Alternate History Philosophy
This is a discussion of the philosophy behind my alternate history, the
Dardanelles Victory timeline.
Other material can be found on
my home page.
Motivation
In practice the terms I quote above mean very different things to different people. To
some extent this reflects the fact that different people have very different
hopes for and standards in such works as this. So I thought it worthwhile to
mention a few of the principles I used in deciding on the course my history would
follow. It was probably a good idea for me to get these ideas straight in my head
anyway, so I may as well share them with the world. Most alternate history sites
have a page along these lines, describing the
author's personal take on what alternate history is, how to write it and (perhaps
most important) how not to write it. I'm not sure my ideas are any better than
theirs, and probably all of them appear elsewhere. But I haven't seen them, so here
they are.
Alternate histories, Allohistories, Counterfactuals, Contrafactuals, Parallel
Timelines and the Many Worlds Interpretation of Quantum Mechanics
These are just some of the terms I use to impress people. Another method is to
simulate erudition is by including second-rate philosophy in my web page, and that's what
this is.
Causality
There are many ways to write an alternate history. I'll mention two of them:
they boil down to working forwards and working backwards.
I can respect either of these approaches, but I think they have quite different
purposes. The danger comes when people present one as the other.
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In the forwards approach you start with a situation and allows it to evolve. In
effect you are simulating the universe in your own imagination, choosing the path
that seems to you most probable and interesting. (The tradeoff between those last
two properties is another question.) This might be called the causal
approach: it moves from causes to effects, just like reality.
The causal approach is the one with delusions of academic value. This
is the method by which the classic question "what if" can be answered, or, more
commonly, superficially discussed and fantasised about. The motives here include
curiosity, and a desire to
understand the processes of history, and a certain mathematical elegance.
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In the backwards approach you start by specifying a final state, and trying to
imagine the smallest possible change that could have plausibly led to such a
result. This might be called the countercausal approach, since it moves from
effects to causes. The countercausal approach is used to provide background and texture
to a setting whose fundamental nature is basically determined beforehand. An
obvious application is the setting for a work of alternate historical fiction.
My approach in this document has been mostly causal. I more or less sat down with
the point of divergence, and let it evolve. I didn't particularly care whether,
say, Austria survived, or when the war ended. Although I'm quite pleased with
the final result, it wasn't preordained.
Single Point of Divergence
Point of divergence is a very standard concept in alternate history, but I'm
going to redefine it here slightly by making a distinction between a de jure and
a de facto point of divergence.
There are various de jure points of divergence for the Dardanelles Victory
timeline. Two examples are the choice of a different (and, in my opinion, more
competent) commander, and the ab initio inclusion of infantry in an
operation that in our timeline was initially purely naval. There's only one
de facto point of divergence, however: the rapid success of
the Dardanelles operation, which in our timeline stagnated and eventually failed.
Everything else funnels through that point.
Before the de facto point of divergence the evolution of the narrative is
countercausal. All the de jure points of divergence are motivated by the
need to bring about the success of the operation.
After the de facto point of divergence the evolution of the narrative
is causal. The differences stem, directly or indirectly, from the
de facto point of divergence. So the de facto point of divergence
acts as the boundary between the causal and countercausal regimes.
I've said earlier that my approach was almost entirely causal, and that's
reflected in the fact that the de facto point of divergence comes very
early in the story. The vast bulk of the narrative, therefore, is causal. If I'd
been writing countercausally I would have started with a de facto point of
divergence late in the narrative. One possibility would have been "how might
social structures from before the first world war have survived into the middle
of the twentieth century", I could have worked from there to "how might the first
world war have been much shorter" and from there to "how could the Dardanelles
operation have succeeded".
Butterflies in Orbit
Unless you've been living in a water pocket on Europa for the last fifteen years
you'll have heard the "butterfly causes hurricane" metaphor for locally unstable
systems. In any system that's even close to interesting a small change in the
initial conditions leads to enormous changes in the final state, given a
reasonable extrapolation time. It doesn't even have to be an obvious trigger like
"Adolf Hitler collects a British bullet at the Somme", which everyone can
recognise as a point of divergence. A butterfly's wings beating, for instance,
affect the weather a week later, which affects the success of a military
campaign, which leads to the death or survival of a thousand people who will have
incalculable effects thirty years from now.
Is it, therefore, impossible to predict the future in any meaningful way, as is
concluded by a character in Spielberg's Jurassic Park?
Well, obviously not, because we do predict the future with at
least some success in some arenas. So a better way of putting the question
is "does that mean that the butterfly effect is just worthless technobabble?"
Well, yes and no. Jeff Goldblum's character may have been talking rot but the
loophole that makes it rot has an interesting shape. It's tied up with a concept in
nonlinear dynamics that mathematicians call an orbit. These are subsets of the
space which, once entered, the system tends to stay within for quite a while. So
while the system changes state within the orbit frequently, it only hops from one
orbit to another occasionally.
The importance for history is the idea that orbits can be associated with
persistent features of world geopolitics: the United Nations, for instance, or
the Commonwealth of Australia. Major features can disappear quite quickly
(Austria-Hungary, for instance, or the Soviet Union) but as a rule if they exist
today there's a good chance they'll still exist ten years from now. So we can't
make statements about every element of the future, but we can for some elements.
To make an alternate history believable, therefore, we need to make statements
about which orbits the system will probably pass through. Any statement about
movement within the orbit is there for flavour. This is fine provided our
extrapolation is for times shortish compared with the orbit-hopping time. But
what if it isn't?
Analogy
Sometime you have individual events that you recognise can cause an orbit hop.
My battle of the Somme, for instance, isn't strictly the same as the historical
one. In a sense, the iron dice are being rolled afresh. Should the attack
succeed or fail?
The solution I've chosen is to pick the most analogous event
that occurred in the historical timeline, and base the success or failure on that,
adjusting for any change in circumstance. The historical Brusilov offensive was
more successful than you'd expect from an ab initio viewpoint, so the
modified Brusilov offensive in the Dardanelles Victory timeline is too. The
changes between them all flow, directly or indirectly, from the de facto
point of divergence.
I visualise the orbits as stacked rings. I'm being forced to pick a point on a ring,
but history never visited this ring: it went instead to a ring a short distance along.
So I pick a point adjacent to the point that was
visited historically. Never mind that there's no way to get from one point to
another (because you can't hop between those rings), it's still a slightly more
historical choice than any of the other points I can choose.
And when the event has no analogue? An example is the concentric anti-Austrian
offensive of 1917, historically Austria simply never faced such a long front.
In this case I make the answer up, and try to choose a result I can defend.
Conclusions
The best I could hope to give anyone who reads this is a mental tool, a new and
occasionally better way of looking at these issues. The worst thing I could do
is give them a delusion that I know what I'm talking about.
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