Abstract
Metrics (potentials,
potency factors, equivalency factors or characterization factors) are
available to support the environmental comparison of alternatives in
application domains like process design and product life-cycle
assessment (LCA). These metrics
typically provide relative insights into the implicit concern
associated with chemicals, emissions and resource consumption in the
context of human health, ecological health and resource
depletion. The approaches used to derive the metrics range in
their site-specificity, complexity, comprehensiveness, sophistication
and uncertainty. It is therefore often necessary to consider
the use of more than one approach within the context of a given impact
category
to help support a decision. In this paper we outline some of the
strengths
and weaknesses of available approaches in the commonly considered
categories
of global warming, stratospheric ozone depletion, tropospheric ozone
(smog)
creation, eutrophication/nutrification, acidification, toxicological
impacts
and resource depletion.
Introduction
Similar in concept to the
comparison of process design alternatives on a site-specific
(gate-to-gate) basis,
although broader in scope, life-cycle assessment (LCA) is one framework
for
evaluating the inputs and emissions associated with all the stages in a
product's
life-cycle (from raw material acquisition, manufacturing, use and
through
to disposal). Having established the product system boundaries
and
aims of the assessment (goal and scope definition), the associated
resource
consumption and emissions must be identified and tabulated (inventory
analysis).
These inventory data are then considered according to the substance�fs
implicit
contribution within an "impact" category, such as global warming and
ozone
depletion. Associated elements include:
- The selection of
impact categories, metrics and models
- Assignment of the
inventory analysis results to impact categories (classification)
- Calculation of
category indicators using associated metrics (characterization factors)
derived using characterization models (characterization)
The additional steps of
calculating the magnitude of category indicator results relative to
reference information for a given region or industrial sector (examples
of normalization), sorting or ranking impact categories (grouping) and
aggregating indicator results across impact categories (weighting,
valuation or multi-objective decision making) remain controversial
topics that may not be required in some case studies and cannot be
addressed in sufficient detail in this paper.
In this paper we provide
an overview of environmental comparison metrics (potentials, potency
factors, equivalency factors or characterization factors) for the
following "impact" categories: global warming, stratospheric ozone
depletion, tropospheric ozone (smog) creation,
eutrophication/nutrification, acidification, toxicological
(carcinogenic and non-carcinogenic) impacts to humans, toxicological
impacts to ecosystems and resource depletion. Although these
categories are commonly addressed, this list is not
comprehensive. Other categories include, but are not limited to,
habitat alteration, changes in biodiversity, odor, noise and radiation.
A significant number of
approaches are available to derive the comparison metrics.e.g.1, 2,
3 These approaches range in complexity (data intensity, knowledge
requirements), comprehensiveness (breadth or scope of representation),
sophistication (relevance to and depth of representation of the
environmental mechanisms) and accuracy (uncertainty inherent to the
model and associated with input data). As a result, the selection
of a methodology often remains subjective and strongly influenced by
resource availability (in-house knowledge, input data availability,
etc.). No endorsement of the approaches outlined in this paper or
suggestion that they are the "best available practice" for a given
application is intended.
Emissions and resource
consumption data are typically multiplied by environmental comparison
metrics to help estimate their relative importance within a given
impact category.
The results usually do not indicate that an actual impact will occur
but
often reflect relative differences in terms of implicit concern.
For
example, the metrics can be based on implicit differences at a common
midpoint
in a cause-effect chain (environmental mechanism), as illustrated in
Figure 1 for acidification.
Figure 1 Midpoints and
endpoints in the simplified cause-effect chain for acidification
There is a tendency to
define indicators at common midpoints to ensure simplicity and to
minimize perceived uncertainty. For example, comparison can be
made in terms of radiative forcing and half-life differences in the
context of global warming without the need to forecast specific
endpoint effects. Comparison at midpoints may not however always
account for all factors in a cause-effect chain (as in Figure 1) and
can result in a reduced ability to aggregate across impact categories.
Approaches used to
derive endpoint
metrics are typically more complex but have a number of potential
advantages.
In addition to improved perceptions of "defensibility" and some
opportunities
to link emissions to observed effects, endpoint results can be more
readily
aggregated across certain impact categories. For example,
comparison
can be performed in terms of endpoint effects to human health
associated
with ozone depletion, ozone creation, global warming, carcinogenic
impacts,
etc.e.g. 4 The resultant health effect measures often differ in
the
context of severity but these can be more readily combined using
available valuation tools due to their "observable nature". This
approach provides a single human health comparison score.
Analogous techniques to derive single scores in terms of ecological
health and resource depletion are however less developed. Other
disadvantages of endpoint methodologies can include reduced
transparency, limitations in scope and significant uncertainty,
particularly when predicting future damages.
Despite the limitations
of the available comparison approaches addressed in this paper, the
difficulty to compare design and product alternatives can be further
compounded by factors related to the emissions and resource consumption
(inventory) data supplied, including:
- the inventory data
reflecting only a portion of the total consumption/emissions at given
sites
- the often unknown
and changing location of numerous sites in a life-cycle
In a gate-to-gate process
design
comparison and for some specific product life cycles such issues may be
addressed and this facilitates the use of the site-specific approaches
outlined.
In other applications, the generic metrics described will be more
appropriate. Site-specific insights will still however provide an
important role in determining the uncertainties associated with more
generic comparison approaches, although such uncertainties may be
off-set by the large, sometimes worldwide, distribution of emission
sites and resource sources in LCA.