anxiety (due to concrete danger) and neurotic anxiety (due
to some unknown cause). Not only is there a strong mindbody
split, but problems are isolated from their interpersonal, social
and cosmic contexts. Where only biographical levels of the unconscious
are involved, psychodynamics fits the data from Grof's LSD research
(eg, observed regressions to childhood are very common). However,
Grof feels that psychodynamics has no right to generalise the
way it does from such material, to other areas of the COEX systems
(Grof, 1985). The shift of emphasis from biographically determined
sexual dynamics to the dynamics of the basic perinatal matrices
is possible because of the deep experiential similarity between
the pattern of biological birth, sexual orgasm and the physiological
activities in the individual erogenous zones.
Grof (1985) further argues that
psychodynamics has failed to explain many aspects of psychopathology
that his LSD research throws light on (eg, the puzzle of the savage
part of the superego, or failure to embrace anthropological findings
as in shamanism). Importantly, Freud (1985) tended to classify
anything relating to prenatal conditions as fantasy, in contrast
to postnatal experiences. Grof feels that Freud failed to see
that birthsexdeath form an inextricable triad, intimately
related to ego death. For example, the link between castration
fear with dentate vagina is readily understood in terms of the
potential danger of the contracting vagina during the birth process
(includes the cutting of the cord). Even the more recent Egopsychology
(As developed by Federn in 1952, a close associate of Freud, and
as modified by J. Watkins: Watkins, 1978) fails in the same respects,
because bound to a narrow biographical orientation.
Adler, Reich, Rank and Jung
Adler remained linked to the
biographical level, but had a different focus, being teleologicalfinalistic
(Adler, 1959). The guiding principle was to be complete, with
a built in inferiority complex (includes insecurityanxiety).
Adler argued that consciousness and unconsciousness are not in
conflict, they are two aspects of the same system serving the
same purpose. Social usefulness is important. Neurotics and psychotics
have a private logic, protective in nature.
Therapists take an active role, interpreting society to the patient. Grof (1985) argues that his LSD research shows that Freud and Adler, due to the inadequacy of their approaches, focused on two categories of psychological forces that, at a deeper level, are two facets of the same process. Both were deeply concerned about death (Freud feared it, and Adler narrowly escaped it at age five Grof, 1985).
For Reich, it was the suppression
of sexual feelings that caused neurosis which, in turn, were
the result of a repressive society. He developed a system which
released energy using hyperventilation and bodily manipulations,
leading to the ability to experience full orgasm. Later, he became
involved in the Orgone affair, which lead to his imprisonment
and death (Grof, 1985). LSD work confirms Reich's views about
the psychoenergetic and muscular aspects of neurosis. However,
rather than being due to pent up libido, in Grof's view the energy
represents powerful forces from the perinatal level of the unconscious.
The mistake made by Reich and his followers was due to BPM III
having a substantial sexual component. Grof believes that Reich
teetered on the edge of a transpersonal understanding, but he
never reached a true understanding of the great spiritual philosophies,
and confused true mysticism with mainstream dogmas.
Otto Rank (Rank, 1945) departed
considerably from mainstream Freud, where his system was humanisticvoluntaristic
(opposed to Freud's reductionist, mechanistic, deterministic scheme).
He also emphasised the birth trauma, and insisted that a patient
has to relive it in therapy, because post partum separation is
the most painfulfrightening experience. This led to primal
anxiety and primal repression. He saw sleep as reliving the intra
uterine life, and the Oedipal process in relation to desire to
return to the womb. Rank argued that women can relive their immortality
by their procreative ability, whereas for men sex is mortality
and only in nonsexual creative acts can they find their
strength. Rank saw the ultimate goal of religious activity as
an attempt to return to the womb. Grof's LSD therapy strongly
supports Rank's thesis about the birth trauma. However, for Rank,
the trauma lay in separation and the unpleasantness of extrauterine
life. In LSD work, these facts are true, but also the passage
down the bth canal is extremely traumatic. Additionally, Grof
argues (Grof, 1985) that most psychopathological conditions are
rooted in BPM I and BPM II (prior to postnatal experience).
Grof regards Jung (1970) as the
most famous renegade of the original Freudian camp. His analytical
psychology is far more than modified Freud. Jung accepted the
new relativistic physics and saw the CartesianNewtonian
paradigm as deficient. He also respected the mystical traditions
of both east and west. Jung's ideas are closer to Grof's than
any other western psychological tradition, because Grof regards
Jung as the first transpersonal psychologist (Grof, 1985).
ExistentialHumanistic
Psychotherapies
These arose as a reaction to
the mechanistic and reductionist nature of behaviourism and psychodynamics,
and began with the work of Rollo May (May, 1967), but had roots
in the work of Kirkegaard and Husserl. Individuals are unique,
inexplicable in scientific terms, and have freedom of choice,
where death is inescapable. This comes out strongly in the experiences
of the BPM II condition (eg, feelings of meaninglessness, ratrace,
treadmill). Frankl's Logotherapy also relates to these experiences
(Frankl, 1963). Maslow was the great champion against reductionism
in psychology, and introduced for psychological study topics such
as love, a sense of beauty, justice and optimism (Maslow; 1968,
1976, 1993). He also saw value in combining observation with introspectionism.
From this arose true humanistic psychology. There also arose a
neoReichian school (eg, Lowen, Rolf, Feldenkrais, Kelly
and Trager: Grof, 1985), which attempted to liberate lockedin
human potentials, with the emphasis on the bioenergetic systems
(eg, the Rolfing massage system Rolf, 1977).
There also arose the Gestalt
therapy of Fritz Perls (Perls et al, 1951), with its focus on
reexperiencing conflictstraumas, and the hereandnow.
Perls' therapy involves working as an individual in a group, using
breathing, attention to posture and so on. Related is primal therapy
(Janov, 1970), wherein pent up energy is released in a scream.
Janov's therapy dispels the unreal system that drives one to neuroticdefensive
behaviour. Grof argues, however, that the results lag far behind
Janov's original claims (Grof, 1985). LSD research strongly supports
the humanistic theses and the human potentials movement in general.
Perls' system is probably the closest to what Grof is describing
here.
Transpersonal therapies
The humanistic goal of selfactualisation
was seen as too narrow, and the recognition of spiritual dimensions
came to the fore (Sutich, 1968). The important representatives
of this Fourth Force in psychology were Jung, Assagioli and Maslow,
where Jung stressed the importance of the unconscious, mystical,
creative and religious. Jung developed the notions of complexes
(constellations of psychic elements) and their primordial base
archetypes, where these create a disposition and
synchronistically influence the very fabric of the phenomenal
world. Dreams were seen as individual myths, and myths as collective
dreams. Libido was not seen as a purely biologicalsexual
force aiming at mechanical discharge, but as a creative force
in nature. Unlike Freud, who saw a historicaldeterministic
cause in his patient's problems, Jung saw a relativistic, acausal
world.
Grof argues that his LSD research has repeatedly confirmed Jung's insights (Grof, 1985). The system of complexes is very similar to that of COEX systems, at the biographical level. Also supported is the collective unconscious, and archetypal dynamics.
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However, Jungian analysis doesn't
deal effectively with the psychosomatic dimensions of the birthdeath
process, nor with the actual biographical aspects of perinatal
phenomena. Jung explored some transpersonal aspects in great depth
(eg, collective unconscious, mythopoeic properties of the psyche,
certain psychic phenomena and synchronistic links between psychological
and phenomenal reality: Jung, 1970). But there was no exploration
of transpersonal experiences that mediate connection with various
aspects of the material world.
There is some similarity between
Assagioli's and Jung's cartography of the human personality, since
it includes the spiritual realms and collective elements of the
psyche. Assagioli (1965) posited seven levels, where the lowest
relate to primordial instincts and emotional dynamics, the middle
to Freud's preconscious, and the highest to superconscious which
is the seat of the intuitionsaspirations. His system is
called psychosynthesis, where the therapeutic goal is selfrealisation
and the integration of the subselves around a unifying psychological
centre. However, as broad as this scheme is, there is, again,
a lack of recognition of the biological components.
Maslow (1976) studied peak (mystical)
experiences, and defined the stages leading to selfactualisation
in his concept of a hierarchy of needs. In this he analysed human
needs and revised the theory of instincts, where higher needs
are not reducible to base instincts. Grof (1985) has found that
Maslow's ideas receive powerful support from LSD work, as for
example in peak experiences and Maslow's structure of the personality,
with its lowest Freudian end and its highest transpersonal end.
Grof concedes (Grof, 1985) that the Dianetics of L. Ron Hubbard
(more recently called Scientology) has far reaching parallels
with his own work and findings, as pointed out earlier by Gormonsen
& Lumbye (1979).
HOLOTROPIC THERAPY AND THE FUTURE
Grof (1988) argues that holotropic
therapy has implications far beyond mere therapy, because its
results point to a new understanding of human nature and human
society. In particular, it gives insight into the underlying causes
of malignant aggression in all its manifestations, because war
in many aspects is relived in BPMs II and III. The difference
between these two is that in BPM II the experiencer is a passive
victim, whereas in BPM III heshe can also be the aggressor.
The warlike situations relived range across time and cultures,
and even seem to include futuristic battles between star ships.
There are also scenes of violence, aggression and torture from
settings other than battles (eg, ritualistic human sacrifice,
inquisitions and torture). Scenes involving protagonists locked
in combat are common (eg, tyrant and revolutionary). The sexual
element of war and aggression is also relived. So too is the scatological
aspect evident in mounds of debris and rotting corpses.
All this seems to sum up to the
ft that the human psyche has energies that will often manifest
in violence and especially warfare. Clients have the insight that
a tyrant or dictator has the mental set of one struggling to get
free of the birth canal (a mix of impulsive aggression, selfdoubt,
megalomania, childlike anxiety and insatiable ambition). The dictator
mind set ends as the client moves into BPM IV.
The energies of BPM III are fine
for a revolutionary overturning of the old order, but fail when
trying to implement what is to replace it. BPM III energies are
good at destroying and liberating, but cannot reproduce the paradisiacal
state of BPM I. Thus, new repressions soon emerge from the ruins
of the unfulfilled utopia (the newborn's struggle is to a freedom
entailing coldness, wetness and discomfort). Grof cites Nazi concentrations
camps as examples of most of the negative aspects of BPMs II and
III. Many political and military leaders, rather than being strong
oedipal figures are garbage collectors of all that is negative
and destructive in the human psyche and provide socially sanctioned
channels for the acting out of these forces. Often the verbal
images used by such leaders in political and war crises have a
perinatal symbolism (eg, the second atomic bomb dropping on Japan,
where the airplane was named after the pilot's mother, the bomb
called Little Boy, and the completed mission signalled as the
baby is born). Under certain conditions, the psychological defences
that prevent negative perinatal energies from surfacing in the
individual, can breakdown for large groups of people (eg, in riots),
and such people are then easily led by a leader who can evoke
powerful images that trigger these energies (eg, Hitler).
Modern science and technology
has provided the wherewithal to send people to the moon and do
many other truly amazing things, and yet has done nothing for
humankind's primitive instincts. According to Grof (1988), what
we seem to have done is exteriorised our BPM III nature, as would
be expected from the view of an evolving humanity. This can be
seen in many aspects of modern life, from sexual promiscuity,
through interest in the demonic and cults expecting salvation.
The scatological element is there, too, with global pollution.
All this seems as inevitable in the human race as it is in the
individual undergoing holotropic therapy. It is the only way to
reach what Grof calls higher sanity that based on
holotropic consciousness.
INTRODUCTION
For a system as allembracing
as Grof's, one would expect that not only would it be more widely
known but would also have been empirically researched. As I have
already pointed out in the first part of this article, the system
is not widely known.
But, worse still, very little
empirical research has been conducted to verify or refute Grof's
claims for his system. In a recent literature search I could come
up with only two pieces of empirical research relating to Grof's
system: Pressman (1992) and Spivak (1992). Pressman's article
deals with the therapeutic potential of entering nonordinary
states of consciousness, and uses clinical case studies to support
Grof's claim that it is in the integration of the accessed material
with ordinary subjective awareness that healing occurs. Unfortunately,
the Spivak article is in Russian. But it appears that Spivak studied
the effectiveness of a holotropic breathing technique when used
in conjunction with music, using clinical patients with a variety
of neurotic states. hs paucity of research led me to consider
conducting an empirical exploratory study of my own, using a New
Zealand sample.
In addition to studying Grof's
system since the mid 1980s, in the early 1990s I attended a number
of Holotropic Breathwork Workshops run by Greg LaHood, a psychotherapist
based in Auckland. LaHood trained under Stan Grof and is licenced
to practice the Holotropic Breathwork technique here in New Zealand.
From this basis of my theoretical (headwork) understanding and
my direct experiential (body and heart) knowledge, I have come
to highly value Grof's technique as a therapy and as a process
of selfdiscovery. While I personally have no doubt as to
Grof's claims, as a scientist, it seemed important to make a start
in establishing an empirical basis in the public domain for these
claims. In this way, others of a more traditional point of view
might come to see the value of Grof's technique and the robustness
of the cartography he has created.
Sophisticated statistical analyses
are not applicable to this study. Nor does the design permit the
examination of causal or correlational interactions. It is not
an experimental procedure having a comparison control group in
which confounding variables are controlled for. This study cannot
provide support for Grof's claims or for any hypotheses I might
have. This will be the work of future research. Thus, there can
only be a simple quantitative and qualitative presentation of
the data. However, valuable information has been established about
the type of person who attends the Breathwork workshops. The data
also provide information about the types of experiences that occur
in workshop sessions, their frequency and the relationships between
them. Finally, the data provide a rich source of hypotheses for
any future controlled design.
METHODOLOGY
Subjects
The subjects in this study were
all members of the only Holotropic Breathwork group operating
in New Zealand. The original contact was made with Greg LaHood,
a psychotherapist who, having trained under Stan Grof and licenced
to practice by Grof, runs the New Zealand workshops.
The research proposal was put
to LaHood and received his enthusiastic support. He subsequently
contacted his group and sought their permission for the study
to take place, which they gave. The list of members and their
contact details was compiled by Christine Jackson, a member of
the group and one of LaHood's assistants. The entire group consists
of some 50 or more people. Some have been involved in the workshops
since they were first offered. Of this original core group most
have continued with the workshops. Others have have come and gone,
and come back again. Still others are very recent to the group.
It cannot be claimed that the research sample is representative
of the New Zealand adult population, most likely quite the reverse.
But the final responding sample is large enough to be representative
of the entire group. As the findings will show, the sample (N
= 38) covers a wide age range (19 to 52 years) and has a wide
socioeconomiceducational status. The exact gender
split of 50% males and 50% females was a natural outcome and was
not determined by the author.
All subjects freely volunteered
to participate on an unpaid basis, the motivation being purely
the belief that the study was a valuable one.
Procedure
A fairly straightforward research
design was used in this study, consisting of a mailed out survey
instrument followed by indepth facetoface interview.
A simple quantitative analysis of the data was conducted looking
only at percentages of the sample for any given elicited response.
The interviews were tape recorded and the transcription was carried
out by the author. A composite of these individual transcriptions
is included within the Findings. The research was conducted between
the months of November 1995 through to January 1996.
The survey instrument categories
and questions were generated from the author's theoretical
experiential knowledge of Grof's system. It was also guided by
the author's interest in the manner in which Grof's system fits
within the wider context, especially in terms of the perceived
paradigm shift occuring in science in general and in psychology
in particular. The original draft instrument was critically reviewed
by Christine Jackson (mentioned above) who gave invaluable feedback
as to content and structure.
Using the finalised list, the
subjects were each sent an information sheet, a survey form, an
interview consent form and a replypaid envelope.
Materials
The survey instrument (questionnaire)
consisted of a tenpage document in four sections. Section
one gathered information which yielded a profile of the research
sample, asking questions about aspects such as, gender, age, educational
status, religious persuasion and so on. Section two gathered information
relating to specific Holotropic Breathwork experiences, such as
number of workshops attended, COEX and BPM experiences. Section
three gave the respondent an opportunity to freely comment on
Grof' system in general, and the New Zealand workshops in particular.
Section four gathered information about other forms of psychotherapy
and clinical diagnosis.
The interview was relatively
unstructured, but guided by openended questions which led
the interviewee through a logical sequence from a summary of their
selfexploration activities to date, through what they felt
had been the healing benefits of their Breath Workshops to how
they saw the future of Grof's system in New Zealand. The interviewees
were provided with a written list of the questions to be asked
prior to the interview.
FINDINGS
Survey
The following data were obtained
by an analysis of the responses to the survey instrument and are
presented in the same order followed by the questions in the instrument.
In this section most data are given as a percentage of the total
responding sample, where N = 38.
BIOGRAPHICAL VARIABLES
gender male 50%
female 50%
daily activity caregiver 18.4%
voluntary work 10.5%
paid employment 65.8%
student 5.3%
education no qualifications 0%
secondary 21%
tertiary 79%
These data are fairly selfexplanatory.
Paid employment may be parttime or fulltime. Secondary
qualifications range from School Certificate to Bursary level.
Tertiary ranged from trade certificates to masters degrees.
AGE DISTRIBUTION
The frequency distribution of
age shows three distinct modes centred on: the early twenties,
the late thirties and the late forties. The age range was from
19 to 52 years.
SUBSTANCE USE
FREQUENCY (percentages)
SUBSTANCE occasionally often very often
Alcohol
past 50 23.72 6.3
current 89.5 10.5 0
Drugs
past 60.5 18.5 21
current 78.9 21.1 0
In terms of substance use or
abuse, an interesting pattern emerges between past and current
use. For example, in the case of alcohol, in the past, prior to
the Breathwork workshops, 26.3% of the sample used alcohol to
the point of abuse, and several of the subjects are recovering
alcoholics. But now, none of the sample abuse alcohol, and only
a small percentage (10.5%) use it often. A similar pattern emerges
in the case of drug use, where drugs in this case are mainly of
the mindmood altering variety.
RELIGIOUS PERSUASION
Agnostic: 5%
Buddhist: 21%
Christian: 21%
Hindu: 5%
Other: 48%
Other includes: mystical traditions,
shamanism, esoteric paths, spiritual goddess, and Baha'i
VALUES HELD
rating
value high moderate low
enlightenment *
goodness *
happiness *
holiness *
mental efficiency *
selfunderstanding *
serenity *
spiritual growth *
service to others *
worldly success *
The data obtained from the survey
were rather complex in that each item could be ranked between
1 and 10, and where every single subject might give a unique ranking.
However, an analysis showed a definite pattern, where this is
shown in a simplified form in the above table. There was a variation
across items in any given category. For example, the cluster mental
efficiency, selfunderstanding, serenity and spiritual growth
attracted a somewhat higher overall ranking than did enlightenment
or goodness, even though all six items attracted a high ranking.
BREATHWORK WORKSHOP VIEWS
AND EXPERIENCES
PRIOR KNOWLEDGE: None: 50%
OF GROF'S SYSTEM Some: 45%
Extensive: 5%
WORKSHOPS ATTENDED: total across
the group = 374 average = 10.4
WORKSHOP VALUE
VALUE FIRST SESSION CURRENT SESSION
no value 0% 0%
useful 44.7% 23.7%
great value 55.3% 76.3%
These data show that the perceived
value of the workshops increased with time on average.
RELIVED EXPERIENCES
FREQUENCY VALUE
never 15.8% no benefit 0%
occasionally 50% limited 13.2%
frequently 34.2% great value
86.8%
These data refer to relived experiences
in general and show their frequency and perceived value. Most
of the sample had had such experiences (over a third frequently)
and a large percentage viewed them as of great value.
KNOWLEDGE RECOVERY OF UNREMEMBERED
PAST EVENTS
RECOVERED = 76.3% of the sample
VERIFICATION AS TRUE = 15.8%
These data refer to the recovery
of knowledge of which the subject had no conscious memory. For
example, a previously unknown event in early childhood might be
relived. The verification of such event was carried out by the
respondent by checking the actuality of the relived event with
family/relatives. The data show that a large percentage of the
sample recovered such knowledge, and nearly 16% were able to verify
these as true.
SPECIFIC WORKSHOP EXPERIENCES
PERINATAL EXPERIENCES
RATE PERCENTAGE
never 26.3%
occasionally 52.6%
frequently 21.1%
These data refer to experiences
which the subject identified as coming from one of the BPMs, and
show the overall rate of these experiences.
TYPE OF PERINATAL EXPERIENCE
blissful exciting frightening insightful neutral
55.3% 31.6% 55.3% 50% 5.3%
These data refer to specific
types of perinatal experience, where the key ones experienced
by this sample is shown here.
COEX EXPERIENCES
FREQUENCY LOCUS
never 26.3% childhood 36.8%
occasionally 52.6% adolescence 63.2%
frequently 21.1%
These data refer to experience
from the COEX matrices, where frequency and the locus (age stage)
are shown. Over half the sample occasionally had these experiences,
and nearly a third were from adolescence.
100% of the sample gained freedom
from the conditioning of a given COEX once relived. For example,
a given powerful negative COEX may have conditioned the subject
into viewing intimate relationships as aversive. The reliving
and subsequent integration of this COEX enables the subject to
break free from this conditioning and come to see intimacy as
nonaversive.
TYPE OF COEX EXPERIENCE
TYPE
anger 73.7%
despair 50%
fear 55.3%
frustration 65.8%
loss 55.3%
guilt 31.6%
joy 39.5%
sexual 44.7%
shame 31.6%
other 5.3%
These data refer to the specific
types of COEX experience, and show that anger, frustration, a
sense of loss, and despair figure very strongly.
The list of types of experience
covers most of the those had by the subjects, where the other
category attracted only a 5.3% response.
TRANSPERSONAL EXPERIENCES
FREQUENCY OF EXPERIENCE
RATE PERCENTAGE
never 5.3%
occasionally 60.5%
frequently 34.2%
These data refer to the overall
frequency of the experience of the transpersonal matrix. Over
a third of the sample had transpersonal experiences frequently.
TYPE OF TRANSPERSONAL EXPERIENCE
EXPERIENCE PERCENTAGE
none 5.3%
ancestors 15.8%
animal life 39.5%
archetypal 60.5%
ESP 15.8%
other worlds 23.7%
outofbody 50%
past life 39.5%
planetary 15.8%
superhumans 15.8%
There was a wide range of transpersonal
experiences, with archetypal and outofbody being quite
common, and ESP, planetary, contact with superhumans and with
ancestors being infrequent.
BENEFITS OF TRANSPERSONAL EXPERIENCES
Almost 80% of the sample experienced a significant and lasting increase in the following:
a sense of unity with all life
an ability to heal themselves
compassion for others
inner strength
insight into the events of their lives
wisdom
IN RELATION TO BODYWORK
94.7% of the sample needed bodywork
at some time during a breathe.
FREQUENCY
RATE PERCENTAGE
rarely 63.2%
frequently 36.8%
every time 0%
These data show the overall frequency of required body work during a breathe, and shows that over a third of the sample required this frequently. However, overall, bodywork is a relatively rare occurrence for this sample. The effects of receiving bodywork were various, but in particular were feelings of:
anger (71%); feeling stuck (55.3%);
fear (39.5%); and pain (39.5%)
LASTING BENEFITS OF BODYWORK
BENEFIT PERCENTAGE
rebirth 28.9%
sensitivity 65.8%
breakthrough 81.6%
peace 50%
bliss 31.6%
to new level 31.6%
These data show the frequency
of the lasting effects of bodywork, where a breakthrough from
stuck states is experienced by over 80% of the sample. Also fairly
commonly experienced are an increase in sensitivity and a sense
of peace. Of interest is that less than a third of the sample
benefitted from the experience of rebirth during the session.
VALUE OF THE WORKSHOPS
OVERALL VALUE
little value 5.3%
medium value 15.8%
great value 78.9%
These data relate to the perceived
overall value of the workshops, where a very small percentage
found them of little value, and nearly 80% found them of great
value.
INSIGHTS GAINED
never 0%
occasionally 26.3%
often 73.7%
Of the insights gained during
breathing sessions nearly 74% experienced these often. No one
in the sample had never experienced an insight.
HEALING OBTAINED
insignificant 0%
satisfactory 21.1%
powerful 78.9%
These data show that nearly 80%
of the sample claimed that powerful healing had occured as a direct
result of their workshops experiences, and the remainder had experienced
a satisfactory level of healing. 94.7% of the sample claimed to
have integrated their relived matrices into their daily lives.
CONTINUING WITH THE WORKSHOPS
yes 63.2%
no 10.5%
unsure 26.3%
Interviews
The following is a composite
of the individual interview transcriptions, and follows the order
of questions as asked in the interviews. This composite was produced
by extracting the key features of each transcription.
Selfexploration: There
have been as many modes of selfexploration as there were
subjects. But, in all cases, there is a picture of someone who
has learned a great deal from their struggles in life. Most of
these subjects have experienced failed romantic partnerships or
a breakdown in family relationships. There has also been a great
deal of pain in childhood with many reasons for anger at parents.
A number of subjects, as adults, reached a point where they sought
a traditional therapy but found it wanting.
One subject, a registered psychologist
in private practice in Wellington, described a pattern starting
with abandonment as an infant, not having contact with his mother
for the first four years of his life, and the way he has struggled
with the outcomes of this in his life. A key realisation for him
was the use of his intuition in his private practice. For him,
of the key psychological theorists, Jung made the most sense,
and he undertook Jungian therapy followed by Jungian training.
A number of subjects have formally sdied psychology. This was
seen as aiding self development, but one saw this study as too
formal/academic, not addressing real issues, and not his language
at all. Several of the male subjects have attended men's workshop
in an attempt to reclaim their masculinity and to get in touch
with the feminine side of their nature. Most of the women are
oriented toward a feminist world view, and several have been sexually
abused as children (one even raped as a young woman) and have
been working to come to terms with this. A number of the subjects
have experimented with LSD and other mind altering drugs. Some
have studied the world's religions along with esoteric literature,
and still others, anthropology (eg, rites of passage and shamanism).
These studies helped to make sense of the conceptual system proposed
by Grof, and provided a framework within which to understand the
transpersonal experiences of the breathwork. A number of subjects
have studied meditation and one had spent 13 years as a Buddhist
Monk, only recnly disrobing. Also, some subjects had already experienced
rebirthing prior to the Grof workshops, with one subject being
a trained and registered rebirther in private practice. Several
have taken part in psychodrama and two saw it as complementing
their selfdevelopment and the subsequent holotropic breathwork.
Psychodrama, like the breathwork, does not require one to be in
a specific egostate and provides considerable freedom.
What led to the breathwork: In
several cases, the subject was introduced to the Holotropic Workshops
by a friend, and in one subject's case, by her mother. In the
case of a psychological counsellor, he was introduced by his supervisor.
In most other cases, the subjects came to the workshops from having
seen an advertisement in a newspaper. Very few subjects had read
anything of Grof's work, and several said that they were glad
not to have done this, feeling that it might have inhibited them,
or created expectations. However, several said that after some
workshops, they felt the need for some cognitive framework. But
one subject had read one of Grof's early books when he was 22
years old, at a time before Grof had developed his holotropic
techniques. One subject attended a public introductory talk given
by the facilitator. Some felt drawn to a workshop despite having
qualms about what might happen there. Two intense mystical experiences
led one subject to wonder about spacetime realities. Later,
this same subject read one of Grof's bos and his experiences then
made sense. When he saw an advertisement for a holotropic workshop
he had no doubts that this was for him.
The appeal of Grof's system:
A wide variety of features were reported. A common point was the
supportive, nonjudgemental nature of the group, the absence
of moralising, the high level of acceptance, which facilitated
one beings one's self without fear of rejection. There is a freedom
to try things out (eg, expressing one's anger fully, or shouting
and yelling). Many were convinced that this mode of working could
not work outside of a group setting. Some got as much out of sitting
as breathing, being there for the breather. Also, there is no
obligation to say anything during group interactions. There's
no compulsion or pressure from the group. Several said that it
is good to see others being so supportive of each other. One subject
said that he is apt to cling on to spacetime reality and
not trust himself to go into an altered state. The nature of the
group made it possible for him to do this. The registered psychologist
said that the group setting forced people to the edges of their
boundaries. This created a tension in which growth cld occur
the greater the tension the greater the potential for growth.
The group is needed to set up and maintain this tension. There
is a group energy that one can call on. One subject said that
it is not all serious work one can have a lot of
fun, and there is growth and empowerment in this. Many found the
group to be nurturing. On the theoretical level, one subject finds
the system to be big enough to hold a vast range of experiential
activities without cutting them down to size. This same subject
said that Grof seems to have his feet on the ground and points
us back to human nature without creating dogmas or encouraging
a groupies effect. There are no frills. Several subjects loved
the powerful music, finding it massaged their emotional bodies
and readily facilitating entry to an altered state.
Negative features of Grof's system:
The facilitator's role is vital in keeping the workshops safe
and effective. Several subjects disliked being rushed to finish
their breathes, and having to come out of the breathe with the
process still powerfully going on. The facilitator has to allow
enough time for everyone in the group to get to a safe place inside
before going home. This does not always happen. Related to this
is the fact that the facilitator is there for the others only
during the workshops. There is no opportunity to make followup
contact between workshops as, for example, in rebirthing work.
The registered psychologist of the group felt strongly that this
work is only for the strong, where people with fragile egos would
be better off using a gentler system such as rebirthing. He also
felt that, because intimacysexual boundaries were often
challenged or crossed, these workshops were probably better suited
to people who were not in a committed romantic relationship. These
very same issues affect the facilitator who must be very caref
to be there entirely for the group, being able to set personal
agendas and needs aside during the workshops. This is particularly
true when sexuality is a theme of a given workshop. The facilitator
wields more power in this type of work than in many others, where
transference and countertransference can be very powerful.
It seems vital that the facilitator have regular access to a supervisor.
Also, the issue of transference should be brought out into the
open by the facilitator right at the beginning of each workshop.
One subject interestingly referred
to her having so taken on board Grof's theoretical framework that
she went around seeing everything in terms of Grof's matrices,
and trying to sell these concepts to others. She found this dangerous,
and limiting for her growth. For a while she felt like a religious
convert who goes around trying to save others. Another subject
reported the dangers of becoming addicted to the breathes in the
same way she had, for a while, become addicted to blissedout
statsin meditation. One subject echoed Wilber's criticism (see
the discussion section later) that there is no room in Grof's
cartography for a developmental axis. We have a wonderful series
of maps of consciousness, but no developmental aspect. This same
subject, a psychotherapist, felt that Grof's technique is intrapersonal
rather than interpersonal and in this sense is incomplete.
Healing benefits: Being able
to get into altered states has been healing for one woman. One
subject relived the birth of her stillborn child and came
to a deep and healing understanding of this traumatic experience.
There is a cathartic effect in discharging the negative energies
of the matrices. Being able to act out anger and violence was
very healing for one female subject. One subject reported carrying
a huge load of hurt from previous experiences. He had invested
a lot of power in his mother giving her enormous authority over
him, and this transferred to the women in his adult life, creating
relationship problems. The lack of boundaries in the workshops
enabled him to deal fully with these issues there
is no set limit on the amount of tears or joy that can be expressed.
The freedom that comes in the workshops transfers to life outside.
Many of the healing experiences
were of a jumplike nature (sudden) rather than gradual.
A very young subject finds she has made tremendous strides in
herself, moving toward some one he wants to be, getting more comfortable
with herself, more accepting of herself, breaking free from past
conditioning (and a rape experience) and the expectations of others.
Being with a group of likeminded people was very healing
for a man who has bordered on being paranoid toward others. This
same subject found mandala drawing very healing. Digging up deep
dark stuff has great healing potential. Getting in touch with
the body and releasing its pent up forces is healing. The registered
psychologist has given himself up to a higher being (the god within)
which, for him, is the greatest healing movement. Simply knowing
about altered states and that these are natural was healing for
one woman, bringing her a real experience of her soul. She now
feels less fearful about things, and has a much reduced fear of
death. She has got intouch with her inner healer, gone into all
the dark places inside, finding the killer within and overcoming
fear of that outside of herself. Seeing just how perfect everything
reallywas, even when feeling very sad, was healing. This same
subject has come to trust others more. There is the entry into
a space where everything is all right as it is. One male subject
has come into touch with his sexuality in a liberating way, enabling
him to enter the world of men, freeing him from the clutches of
the women in his life and ending his obsessive involvement with
his mother.
A male subject who had been Buddhist
monk for thirteen years found he'd become a cold observer of life
rather than a vital participant. The breathwork brought him down
into his body. He'd never danced and found it liberating. Also,
being celibate had been a very convenient way of avoiding his
sexuality. He is fascinated by the synchronistic relationship
between what is going on in the inner life and the way this seems
to engineer events in his ife. One woman took three days to be
born, and discovered during a breathe just how unwanted she was
by her mother (her mother wanted a boy). A specific workshop experience
healed hr, enabling her to stop trying to please her mother. This
dramatically improved her relationship with her mother.
Relived experiences: One subject
had memory blocks around the age of ten. He'd blotted out visual
memories of the house he'd lived in. During a breathe he relived
the emotions he'd had while living in that house (never did recover
the visual images) and found this healing, no longer having to
live with the feeling of something lurking in the past. This type
of work in the workshops have turned several key areas in terms
of selfunderstanding and personal power. He'd been unable
to see that things could be different, and is certain that traditional
forms of counselling (he is a psychotherapist) would never have
helped him resolve this. Such therapy produces adjustments to
situations rather than bringing about fundamental changes allowing
a richer life. In the reliving of experiences during breathes,
several subjects said that the courageconfidence gained
then transfers to life outside the workshops. In particular has
been the loss of a fear of death. For one subject, her mandalas
are important in recapturing what happened in herreathes, enabling
the integration process. She has found that, over a large number
of breathes her mandalas have shifted from being very concrete
to more and more abstract (less about objects and events in the
world). The registered psychologist felt that there can be addiction
to the breathes. The prepost breathwork is also very important,
where the breathes are the valleys or hills that provide the intensity.
It is the integration of relived material that has been the most
healing for one woman, but integration has not been easy to achieve.
She's had to do some radical things to bring this about. It has
been hard work and not as simple as having some amazing breathe
experience and suddenly being healed. What you do with this outside
the workshops is very important. One man said that in reliving
experiences, it is as though the body unpacks itself into full
reality. However, this reality is not readily amenable to verbalisation,
so when out of that state, later on, it is difficult to put it
all together adintegrate it. Reliving is not the whole thing.
Much depends on the individual's Karma. Pain keeps our centres
closed. The breathwork sweeps through all the centres (chakras)
and releases energy, but has to become intersubjective and not
remain simply intrasubjective. A woman who is a rebirther in private
practice said that trauma can be experienced very suddenly in
a breathe. She sees all of us as traumatised by some original
experienced and this is trapped in us. It gets stuck in the body
and we close down in that area, but remain affected by this in
the way we live. Reliving this releases the trauma, and when this
happens she expects things to be different.
Beyond this lies integrating
this relived experience into one's life. Important are support
systems outside the workshops. The releasing of one cluster of
experiences can trigger off other negative clusters, and these
come up outside the workshop.
Patterns of unfolding: There
are two aspects to this. Firstly is the issue of patterns in terms
of Grof's matrices. Secondly, is the patterns of unfolding and
growth undergone by the subject.
On the first issue, there seems
no pattern to the way in which experiences come up in any given
breathe or workshop. For most subjects the experiences flip from
one matrix to another, within workshops and even across workshops.
However, there is a vague pattern in that, on average, COEXs seemed
to be tapped before significant tapping of the perinatal matrices.
A more definite pattern seems to be that a fair amount of COEX
and perinatal experience needs to be worked through before one
gets into the truly transpersonal material.
On the second issue, the experience
of patterns varies from subject to subject. Some examples follow:
One subject had initially to address fundamental unexpressed emotion
and pain. There seemed a lot of catching up to do. Then ego issues
emerged. He has never had to repeat things once integrated. Another
subject has consistently moved to becoming more open and confident.
For her, issues that had been unconscious have become conscious.
There has also been a relationship between her bodywork in terms
of typefrequency and her outer life unfolding. Once a channel
is opened the bodywork needed to do that is no longer needed by
her. A male subject has experienced a pattern in relation to his
sexuality, the mystical mother (Kali) and women in general. The
breathe experiences have brought tensions between feelings of
abandonment and forms of mysticaleroticsexual expansion.
Once integrated, his new state tended to threaten his monogamous
family structure. Until recently, this all died down, until his
partner (fema) attended a workshop and had sex with someone there.
At one level he could celebrate her growing sexual freedom, but
at another the old abandonment stuff came up again. He knows that
she'll pass through this. But it has altered the relationship
and he seems faced with many choices now.
Therapy or discovery: Most subjects
regarded it as both, depending on the need and stage of the individual.
One women reported having used the workshops in a therapeutic
way initially, but now feels she's ready to move onto something
else. Now, the earlier phase of needing the workshops every six
to eight weeks has passed, and two or three times a year would
be enough. Another women came to the Grof workshops to deal with
her eating disorder, but other stuff came up, and it became a
process of selfdiscovery and growth. Yet another subject
felt that to come to the session knowing exactly what one wanted
was egohead centred stuff. If you tried this with the workshops
you'd soon discover what you really needed. It is about letting
go of what you think it is all about and facing what is really
there for you.
It is very hard not to get real
with this work. The male subject whose partner is now actively
exploring her sexuality with other men used to control his sexual
urges through a rulebound process, but now there is no control,ust
a staying in his heart and staying with what is happening. He
feels that in this there has been a movement from seeing the Grof
workshops as therapeutic to being a process of self discoverygrowth.
One subject felt that it was not a therapy for everyone. Some
people are so badly traumatised that the retraumatising during
a breathe could be harmful.
Future of Grof's system: One
subject, a psychotherapist, feels that acceptance of a system
such as Grof's in New Zealand will be slow. We are not very open
to new approaches. It is unlikely to be publicly funded and will
move forward on the backs of a dedicated few, with a fair degree
of burnout likely. A woman felt that though the system has enormous
potential, much depends on the facilitator currently running it
here. Another would like to see the concepts taken on board by
other therapies. The registered psychologist has used his workshop
experiences in his own private practice. He believes strongly
that the extent to which therapists can be with their clients
is dependent on the amount of work they've done on themselves.
This is a huge area of concern for him he knows of
no other registered psychologist in the Wellington region, who
is working with clients, who's done anything looking like work
on themselves (not even at the basic psychodynamic level). One
subject felt that there are only a small number of people willing
to o this level of work on themselves, willing to look at all
sorts of stuff and take some risks. A male subject who works as
a psychotherapist in a hospital setting would like to interate
Grof's techniques into his work with his clients. He would like
to see places like mental health units in hospitals change such
that there could be rooms in which one could do breathwork. He'd
like to see therapeutic communities to which people could come
and move through deep processes like those accessed in the Breathwork.
We simply don't have such places. Also, there are too many health
professionals who will not move out of their comfort zones. This
same subject said that, in terms of the present workshops' future,
to spread more widely, they need someone with good organising
skills who can hold a structure together more than at present.
The rebirther made the interesting point that systems like Grof's,
that worked best in a group setting, were more costeffective
than oneonone techniques: they were cheaper for the
clint and consumed far less therapeutic resources.
DISCUSSION
These data raise a number of
issues and, perhaps, generate more questions than answers at present.
However, while not providing support for Grof's claims, they do
paint a detailed picture of the subjects and their relationship
with Grof's practices. I believe we now have a clearer picture
about the type of person who undertakes this type of therapy or
mode of selfdiscovery.
At least in Australasia, this
was not so before this study. This is an important set of data
because if it is likely that there is a strong relationship between
the profile of a person and Grof's system, then such a personspecific
relationship would place limitations on the breadth of applicability
of the system. We also have a much clearer picture about the types
of experiences that might be had during a Holotropic Breathwork
session, their perceived benefits and some of the negative features
of this mode of practice, at least for this sample.
These data help clarify issues
of both a theoretical and practical nature. For example, the data
suggest that there is little relationship between the expectations
a person takes into a breathe and what actually comes up. Related
to this is the concept of the inner healer which many of the subjects
used to explain to themselves what was going on during their breathwork.
The pattern claimed by Grof in regard to the order in which the
various matrices are experienced seems to have been followed by
this group. That is, for this group, there was no particular order
in a given breathe, but across many breathes the emerging pattern
was COEX, followed by some perinatal and only then by significant
transpersonal experiences.
In terms of conducting the practice,
some interesting information and views have come to light. For
example, it is now much clearer to me just how important are the
skills, knowledge and general approach of the facilitator. While
certain skills and knowledge are needed in all forms of psychotherapy,
the sheer breadth of activities and types of experience associated
with holotropic breathwork sessions makes very big demands on
the facilitator. This person has to be there solely for the group
to a degree that will not be equalled in many other situations.
Whatever the personal needs and agendas the facilitator might
have must be totally set aside during the sessions. By the very
nature of the practice, the breathers are in a very vulnerable
state during the breathes, and probably for some long time after
a particularly intense session. A wide degree of knowledge both
of the theory and types of experiences to be had is also vital.
Only in this way can the facilitator know what to do under a given
set of circumsnces. Without this knowledgeability psychic
damage could occur. Also, the facilitator must be unusually sensitive
to and in rapport with each breather. Only in this way is there
certainty as to where breathers are at and where their experiences
are coming from and leading to. Without this degree of sensitivity,
even with wide knowledgeskill, a crucial phase might be
missed, or an inappropriate response might be made. At the very
least, this will mean a lost opportunity for healing, and at the
worse some psychic damage. What all this means is, aside from
an adequate level of facilitator training (and of this, there
is no doubt in the case of this group), supervision is vital.
Without this the facilitator (and, by consequence, the group)
is left in a vulnerable position. This is especially true in regard
to certain boundary issues, sexual ones especially. The issue
of transference and countertransference will be very prominent
in this type of system, and will need to be dealt with in a totally
up front mane with the group, and between the facilitator and
a supervisor.
Unlike virtually every other
mode of psychotherapy practiced in New Zealand, Holotropic Breathwork
has no local association or accrediting body, nor a publicly available
code of ethics and system of supervision. These lacks would have
to be addressed if this system is to gain acceptance and become
more widespread in its practice.
At a more theoretical level,
the tension between Grof's and Wilber's views, alluded to in the
first part of this paper, are of great interest and importance
for this system. I feel that the data presented here throw some
light on this issue. Grof's theoretical system is a cartography
of states of consciousness ranging from repressed bodily states,
through biographical states to transpersonal ones. That is, we
have a twodimensional map having X and Y coordinates. Wilber's
system (Wilber, 1995) is a developmental one which models the
structures and functions involved in the process of spiritual
growth, hence of the evolution of consciousness, which amounts
to a vertical or Z axis dimension. To date, I am not aware of
any attempt to produce a model embracing all three axes.
While Wilber does not deny the
possibility of healing occurring as the result of accessing a
given matrix, he argues that this in itself does not constitute
nor lead to spiritual growth. The thrust of his argument seems
to be that such growthdevelopment occurs only when the intersubjective
element is present, pointing out that only intrasubjective aspects
are entailed in a breathe experience. What Wilber seems to be
saying is that simply having a heightened intrasubjective experience
as a result of accessing repressed materials is no guarantee that
this constitutes nor will lead to evolution in consciousness.
He argues that such experiences are transient and not necessarily
founded on a longerterm stable pattern. Spiritual growth,
by definition, implies a consistent upward movement through identifiable
stages, wherein new ground is progressively broken, new plateaux
reached, then movement on again. This, in turn (according to Wilber),
means intersubjective interactions must take place, because spirit
can ufoldevolve only through its mechanism, the persona.
This demands that personas interact with each other and not operate
in a state of splendid isolation. A related issue for Wilber is
the distinction he makes between what he calls pretranspersonal
and transpersonal experiences. In the former, he argues that we
have an experience in which repressed materials are accessed (eg,
a birth is symbolically relived) or a lesser psychic state is
experienced (eg, a diffuse pleasant feeling). He argues that there
is a great temptation for some people to classify all of these
states as of a higher transpersonal nature whereas, in fact, many
of the experiences (Wilber implies most of them) will be pretranspersonal
and amount to egoic regression. However, there are instances of
truly transpersonal states (eg, those reported by those of the
mystical traditions) where ego boundaries are transcended, and
higher states of consciousness are accessed. Wilber argues that
the failure to distinguish between these two quite diffent levels
of experience or consciousness has led to claims about the progress
made by followers of certain new age groups.
At times, Wilber seems to be
so scathing and derogatory of such groups (Wilber, 1995) that
he loses objectivity and one is forced to wonder about Wilber's
own unconscious material.
However, Wilber's distinction
is a crucial one, and must not be lost sight of. The big question
for Grof's system in this respect is whether any of the experiences
to be had by accessing the matrices are truly transpersonal, or
whether all are simply inflated pretranspersonal states.
Clearly, some of the states reported by my subjects are pretranspersonal.
But I would argue that just as many were transpersonal, especially
where they were perceived to come from that matrix. I suggest
that these data reflect the fact that both pretranspersonal
and transpersonal experiences do occur. But, more than this, the
data presented here suggest that in a total workshop experience
(breathes plus other activities) intrasubjective and intersubjective
interactions occur, and that both are vital to the healing that
occurs, and the longer term progress that is made outside of the
workshops. Wilber's contention with Grof's model ignores the
fact that for full healing to occur, work has to be done outside
the workshops, as eported by so many of my subjects. By its very
nature, this postworkshop activity is going to have both
intra and intersubjective elements. I also feel that Wilber
is overlooking a fundamental issue: that of the distinction between
the evolution of the incarnating entity (soul or psyche) and the
development and maturation of the persona (mask) it chose to express
itself through in this incarnation. His oversight is evident in
the consistent way he dismisses what he brands oneoff psychic
experiences, as if these occurred in isolation to everything else,
and could happen without the soul's knowledge and ratification.
But these are the experiences of a given persona, the soul of
which has been following an evolutionary path perhaps for aeons.
So are there in truth such isolated oneoff experiences ?
Are they not all part of the evolution of that given soul? Is
not every experience of significance (even where not too obviously
connected with spiritual growth) commissioned by the incarnating
soul for its own gwth? What is the real meaning of Jung's concept
of synchronicity unless it relates to the interconnectedness
between inner unfolding and outer events, wherein the former tend
to engineer the latter as so many of my subjects report? It is
not that Wilber does not give these notions credence. He does.
He may not choose to use the term soul, coming from a Buddhist
background, but he fully accepts the concepts of Atman, Karma
and Reincarnation. It is beyond this short study to pursue these
issues further, but they are important ones, deserving of further
thought and research.
In the absence of a control group
or other rigorous means of making empirical comparisons, I am
not permitted to claim that the healing that takes place in this
mode of therapy is due essentially to what happens in the workshops.
However, these data strongly suggest this, especially in the case
of subjects who've engaged in the workshops since the early 1990s.
An analysis (not possible with the present data) of the relationship
between specific workshop experiences and perceivedwitnessed
healing across time would highlight any existing pattern.
As pointed out in the introduction,
this study is exploratory in nature. It does not use an experimental
or correlational design, and thus cannot establish causal or correlative
interactions between variables. However, the data do provide a
rich picture of the type of person who undertakes this mode of
therapy or selfdiscovery, the types of experiences they
undergo and of the perceived benefits they gain. In this sense,
my aims in carrying out this study have been amply met. There
now exists a carefully collected body of data (quantitative and
qualitative) relating to a New Zealand experience of Grof's system
of Holotropic Breathwork. These data provide a rich source of
hypotheses for testing under an appropriate research design, where
the focus might be specific (eg, the possible causal relationship
between a given category of relived experience and the claimed/perceived
benefits) or broad (eg, the relationship between the typical profile
of the type of person who is drawn to this mode of working, their
exctations of it and the value they place on it).
My understanding of Grof's theoretical
concepts, my own breathwork experiences, and now these empirical
data, all convince me of the value of Grof's system. But this
is just a beginning. It merely points the way forward to further
empirical research. It is up to further research to convince others
of this by use of a scientifically acceptable methodology. However,
there are considerable difficulties facing the researcher who
would like to take a more "scientific" approach, using
a correlational or an experimental design. What type of design
would one use for an experimental design of sufficient rigour
to suit the scientific fraternity? What type of control group
would be needed and what types of placebo activities would the
control group engage in? How would one control for such a huge
range of confounding variables? What types of change would one
be looking for between the control and experimental groups? One
could focus on a narrow aspect. For example, how real are the
relived experiences? One might attempt to objectively validate
an experiencer's claims. But this would deal only with experiences
of observable, recorded events (eg, reliving one's birth). One
cannot objectively validate a claim of relived repressed material
by definition repressed materials are highly subjective
phenomena. If one takes a much broader focus, what would that
be? The broadest focus would be concerned with erall therapeutic
outcomes. After all, just as in any other system of psychotherapy,
the outcomes are distal by nature. We are looking for longterm
and permanent beneficial changes of state in the client. How does
one measure these? What criteria does one apply. But all these
questions and more must be answered if a traditional scientific
approach is to be taken.
Having considered the enormity
of such an undertaking, I am inclined to the view that perhaps
this is not a domain for classical logicalpositivistic science.
Perhaps domains such as psychotherapeutic processes and systems
of selfgrowth are not amenable to the piecemeal, reductionist
approach of the classical science that psychology loves to ape.
That approach seems to demand that the investigated domain fit
neatly into the Procrustean Bed without noticing that the head
and legs have been chopped off!
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