More recently the topic
of human consciousness has again become academically acceptable.
Accepting that consciousness exists, can we also assume that it
has evolved and continues to do so, and if so how might this
happen? This article theorises that human consciousness does evolve
and proposes a model for this evolution, based on the theory of
implicate and explicate orders developed
by the late eminent physicist David Bohm. It is argued that Bohm's
implicate (hidden) order is Mind, and that consciousness
is of the explicate (spatio-temporal) order. In this model, evolution
is viewed as the unfolding of the implicate order into the explicate
order. This unfolding has produced the tangible world of the senses
including what we call consciousness. It is further argued that
a stasis has been reached in the unfolding of human consciousness,
and a way out of this is suggested with discussion on the nature
of the next step in the evolution of consciousness.
Of all the topics that are currently
occupying the attention of philosophers, the mindbody problem
is centre stage (Warner & Szubka, 1994.) This resurgence of
interest in the mindbody problem has, in its turn, reawakened
an interest in the topic of consciousness. The difficulties faced
by researchers into consciousness is underscored by the number
of disparate disciplines that are needed to make a vital contribution.
Despite the challenge that consciousness presents, it has, more
recently, gained acceptability as a topic for debate and research.
The Editorial of the inaugural issue of the Journal of Consciousness
Studies states "That consciousness is back on the academic
agenda after nearly a century in exile, there is little doubt"
(Goguen & Forman, 1994, page 4.)
Consciousness is something that
we all experience, and yet is so difficult to understand and explain.
Dennet (1991) noted that consciousness is at one and the same
time the most obvious and most mysterious feature of our minds.
Nagel (1974, page 166) more ironically remarks "Without consciousness
the mindbody problem would be much less interesting. With
consciousness it seems hopeless." Indeed, as Davies &
Humphreys (1993) imply, perhaps consciousness falls completely
outside of any rational enquiry, defying both philosophical and
scientific explanation.
This may, ultimately, prove to
be the case. But, at present, the case has not closed and jury
is still out.
That consciousness is back on
the academic agenda spells some promise for those who are interested
in its evolution. Not only are we faced with the enigma of consciousness
itself, we are faced with questions about its role in human evolution.
If consciousness exists, and is a legitimate topic for reputable
research, then surmise about it origins, its purpose and its future
are legitimate too. That consciousness evolved has been a topic
for debate for some time, and considerable evidence has been offered
in support of this view (Coan, 1987; Crook, 1980; Dewart, 1989
and Martindale, 197778.) This article attempts to contribute
to this debate by offering a model for the evolution of human
consciousness.
Before dealing with the evolution
of human consciousness there is a need to look at and broadly
define some related concepts and terminology. In particular, there
is the overall relationship between four key terms; mind, consciousness,
awareness and cognition. In the model offered here, mind is seen
as the all embracing entity that is hierarchically senior to its
related terms. It is not a synonym for consciousness, cognition,
mentation or similar terms. In the context of this article is
more closely aligned with the Greek term noumenon. The word consciousness
derives from the Latin conscientia, which has the connotation
of inside knowledge, as opposed to scientia or knowledge of things
external. Thus, consciousness implies selfawareness. Awareness
appears to be a function of consciousness rather than being synonymous
with it, in that there is no implication of selfawareness.
All sentient beings have some degree of awareness. Only humans
appear to have full selfawareness. Although cognition derives
from the Latin cognitio, meaning to be acquainted with, psychology
has seized this term, giving it a more technical and specialised
meaning in which it stands for modes of mentally processing sense
derived data. It is argued here that cognition is hierarchically
junior to consciousness, being one of its functions.
The model discussed here is based
on the theory developed by the late David Bohm, a theoretical
physicist (Bohm; 1957, 1973 & 1980.) Bohm did not accept the
Copenhagen interpretation of the findings in quantum physical
experiments, arguing against a purely mathematical probabilistic
basis of reality. He was a realist, and sought to reconcile the
seeming paradoxes of quantum physics, and unify the quantum, classical
and relativistic paradigms by proposing an implicateorder
and an explicateorder.
Bohm's implicate order is a real
but supraphysical realm that contains within it infinite
possibilities. It is not amenable to measurement, being non spatiotemporal.
It enfolds all that could be explicated or unfolded into spacetime
existence.
Conversely, the explicate order
is all that we regard as the world of matter, being tangible,
knowable and measurable, whether by unaided senses or by instrumentation.
It is the result of a process of explication of the implicate
order and contains all spatiotemporal structures ranging
from subatomic entities, through molecular arrangements and biological
organisms to stellar bodies. Bohm's theory is not dualistic in
that he does not subscribe to the Cartesian paradigm. In his view,
the explicate order is a derivation of the implicate order, rather
than something separate from it. Also, Bohm is not a physicalistreductionist,
in that the implicate order is not a physical realm and the notion
of reducibility of mind to physical matter is based on illusions
about thexplicate order.
Although Bohm hinted at it, he
never said that mind was a characteristic of his implicate order.
Also, he never adapted his theories to an explanation of the evolutionary
process. In the model presented here Bohm's basic concepts have
been somewhat modified and extended in order to deal with mind
(hence, consciousness) and evolution. As mind is seen to be the
key characteristic of Bohm's implicate order, and the model proposed
here argues that consciousness is a derivate of mind, then this
model is also is nondualistic and non physicalistreductionist.
It is argued that consciousness
is of the explicate order, and thus is derived from mind (an aspect
of the implicate order.) In locating consciousness in the explicate
realm, it gives consciousness spatiotemporal properties,
but does not make it simply a byproduct of neural activity.
It is contended that consciousness is an entity in its own right.
In the psychological literature (eg, Eccles, 1981; Burns, 1990)
there appear to be two basic ways of viewing consciousness. In
one view it is regarded as the sum of a collection of component
parts such as awareness, cognition, memory and so on. In the other
view it is regarded as some diffuse thing that permeates its various
psychical structures. In the first view there is an indifference
to the interconnections of the parts and to any metaaspect.
The second view seems to oppose the locating of consciousness
in the body, such that consciousness is not regarded as a natural
phenomenon because it is utterly transcendent, refusing to consciousness
its own structur integrity. It is argued here that neither of
these approaches is correct. Consciousness is regarded as existent
in its own right, as having a hierarchical order and as being
the meta structure that integrates the parts without being the
sum of them, and as being expressible through a physical form
(on this planet, a brain.) It is further argued that consciousness
is not a transcendent entity, but that it is a spacetime
explication of the implicate order.
In adapting Bohm's original concept
of an implicate and explicate order to the evolution of consciousness,
three major stages emerge. The implicate order, by definition,
was there long before an explicate order came into being. It is
argued here that the very first explication from the implicate
order was spacetime. This was necessary for the explications
that were to follow.
The process of unfolding into
explication would have been automatic at first, somewhat like
a spring unwinding under the control of an escapement mechanism
as found in a clockwork timepiece. With spacetime unfolded,
there followed the unfolding of quanta and molecular structures.
Again, this process was somewhat mechanistic and automatic, not
involving any feedback from the explicate order. That is, the
implicate order followed its own natural laws and was not influenced
by what it was explicating. This phase covered vast periods of
geological time. For this solar system, the initial phase of explicating
spacetime itself would have bn an event far in its past,
before even our sun was born! The forms at this stage were firstly
subatomic quanta, followed by atomic structures then inorganic
structures ranging from the simplest chemical compounds up to
complex chemical structures such as crystalline forms and viraltype
structures.
This earlier automatic mode of
unfolding of the implicate order changed with the explication
of biological structures, and entailed some form of feedback from
the explicate into the implicate, such that the explication became
some function of what had already been explicated. This feedback
occurred as these early biological structures decayed and their
essence was reabsorbed into the implicate order. The explicated
forms in this stage were simple biological structures ranging
from the first simple cells, through multicellular forms
to the more complex forms of the earliest plantlife. The
nature of the feedback was consonant with the simplicity of structures
that were not mobile and had no active influence on their environment.
However, this feedback had the effect of accelerating the rate
of increase of complexity. In the earliest stages of this new
phase, however, there was not even the rudimentary traces of consciousness.
The third stage of unfolding
demanded a more sophisticated form of feedback because the explicated
forms ranged from the earliest animals (eg, the protoplasm) through
the reptilian forms and more recent phyla to humankind. As each
phyla unfolded, the succession of animals across evolutionary
time had increasing degrees of mobility and interaction with their
environment. The experiences undergone by the animal were stored
in its central nervous system and released into the implicate
order at the animal's death. This permitted the earliest explications
of consciousness, and began the complex interchange between consciousness
and its mechanism, the brain. At this new stage, the feedback
between explicate and implicate shifted up to a new level such
that consciousness itself became a partner to the process of biological
evolution. With the arrival of the primate, the brain structure
had become complex enough to permit the explication of a sophisticated
consciousness, thus enhancing many fold the quality of expernced
stored and fedback. This took a whole new direction with the arrival
of homo sapiens sapiens, a talking thinking animal with a highly
autonomous consciousness. It is in this third and current stage
that it becomes sensible to talk about the evolution of consciousness,
wherein we can view consciousness as a spectrum ranging from the
simple awareness of a reptile, for example, through the advanced
consciousness of a domestic cat, to that of the primates, us especially.
What had begun as a purely automatic
process in the first stage, in this third and present stage has
become a very complex process of interaction between implicate
and explicate orders. This is most evident in the case of homo
sapiens sapiens where it is argued that a communication path had
been established between the explicated consciousness and mind
(as a quality of the implicate order.) It is speculated that this
pathway first appeared in an embryonic form with the appearance
of the mammalian forms. It is important not to confuse this pathway
with the preexisting feedback process on the death of an
animal. That was a oneway communication from explicate to
implicate. With the introduction of the pathway discussed here,
information could proceed in either direction. The information
communicated down this embryonic pathway was at first limited
in two senses. Firstly, it had a narrow bandwidth and so could
carry only a limited amount of information (quantity and quality.)
Secondly, the relatively primitiveeural structures at this early
stage restricted the amount of information that could be processed.
These limitations diminished as the evolution of consciousness
proceeded, with its concomitant increase in the complexity of
brains in the mammalian species. The bandwidth increased and neural
complexity increased.
Eventually, with the appearance
of protohumans, brains had reached a high degree of complexity,
and consciousness had acquired a fair degree of autonomy. It is
with the appearance of the hominids that we see the communication
pathway really coming into its own. Mind could directly influence
consciousness, and consciousness itself could influence the further
unfolding of mind. As the stage of hominid development referred
to here is prespeech, the exchange down this pathway would,
therefore, have been nonverbal, partially unconscious and
perhaps at the dream level. Julian Jaynes (1976) provides a useful
notion for the stage of hominid development at which speech first
appeared. His bicameral mind seems to be describing the state
occupied by those hominids on the verge of acquiring speech, rather
than as he claims the preHomeric Greeks. The time we are
probably talking about here is early Neanderthalensis, who probably
did not have the neural structures necessary for speech according
to cranial records, wheas the later CroMagnon (us!) definitely
had speech as evidenced by the cranial imprints of Wernicke's
and Broca's areas (Maxwell, 1984.)
A point must have arisen where the embryonic structures that were to become Wernicke's and Broca's areas emerged. At this very early stage in the evolution of human speech, the voices referred to in Jaynes notion could not have had the degree of complexity (syntactic or semantic) of modern human speech. One might speculate that such voices amounted to simple verbnoun combinations (eg, rundanger.) The use by mind of imposed voices was necessary at this stage of hominid evolution because, while consciousness had considerable powers and autonomy, guidance was needed for a species that had virtually no natural defences and was living in a harsh and hostile world, where highly organised and efficient predators abounded.
With the full unfolding of human
speech and other qualities, the mode of direct communications
by means of heard voices ceased, and (to use Jaynes' term) the
bicameral mind broke down, and humans asserted their own freedom.
This assertiveness was especially the outcome of speech acquisition,
as Dewart (1989) so ably argues. Thus, with Homo sapiens sapiens,
we see the full flowering of conscious autonomy. This led to a
much reduced use of the direct communication pathway from mind
to its outpost (consciousness), and greater amounts of decisionmaking
began to occur within the consciousness of the individual.
In modern humans, the degree
of conscious autonomy has reached a zenith, wherein consciousness
is fully autonomous, and virtually all decisions are made at the
local (explicate) level. However, this is not to say that mind
(as implicate) no longer has influence. It does, especially via
dreams and all those subconscious urges that influence our behaviour.
It is argued that the degree of autonomy we experience has led
to a situation in which, for the most part, the interaction is
now between consciousness and the brain, where the two entities
act together as a complete standalone unit. The focus is
outward into the sensory world and so consciousnessbrain
has become heavily senseconditioned, having all that it
needs for survival in this modern world.
At this advanced evolutionary
stage, the communications path need not be used by humans in order
to conduct their lives in the explicate realm. This greatly reduced
use of more direct communications between mind and its explicate
is the price we have had to pay for the very high level of conscious
autonomy we have acquired as a species.
Thus, direct contact with mind
can be lost and consciousness forfeits the ability to tap the
vast resources of the implicate order. While this breaking free
from the parenthood of mind can be seen as a sign of maturation,
it carries with it the danger of imbalance, and atrophication
of the creative wellspring of the human psyche.
While, as a species, we may have
the autonomy we need to survive, there is a difference between
survival and continued evolution. We run the risk of standing
still if we continue in this present mode because, in the model
presented here, mind is crucial to the further unfolding of consciousness
and hence to human evolution. We know from studies of the evolution
of earlier species that there is a high price to be paid for standing
still (Foley, 1991; Gould, 1977 and Jerrison, 1973.) Adaptability
has been a major factor in determining which species continue
to evolve and those that go under. It is argued that, if we are
not careful as a species, our wonderful adaptability could lead
to a rigid adaptation to the world we have created. This could
result in having created an evolutionary culdesac
for ourselves, with little chance of escape.
However, I do not believe that
the communications pathway can atrophy. Information still comes
down it from the implicate order (we still have intuitions about
how things might be) and returns back along it (we create and
implement novelty in science, art, politics and so on.) But we
seem to be forfeiting the conscious use of that pathway. I believe,
however, that this need not become a permanent condition, but
merely a transitional stage to some new turn of the spiral. As
discussed before, at the earlier phase of the development of human
consciousness, around the time when human speech was being acquired,
mind (as implicate) directed the further explication of consciousness,
and the communications path became fully active. However, the
individual was, for the most part, a passive recipient. The situation
has changed dramatically since that time, and modern humans have
sufficient conscious autonomy now to actively use this communications
path and establish a dynamic twoway interaction between
their consciouess and mind.
It is argued that extensive and planetwide usage of the communications path would give rise to a level of interaction between mind (as of the implicate order) and humanity (as of the explicate order) such that humankind becomes the conscious focus of evolution. That is, humankind cooperates actively with the implicate order to knowingly further the process of evolution. If this is a valid viewpoint, then one can ask what the next step in that evolution might be. My speculations are based on the characteristics of the model presented here, where the nature of mind is the key factor. I suggest that the next step in the evolution of consciousness would best be described in terms of the highly developed presence of two qualities:
a mature awareness of wholeness in all its forms
the active emergence of and allegiance
to inwardly derived values rather than obedience to externally
enforced laws.
I speculate thus, because wholeness
and inwardness are essential qualities of mind (as implicate.)
I am not saying that these two qualities are not possessed at
the conscious level by present day humans. However, I am saying
that, at present, these essential qualities have made only an
embryonic appearance in most humans. At the level of the individual,
awareness of wholeness would engender an intrinsic respect for
other life forms (human and nonhuman) and foster an attitude
that would lead away from those actions which harm others and
endanger the planet. Such a degree of sensed wholeness implies
a very high level of empathy with all that lives, giving rise
to a deep respect for all those life forms we share this planet
with. Because of this, in my opinion, it would be very difficult,
if not impossible, for one who was strongly motivated by such
a sense of wholeness to act deliberately in a truly lifenegating
way.
The allegiance to inward values
would encourage a movement toward intellectual and spiritual autonomy,
and away from the herdlike following of imposed credos (whether
political, religious or otherwise.)
This is not to say that one possessing
this level of consciousness would disobey the laws of society
without due regard to their reasonableness. The first quality
(wholeness) would mitigate against such wanton action. However,
as this inwardness derives from the source of all that is (mind),
it would give its possessor a fine sense of discrimination in
regard to societal norms (and the rules/laws that derive from
them.) Beyond this, it would lead to a reevaluation of societal
norms. What I am saying here is that the ethical sense, and moral
personhood would no longer be an issue of obedience to some imposed
law (human or otherwise), but would arise naturally from within.
It might seem, at first glance,
that these two characteristics (awareness of wholeness and allegiance
to inwardly derived values) are in opposition, or at least might
create some conflict. But this is to fail to see that both derive
from mind. Mind, it is argued is most likely the highest region
of the implicate order, and seeks to unify what was initially
explicated under the more automatic and unconsciousness mode,
and this it does through consciousness. Thus, manifestations of
mind are, by their very nature, wholesome and lifeaffirming.
It is only our recent and temporary abuse of conscious autonomy
that has led to behaviours and situations that are lifenegating.
It is argued that mind is the essence of all that is truly creative
and novel, and opposed to that which stultifies. Thus, there is
no conflict because the values that emerge as more of mind unfolds
within the individual could only lead to lifeaffirming actions,
where these actions would be guided by wholeness and not by separatedness.
The type of individuality that
would arise were the above conditions to be met is not to be confused
with presentday individualism, with its inherent selfishness.
Rather, I talk of an individual in the sense of being intellectually
and spiritually free, who can make truly informed choices regarding
his/her actions. These choices would reflect both the individual
need and the needs of the whole. I would see the actions of such
individuals as leading to an emphasis on cooperation, and on the
restructuring of global socioeconomics such as to bring
about a fully harmonious use of the planet's resources. In this,
individuals would retain their individuality and yet find unity
in their diversity. In this way I see that the polar extremes
of the tyranny of destructive individualism and the tyranny of
the mindless collective would be avoided, where these polar opposites
are transcended.
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